DOMINICK & DOMINICK ADVISORS LLC
CRD #110323 SEC #801-38269 NEW YORK, NY 212-558-8800
SEC Registered
Total AUM
$509.4M
Discretionary
$509.4M
Employees
10
Clients
--
Accounts
75
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 18, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KENNEDY, PAUL, LYONS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| KENNEDY, PAUL, LYONS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| KENNEDY, PAUL, LYONS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| KENNEDY, PAUL, LYONS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| KENNEDY, PAUL, LYONS | I | MANAGER, DDA OWNERSHIP LLC | NA | Control |
| KENNEDY, PAUL, LYONS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| KENNEDY, PAUL, LYONS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | NA | Control |
| PALAZZOLO, SAVERIO | I | DIRECTOR OF OPERATIONS | NA | Control |
| DDA OWNERSHIP LLC | DE | SHAREHOLDER | E | Control |
| DDA OWNERSHIP LLC | DE | SHAREHOLDER | E | Control |
| DDA OWNERSHIP LLC | DE | SHAREHOLDER | E | Control |
| DDA OWNERSHIP LLC | DE | SHAREHOLDER | E | Control |
| DDA OWNERSHIP LLC | DE | SHAREHOLDER | E | Control |
| DDA OWNERSHIP LLC | DE | SHAREHOLDER | E | Control |
| EIGHTEEN SEVENTY CORPORATION | DE | MEMBER, DDA OWNERSHIP LLC | E | Control |
| MASI, THOMAS, ANTHONY | I | SHAREHOLDER | B | |
| MASI, THOMAS, ANTHONY | I | SHAREHOLDER | B | |
| MASI, THOMAS, ANTHONY | I | SHAREHOLDER | B | |
| MASI, THOMAS, ANTHONY | I | PRESIDENT | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| 1870 CORP | DE | DDA OWNERSHIP LLC | E | Control |
| 1870 CORP | DE | DDA OWNERSHIP LLC | E | Control |
| 1870 CORP | DE | DDA OWNERSHIP LLC | E | Control |
| 1870 CORP | DE | DDA OWNERSHIP LLC | E | Control |
| EIGHTEEN SEVENTY CORPORATION | DE | DDA OWNERSHIP LLC | E | Control |
| EIGHTEEN SEVENTY CORPORATION | DE | DDA OWNERSHIP LLC | E | Control |
| KENNEDY, PETER, MAXIMUS | I | 1870 CORP | C | Control |
| KENNEDY, PETER, MAXIMUS | I | 1870 CORP | C | Control |
| KENNEDY, PETER, MAXIMUS | I | 1870 CORP | C | Control |
| KENNEDY, PETER, MAXIMUS | I | 1870 CORP | C | Control |
| KENNEDY, PETER, MAXIMUS | I | EIGHTEEN SEVENTY CORPORATION | C | Control |
| KENNEDY, PETER, MAXIMUS | I | 1870 CORP | C | Control |
Registrations
Federal
IA
Dec 18, 2003 REGISTERED
Notice Filings (7)
CT MA NH NJ NY TX VT
Address
FINANCIAL SQUARE32 OLD SLIP
NEW YORK, NY 10005
USA
Phone: 212-558-8800