RIA Intelligence

BERTHEL SCHUTTER LLC

CRD #110374 SEC #801-55585 ST PAUL, MN 651-228-0750
SEC Registered
Total AUM
--
Discretionary
--
Employees
6
Clients
0
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BERTHEL, DIANE, MARIEIPRINCIPALC Control
BERTHEL, DIANE, MARIEIMANAGING PRINCIPALC Control
BERTHEL, DIANE, MARIEIMANAGING PRINCIPALC Control
BERTHEL, DIANE, MARIEIPRINCIPAL, MANAGING MEMBERC Control
SCHUTTER, DIANAIPRINCIPALC Control
SCHUTTER, DIANAIMANAGING PRINCIPALC Control
SCHUTTER, DIANAIMANAGING PRINCIPALC Control
SCHUTTER, DIANA, LEAIPRINCIPAL, MANAGING MEMBERC Control
HOESCHEN, MICHAELIPRINCIPAL/CHIEF COMPLIANCE OFFICERB
HOESCHEN, MICHAELIPRINCIPALB
HOESCHEN, MICHAELIPRINCIPALB
HOESCHEN, MICHAEL, THOMASIPRINCIPAL/CHIEF COMPLIANCE OFFICERB

Registrations

Federal

IA
Mar 27, 2012 REGISTERED

Notice Filings (3)

MN TX WI

Address

FIRST NATIONAL BANK BUILDING
332 MINNESOTA STREET, SUITE WEST 1380
ST PAUL, MN 55101
United States
Phone: 651-228-0750