UNION CAPITAL COMPANY
CRD #110301 SEC #801-121320 TUCSON, AZ 520-664-2001
SEC Registered Broker-Dealer
Total AUM
$177M
Discretionary
$29M
Employees
17
Clients
--
Accounts
517
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALMADA, FRANCISCO B | I | DP/FINOP/CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| ALMADA, FRANCISCO B | I | DP/FINOP/CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| ALMADA, FRANCISCO B | I | DP/FINOP/CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| ALMADA, FRANCISCO B | I | DP/FINOP/CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| ALMADA, FRANCISCO B | I | DP/FINOP/CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| ALMADA, FRANCISCO B | I | DP/FINOP/CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| ALMADA, FRANCISCO B | I | DP/FINOP/CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| ALMADA, FRANCISCO B | I | DP/FINOP/CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| ALMADA, FRANCISCO B | I | DP/FINOP/CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| ALMADA, FRANCISCO B | I | DP/FINOP/CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| ALMADA, FRANCISCO B | I | DP/FINOP/CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY/DIRECTOR | NA | Control |
| BODKIN, JOSEPH FRANCIS | I | DIRECTOR, DP | NA | Control |
| BODKIN, JOSEPH FRANCIS | I | DIRECTOR, DP | NA | Control |
| BODKIN, JOSEPH FRANCIS | I | DIRECTOR, DP | NA | Control |
| BODKIN, JOSEPH FRANCIS | I | DIRECTOR, DP | NA | Control |
| BODKIN, JOSEPH FRANCIS | I | DIRECTOR, DP | NA | Control |
| BODKIN, JOSEPH FRANCIS | I | DIRECTOR, DP | NA | Control |
| BODKIN, JOSEPH FRANCIS | I | DIRECTOR, DP | NA | Control |
| BODKIN, JOSEPH FRANCIS | I | DIRECTOR, DP | NA | Control |
| BODKIN, JOSEPH FRANCIS | I | DIRECTOR, DP | NA | Control |
| BODKIN, JOSEPH FRANCIS | I | DIRECTOR, DP | NA | Control |
| BODKIN, JOSEPH FRANCIS | I | DIRECTOR, DP | NA | Control |
| UNION CAPITAL HOLDINGS, CORP. | DE | PARENT COMPANY/OWNER/SHAREHOLDER | E | Control |
| UNION CAPITAL HOLDINGS, CORP. | DE | PARENT COMPANY/OWNER/SHAREHOLDER | E | Control |
| UNION CAPITAL HOLDINGS, CORP. | DE | PARENT COMPANY/OWNER/SHAREHOLDER | E | Control |
| UNION CAPITAL HOLDINGS, CORP. | DE | PARENT COMPANY/OWNER/SHAREHOLDER | E | Control |
| UNION CAPITAL HOLDINGS, CORP. | DE | PARENT COMPANY/OWNER/SHAREHOLDER | E | Control |
| UNION CAPITAL HOLDINGS, CORP. | DE | PARENT COMPANY/OWNER/SHAREHOLDER | E | Control |
| UNION CAPITAL HOLDINGS, CORP. | DE | PARENT COMPANY/OWNER/SHAREHOLDER | E | Control |
| UNION CAPITAL HOLDINGS, CORP. | DE | PARENT COMPANY/OWNER/SHAREHOLDER | E | Control |
| UNION CAPITAL HOLDINGS, CORP. | DE | PARENT COMPANY/OWNER/SHAREHOLDER | E | Control |
| UNION CAPITAL HOLDINGS, CORP. | DE | PARENT COMPANY/OWNER/SHAREHOLDER | E | Control |
| UNION CAPITAL HOLDINGS, CORP. | DE | PARENT COMPANY/OWNER/SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALMADA, FRANCISCO B | I | UNION CAPITAL HOLDINGS, CORP. | D | Control |
| ALMADA, FRANCISCO B | I | UNION CAPITAL HOLDINGS, CORP. | D | Control |
| ALMADA, FRANCISCO B | I | UNION CAPITAL HOLDINGS, CORP. | D | Control |
| ALMADA, FRANCISCO B | I | UNION CAPITAL HOLDINGS, CORP. | D | Control |
| ALMADA, FRANCISCO B | I | UNION CAPITAL HOLDINGS, CORP. | D | Control |
| ALMADA, FRANCISCO B | I | UNION CAPITAL HOLDINGS, CORP. | D | Control |
| ALMADA, FRANCISCO B | I | UNION CAPITAL HOLDINGS, CORP. | D | Control |
| ALMADA, FRANCISCO B | I | UNION CAPITAL HOLDINGS, CORP. | D | Control |
| ALMADA, FRANCISCO B | I | UNION CAPITAL HOLDINGS, CORP. | D | Control |
| ALMADA, FRANCISCO B | I | UNION CAPITAL HOLDINGS, CORP. | D | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (16)
AZ CA CO FL IA ID IL IN MN NE NM NV OH TN TX WA
Address
6083 E. GRANT RD.TUCSON, AZ 85712
United States
Phone: 520-664-2001