HABERER REGISTERED INVESTMENT ADVISOR INC
CRD #110382 SEC #801-13081 CINCINNATI, OH 513-381-8200
SEC Registered
Total AUM
$773.4M
Discretionary
$728.2M
Employees
11
Clients
51
Accounts
620
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 8, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ATTWOOD, PAUL, WILLIAM | I | CFA, ASST. VP, SR. RESEARCH ANALYST, PORTFOLIO MANAGER | NA | Control |
| ATTWOOD, PAUL, WILLIAM | I | CFA, ASST. VP, SR. RESEARCH ANALYST, PORTFOLIO MANAGER | NA | Control |
| ATTWOOD, PAUL, WILLIAM | I | SENIOR RESEARCH ANALYST | NA | Control |
| ATTWOOD, PAUL, WILLIAM | I | CFA, ASST. VP, SR. RESEARCH ANALYST, PORTFOLIO MANAGER | NA | Control |
| ATTWOOD, PAUL, WILLIAM | I | SENIOR RESEARCH ANALYST | NA | Control |
| ATTWOOD, PAUL, WILLIAM | I | CFA, ASST. VP, SR. RESEARCH ANALYST, PORTFOLIO MANAGER | NA | Control |
| ATTWOOD, PAUL, WILLIAM | I | CFA, ASST. VP, SR. RESEARCH ANALYST, PORTFOLIO MANAGER | NA | Control |
| BISHOP, NATHAN, ANDREW | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| BISHOP, NATHAN, ANDREW | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| BISHOP, NATHAN, ANDREW | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| BISHOP, NATHAN, ANDREW | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| BISHOP, NATHAN, ANDREW | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| BISHOP, NATHAN, ANDREW | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| BISHOP, NATHAN, ANDREW | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| BISHOP, NATHAN, ANDREW | I | VP, SR. PORTFOLIO MANAGER AND CHIEF INVESTMENT OFFICER | NA | Control |
| BISHOP, NATHAN, ANDREW | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| BISHOP, NATHAN, ANDREW | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| BISHOP, NATHAN, ANDREW | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| BISHOP, NATHAN, ANDREW | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VICE PRESIDENT, SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VICE PRESIDENT, SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VICE PRESIDENT, SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VICE PRESIDENT, SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VICE PRESIDENT, SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VICE PRESIDENT, SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VICE PRESIDENT, SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VP, SR. WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VICE PRESIDENT, SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VICE PRESIDENT, SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VP, SECRETARY, SR. WEALTH ADVISOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VP, SR. WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VP, SECRETARY, SR. WEALTH ADVISOR, CHIEF COMPLIANCE OFFICER AND BOARD MEMBER | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VICE PRESIDENT, SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VICE PRESIDENT, SENIOR WEALTH MANAGEMENT ADVISOR | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VP, SECRETARY, SR. WEALTH ADVISOR, CHIEF COMPLIANCE OFFICER AND BOARD MEMBER | NA | Control |
| CANERIS, ADONIS, ANTHONY | I | VP, SECRETARY, SR. WEALTH ADVISOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| CAWMAN, AUDREY, J | I | SR. PRIVATE CLIENT ADVISOR | NA | |
| CAWMAN, AUDREY, J | I | SR. PRIVATE CLIENT ADVISOR | NA | |
| CAWMAN, AUDREY, J | I | SR. PRIVATE CLIENT ADVISOR | NA | |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | CCO, SENIOR VICE PRESIDENT | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | COO, SENIOR VICE PRESIDENT | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | CCO, SENIOR VICE PRESIDENT | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | COO, SENIOR VICE PRESIDENT | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKE, IRENE, MCDONOUGH | I | SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT,DIR. OF PORTFOLIO MANAGEMENT | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT,DIR. OF PORTFOLIO MANAGEMENT | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT,DIR. OF PORTFOLIO MANAGEMENT | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT,DIR. OF PORTFOLIO MANAGEMENT | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT,DIR. OF PORTFOLIO MANAGEMENT | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT,DIR. OF PORTFOLIO MANAGEMENT | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT,DIR. OF PORTFOLIO MANAGEMENT | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT,DIR. OF PORTFOLIO MANAGEMENT | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT,DIR. OF PORTFOLIO MANAGEMENT | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT,DIR. OF PORTFOLIO MANAGEMENT | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT,DIR. OF PORTFOLIO MANAGEMENT | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT, SR. PORTFOLIO MANAGER | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, VICE PRESIDENT, SR. PORTFOLIO MANAGER | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, VICE PRESIDENT, SR. PORTFOLIO MANAGER | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, VICE PRESIDENT, SR. PORTFOLIO MANAGER | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOOLEY, SCOTT, HARRISON | I | CFA, VICE PRESIDENT, SR. PORTFOLIO MANAGER | NA | Control |
| DOWNING, NORRIS | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| DOWNING, NORRIS | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| DOWNING, NORRIS, JAMES | I | SENIOR VICE PRESIDENT, SENIOR WEALTH MANAGER | NA | Control |
| DOWNING, NORRIS, JAMES | I | SENIOR VICE PRESIDENT, SENIOR WEALTH MANAGER | NA | Control |
| DOWNING, NORRIS, JAMES | I | SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOWNING, NORRIS, JAMES | I | SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOWNING, NORRIS, JAMES | I | SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOWNING, NORRIS, JAMES | I | SENIOR VICE PRESIDENT, SENIOR WEALTH MANAGER | NA | Control |
| DOWNING, NORRIS, JAMES | I | SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOWNING, NORRIS, JAMES | I | SENIOR VICE PRESIDENT, SENIOR WEALTH MANAGER | NA | Control |
| DOWNING, NORRIS, JAMES | I | SENIOR VICE PRESIDENT, SENIOR WEALTH MANAGER | NA | Control |
| DOWNING, NORRIS, JAMES | I | SENIOR VICE PRESIDENT, SENIOR WEALTH MANAGER | NA | Control |
| DOWNING, NORRIS, JAMES | I | SENIOR VICE PRESIDENT, SENIOR WEALTH MANAGER | NA | Control |
| DOWNING, NORRIS, JAMES | I | SENIOR VICE PRESIDENT, SENIOR WEALTH MANAGER | NA | Control |
| DOWNING, NORRIS, JAMES | I | SENIOR VICE PRESIDENT, SENIOR WEALTH MANAGER | NA | Control |
| DOWNING, NORRIS, JAMES | I | SENIOR VICE PRESIDENT, SENIOR WEALTH MANAGER | NA | Control |
| DOWNING, NORRIS, JAMES | I | SENIOR VICE PRESIDENT, SENIOR WEALTH MANAGER | NA | Control |
| DOWNING, NORRIS, JAMES | I | SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOWNING, NORRIS, JAMES | I | SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| DOWNING, NORRIS, JAMES | I | SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| GREEN, ELIZABETH, MARCHAL | I | VICE PRESIDENT PORTFOLIO MANAGER | NA | Control |
| GREEN, ELIZABETH, MARCHAL | I | VICE PRESIDENT PORTFOLIO MANAGER | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO | NA | Control |
| HARE, RANDALL, ALLEN | I | SENIOR RESEARCH ANALYST | NA | Control |
| HARE, RANDALL, ALLEN | I | SENIOR RESEARCH ANALYST | NA | Control |
| HARE, RANDALL, ALLEN | I | SENIOR RESEARCH ANALYST | NA | Control |
| HARE, RANDALL, ALLEN | I | SENIOR RESEARCH ANALYST | NA | Control |
| HARE, RANDALL, ALLEN | I | SENIOR RESEARCH ANALYST | NA | Control |
| HENN, MARC, ERLE | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HENN, MARC, ERLE | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HENN, MARC, ERLE | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HENN, MARC, ERLE | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HENN, MARC, ERLE | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HENN, MARC, ERLE | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HENN, MARC, ERLE | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HENN, MARC, ERLE | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HENN, MARC, ERLE | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HUMMEL, ELLIS, DAVENPORT | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HUMMEL, ELLIS, DAVENPORT | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HUMMEL, ELLIS, DAVENPORT | I | VICE PRESIDENT PORTFOLIO MANAGER | NA | Control |
| HUMMEL, ELLIS, DAVENPORT | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HUMMEL, ELLIS, DAVENPORT | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HUMMEL, ELLIS, DAVENPORT | I | CFP, SENIOR VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HUMMEL, ELLIS, DAVENPORT | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HUMMEL, ELLIS, DAVENPORT | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HUMMEL, ELLIS, DAVENPORT | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HUMMEL, ELLIS, DAVENPORT | I | VICE PRESIDENT PORTFOLIO MANAGER | NA | Control |
| HUMMEL, ELLIS, DAVENPORT | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| HUMMEL, ELLIS, DAVENPORT | I | CFP, VICE PRESIDENT WEALTH MANAGER | NA | Control |
| JOSEFCZYK, MARK, HENRY | I | DIRECTOR OF MARKETING | NA | Control |
| JOSEFCZYK, MARK, HENRY | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| JOSEFCZYK, MARK, HENRY | I | DIRECTOR OF MARKETING | NA | Control |
| JOSEFCZYK, MARK, HENRY | I | VICE PRESIDENT, DIRECTOR OF MARKETING | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KELLER, DONALD, LEE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | NA | Control |
| KERSTINE, JEFFREY, IAN | I | SENIOR RESEARCH ANALYST | NA | Control |
| KERSTINE, JEFFREY, IAN | I | SENIOR RESEARCH ANALYST | NA | Control |
| MASON, BRUCE | I | RESEARCH ANALYST | NA | Control |
| O'BRIEN, KRISTY, SUE | I | VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| O'BRIEN, KRISTY, SUE | I | VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| O'BRIEN, KRISTY, SUE | I | VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| O'BRIEN, KRISTY, SUE | I | VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| O'BRIEN, KRISTY, SUE | I | VICE PRESIDENT, PRIVATE CLIENT ADVISOR | NA | Control |
| OBRIEN, KRISTY, SUE | I | VICE PRESIDENT | NA | Control |
| OBRIEN, KRISTY, SUE | I | VICE PRESIDENT | NA | Control |
| OBRIEN, KRISTY, SUE | I | VICE PRESIDENT | NA | Control |
| OBRIEN, KRISTY, SUE | I | VICE PRESIDENT | NA | Control |
| OBRIEN, KRISTY, SUE | I | VICE PRESIDENT | NA | Control |
| OBRIEN, KRISTY, SUE | I | VICE PRESIDENT | NA | Control |
| REZABEK, JOSEPH, L | I | HABERER BOARD MEMBER | NA | |
| REZABEK, JOSEPH, L | I | HABERER BOARD MEMBER | NA | |
| REZABEK, JOSEPH, L | I | HABERER BOARD MEMBER | NA | |
| REZABEK, JOSEPH, L | I | HABERER BOARD MEMBER | NA | |
| SHORT, STEVEN, MARC | I | EXECUTIVE VICE PRESIDENT OF HUNTINGTON BANK, HABERER BOARD MEMBER | NA | |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | PRESIDENT, TREASURER AND MANAGING DIRECTOR, BOARD MEMBER | NA | Control |
| SMITH, GREGORY, A. | I | PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| SMITH, GREGORY, A. | I | PRESIDENT, TREASURER AND MANAGING DIRECTOR, BOARD MEMBER | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | NA | Control |
| SMITH, GREGORY, A. | I | PRESIDENT, TREASURER AND MANAGING DIRECTOR, BOARD MEMBER | NA | Control |
| SMITH, GREGORY, A. | I | PRESIDENT, TREASURER AND MANAGING DIRECTOR, BOARD MEMBER | NA | Control |
| WAGONER, PEGGY, DODT | I | COMPLIANCE OFFICER | NA | Control |
| WAGONER, PEGGY, DODT | I | COMPLIANCE OFFICER | NA | Control |
| WING, CHRISTIAN, ROBERTS | I | VICE PRESIDENT, SR. PRIVATE CLIENT ADVISOR | NA | Control |
| WING, CHRISTIAN, ROBERTS | I | VP, SR. PORTFOLIO MANAGER, CHIEF INVESTMENT OFFICER AND BOARD MEMBER | NA | Control |
| WING, CHRISTIAN, ROBERTS | I | VICE PRESIDENT, SR. PORTFOLIO MANAGER, CHIEF INVESTMENT OFFICER | NA | Control |
| WING, CHRISTIAN, ROBERTS | I | VP, SR. PORTFOLIO MANAGER, CHIEF INVESTMENT OFFICER AND BOARD MEMBER | NA | Control |
| WING, CHRISTIAN, ROBERTS | I | VP, SR. PORTFOLIO MANAGER, CHIEF INVESTMENT OFFICER AND BOARD MEMBER | NA | Control |
| WING, CHRISTIAN, ROBERTS | I | VP, SR. PORTFOLIO MANAGER, CHIEF INVESTMENT OFFICER AND BOARD MEMBER | NA | Control |
| HABERER, EDWARD, MICHAEL | I | CEO/PRESIDENT | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | SHAREHOLDER | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | SHAREHOLDER | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | SHAREHOLDER | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | SHAREHOLDER | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
| HUNTINGTON NATIONAL BANK | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
| HUNTINGTON BANCSHARES, INC. | DE | HUNTINGTON NATIONAL BANK | E | Control |
Registrations
Federal
IA
May 8, 2012 REGISTERED
Notice Filings (15)
AZ CA FL GA IL IN KY MD MI OH PA SC TN VA WV
Address
201 E FIFTH STSUITE 1100
CINCINNATI, OH 45202
United States
Phone: 513-381-8200