DLJ MB ADVISORS, INC.
CRD #110352 SEC #801-57904 NEW YORK, NY 212-325-2000
SEC Registered
Total AUM
$13.8B
Discretionary
$13.8B
Employees
51
Clients
--
Accounts
211
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 17, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, SINEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAN, STEPHEN, H. | I | MANAGING DIRECTOR | NA | Control |
| DODES, IVY, B | I | SENIOR VICE PRESIDENT AND PRINCIPAL | NA | Control |
| DODES, IVY, B | I | SENIOR VICE PRESIDENT AND PRINCIPAL | NA | Control |
| DODES, IVY, B | I | SENIOR VICE PRESIDENT AND PRINCIPAL | NA | Control |
| DODES, IVY, B | I | SENIOR VICE PRESIDENT AND PRINCIPAL | NA | Control |
| DODES, IVY, B | I | SENIOR VICE PRESIDENT | NA | Control |
| DODES, IVY, B | I | SENIOR VICE PRESIDENT AND PRINCIPAL | NA | Control |
| DODES, IVY, B | I | SENIOR VICE PRESIDENT AND PRINCIPAL | NA | Control |
| DODES, IVY, B | I | SENIOR VICE PRESIDENT AND PRINCIPAL | NA | Control |
| DODES, IVY, B | I | SENIOR VICE PRESIDENT AND PRINCIPAL | NA | Control |
| DODES, IVY, B | I | SENIOR VICE PRESIDENT AND PRINCIPAL | NA | Control |
| DODES, IVY, B | I | SENIOR VICE PRESIDENT AND PRINCIPAL | NA | Control |
| DODES, IVY, B | I | SENIOR VICE PRESIDENT AND PRINCIPAL | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| JAMES, HAMILTON, EVANS | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| LOHSEN, KENNETH, JOHN | I | DIRECTOR AND CHAIRMAN | NA | Control |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR, SENIOR VICE PRESIDENT AND CONTROLLER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| POLETTI, EDWARD, A | I | CONTROLLER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR, SENIOR VICE PRESIDENT AND CONTROLLER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR | NA | Control |
| RYAN, EILEEN, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLOSS, LAWRENCE, MICHAEL | I | CHAIRMAN | NA | Control |
| SINGH, RAVI, MOHAN | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| SINGH, RAVI, MOHAN | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| SINGH, RAVI, MOHAN | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. (FORMERLY DLJ CAPITAL INVESTORS, INC.) | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. (FORMERLY DLJ CAPITAL INVESTORS, INC.) | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. (F/K/A CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.) | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. (F/K/A CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.) | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. (F/K/A CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.) | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CREDIT SUISSE (USA), INC. | DE | CREDIT SUISSE PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CREDIT SUISSE PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CREDIT SUISSE PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CREDIT SUISSE PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. (FORMERLY DLJ CAPITAL INVESTORS, INC.) | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. (FORMERLY DLJ CAPITAL INVESTORS, INC.) | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.) | DE | CREDIT SUISSE PRIVATE EQUITY, INC. (F/K/A CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.) | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. (FORMERLY DLJ CAPITAL INVESTORS, INC.) | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.) | DE | CREDIT SUISSE PRIVATE EQUITY, INC. (F/K/A CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.) | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.) | DE | CREDIT SUISSE PRIVATE EQUITY, INC. (F/K/A CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.) | E | Control |
| CREDIT SUISSE FIRST BOSTON (USA), INC. | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. (FORMERLY DLJ CAPITAL INVESTORS, INC.) | E | Control |
| CREDIT SUISSE FIRST BOSTON (USA), INC. (FORMERLY DONALDSON, LUFKIN & JENRETTE, INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. (FORMERLY DLJ CAPITAL INVESTORS, INC.) | E | Control |
| CREDIT SUISSE FIRST BOSTON (USA), INC. (FORMERLY DONALDSON, LUFKIN & JENRETTE, INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. (FORMERLY DLJ CAPITAL INVESTORS, INC.) | E | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | Control |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | Control |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | Control |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | Control |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | D | Control |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | D | Control |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | D | Control |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | D | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | C | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | C | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | C | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | C | Control |
Registrations
Federal
IA
Sep 17, 2010 REGISTERED
Notice Filings (9)
CA DE IL IN MI NC NY OH OR
Address
11 MADISON AVENUE, 16TH FLOORNEW YORK, NY 10010
United States
Phone: 212-325-2000