ALLOCCA J P & ASSOCIATES INC
CRD #110343 SEC #801-48330 SANTA FE, NM 505-988-9739
SEC Registered
Total AUM
$56.7M
Discretionary
$52.7M
Employees
5
Clients
26
Accounts
842
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLOCCA, JOSEPH, PAUL | I | CEO | D | Control |
| ALLOCCA, JOSEPH, PAUL | I | CEO | D | Control |
| ALLOCCA, JOSEPH, PAUL | I | CEO | D | Control |
| ALLOCCA, JOSEPH, PAUL | I | PRESIDENT | D | Control |
| ALLOCCA, JOSEPH, PAUL | I | PRESIDENT | D | Control |
| BRUNETT, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| BRUNETT, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| BRUNETT, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| BRUNETT, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLOCCA, GINA, CARRIE | I | JP ALLOCCA & ASSOCIATES, INC. | C | |
| ALLOCCA, PAULA, J. | I | J.P. ALLOCCA & ASSOCIATES, INC. | C | |
| ALLOCCA, PAULA, J. | I | J.P. ALLOCCA & ASSOCIATES, INC. | C | |
| ALLOCCA, PAULA, J. | I | J.P. ALLOCCA & ASSOCIATES, INC. | C | |
| ALLOCCA, PAULA, J. | I | J.P. ALLOCCA & ASSOCIATES, INC. | C |
Registrations
Federal
IA
Apr 2, 2002 REGISTERED
Notice Filings (1)
NM
Address
1549 ST FRANCIS DRSANTA FE, NM 87505
USA
Phone: 505-988-9739