NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC
CRD #110411 SEC #801-38965 NEW YORK, NY (212) 667-9000
SEC Registered
Total AUM
$36.4B
Discretionary
$36.1B
Employees
48
Clients
--
Accounts
72
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Aug 4, 2025
- Branch Offices
- 0
- LEI
- KWEQRKOXHSILUL8AQG52
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AKATSUKA, YO | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| AKATSUKA, YO | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| AKATSUKA, YO | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| AKATSUKA, YO | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| AKATSUKA, YO | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| AKATSUKA, YO | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| AKATSUKA, YO | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| ALOUPIS, STEVEN, NICHOLAS | I | BOARD OF DIRECTOR | NA | Control |
| ALOUPIS, STEVEN, NICHOLAS | I | BOARD OF DIRECTOR | NA | Control |
| ALOUPIS, STEVEN, NICHOLAS | I | BOARD OF DIRECTOR | NA | Control |
| ALOUPIS, STEVEN, NICHOLAS | I | BOARD OF DIRECTOR | NA | Control |
| ALOUPIS, STEVEN, NICHOLAS | I | BOARD OF DIRECTOR | NA | Control |
| ALOUPIS, STEVEN, NICHOLAS | I | BOARD OF DIRECTOR | NA | Control |
| ALOUPIS, STEVEN, NICHOLAS | I | BOARD OF DIRECTOR | NA | Control |
| ALOUPIS, STEVEN, NICHOLAS | I | BOARD OF DIRECTOR | NA | Control |
| ALOUPIS, STEVEN, NICHOLAS | I | BOARD OF DIRECTOR | NA | Control |
| ANDOH, YUSUKE, NMN | I | DIRECTOR | NA | Control |
| ANDOH, YUSUKE, NMN | I | DIRECTOR | NA | Control |
| ANDOH, YUSUKE, NMN | I | DIRECTOR | NA | Control |
| BUSSE, STEPHANIE, LYNN | I | GENERAL COUNSEL | NA | Control |
| BUSSE, STEPHANIE, LYNN | I | GENERAL COUNSEL | NA | Control |
| BUSSE, STEPHANIE, LYNN | I | GENERAL COUNSEL | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHANG, AMY, YU | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| CHIULLI, EUGENE, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHIULLI, EUGENE, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHIULLI, EUGENE, JAMES | I | TREASURER, CHIEF FINANCIAL OFFICER | NA | Control |
| CHIULLI, EUGENE, JAMES | I | TREASURER, CHIEF FINANCIAL OFFICER | NA | Control |
| CHIULLI, EUGENE, JAMES | I | TREASURER, CHIEF FINANCIAL OFFICER | NA | Control |
| CHIULLI, EUGENE, JAMES | I | TREASURER, CHIEF FINANCIAL OFFICER | NA | Control |
| CHIULLI, EUGENE, JAMES | I | TREASURER, CHIEF FINANCIAL OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| CRALL, DAVID, OWEN | I | BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| CRALL, DAVID, OWEN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DANIELE, NEIL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTTON, PAUL, ANDREW | I | DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | DIRECTOR, ASSET MANAGEMENT COMPLIANCE | NA | |
| DUTTON, PAUL, ANDREW | I | DIRECTOR, ASSET MANAGEMENT COMPLIANCE | NA | |
| DUTTON, PAUL, ANDREW | I | DIRECTOR, ASSET MANAGEMENT COMPLIANCE | NA | |
| DUTTON, PAUL, ANDREW | I | DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | DIRECTOR, ASSET MANAGEMENT COMPLIANCE | NA | |
| DUTTON, PAUL, ANDREW | I | DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | |
| DUTTON, PAUL, ANDREW | I | DIRECTOR, ASSET MANAGEMENT COMPLIANCE | NA | |
| DUTTON, PAUL, ANDREW | I | DIRECTOR, ASSET MANAGEMENT COMPLIANCE | NA | |
| DUTTON, PAUL, ANDREW | I | DIRECTOR, ASSET MANAGEMENT COMPLIANCE | NA | |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, BOARD MEMBER & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF LEGAL OFFICER AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF LEGAL OFFICER AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, BOARD MEMBER & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | CHAIRMAN OF THE BOARD & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, BOARD MEMBER & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, BOARD MEMBER & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, BOARD MEMBER & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF LEGAL OFFICER AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, BOARD MEMBER & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, BOARD MEMBER & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, BOARD MEMBER & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, BOARD MEMBER & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | EXECUTIVE MANAGING DIRECTOR, BOARD MEMBER & CHIEF LEGAL OFFICER | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF LEGAL OFFICER AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF LEGAL OFFICER AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF LEGAL OFFICER AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF LEGAL OFFICER AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF LEGAL OFFICER AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF LEGAL OFFICER AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF LEGAL OFFICER AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF LEGAL OFFICER AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FINDLAY, DAVID, MAIR | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD | NA | Control |
| FRASER, LANCE, BERNARD | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| FRASER, LANCE, BERNARD | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| FRASER, LANCE, BERNARD | I | MANAGING DIRECTOR AND CO-CHIEF OPERATING OFFICER | NA | Control |
| FRASER, LANCE, BERNARD | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | Control |
| FRASER, LANCE, BERNARD | I | MANAGING DIRECTOR AND CO-CHIEF OPERATING OFFICER | NA | Control |
| FRASER, LANCE, BERNARD | I | MANAGING DIRECTOR AND CO-CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER AND BOARD MEMBER | NA | Control |
| HAWTHORNE, MELANIE, JANE | I | HEAD OF LEGAL | NA | Control |
| HAWTHORNE, MELANIE, JANE | I | HEAD OF LEGAL | NA | Control |
| HAWTHORNE, MELANIE, JANE | I | HEAD OF LEGAL | NA | Control |
| HAWTHORNE, MELANIE, JANE | I | HEAD OF LEGAL | NA | Control |
| HAWTHORNE, MELANIE, JANE | I | HEAD OF LEGAL | NA | Control |
| HAWTHORNE, MELANIE, JANE | I | HEAD OF LEGAL | NA | Control |
| HOFFMAN, ROBERT, IAN | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| HOFFMAN, ROBERT, IAN | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| HOFFMAN, ROBERT, IAN | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | |
| HOFFMAN, ROBERT, IAN | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| HOFFMAN, ROBERT, IAN | I | VICE PRESIDENT AND PORTFOLIO MANAGER | NA | |
| HOFFMAN, ROBERT, IAN | I | VICE PRESIDENT AND PORTFOLIO MANAGER | NA | |
| HOFFMAN, ROBERT, IAN | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| HOFFMAN, ROBERT, IAN | I | VICE PRESIDENT AND PORTFOLIO MANAGER | NA | |
| HOFFMAN, ROBERT, IAN | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| HOFFMAN, ROBERT, IAN | I | VICE PRESIDENT AND PORTFOLIO MANAGER | NA | |
| HOFFMAN, ROBERT, IAN | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| Hawthorne, Melanie | I | HEAD OF LEGAL | NA | Control |
| Hawthorne, Melanie | I | HEAD OF LEGAL | NA | Control |
| Hawthorne, Melanie | I | HEAD OF LEGAL | NA | Control |
| Hawthorne, Melanie | I | HEAD OF LEGAL | NA | Control |
| ITABASHI, YUTAKA | I | BOARD OF DIRECTOR MEMBER | NA | Control |
| ITABASHI, YUTAKA | I | BOARD OF DIRECTOR MEMBER | NA | Control |
| ITABASHI, YUTAKA | I | BOARD OF DIRECTOR MEMBER | NA | Control |
| ITABASHI, YUTAKA | I | BOARD OF DIRECTOR MEMBER | NA | Control |
| ITABASHI, YUTAKA | I | BOARD OF DIRECTOR MEMBER | NA | Control |
| ITABASHI, YUTAKA | I | BOARD OF DIRECTOR MEMBER | NA | Control |
| KASHIWAGI, SHIGESUKE | I | BOARD MEMBER | NA | Control |
| KASHIWAGI, SHIGESUKE | I | BOARD MEMBER | NA | Control |
| KASHIWAGI, SHIGESUKE | I | BOARD MEMBER | NA | Control |
| KASHIWAGI, SHIGESUKE | I | BOARD MEMBER | NA | Control |
| KASHIWAGI, SHIGESUKE | I | BOARD MEMBER | NA | Control |
| KASHIWAGI, SHIGESUKE | I | BOARD MEMBER | NA | Control |
| KASHIWAGI, SHIGESUKE | I | BOARD MEMBER | NA | Control |
| KLEGAR, KENNETH, CHARLES | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| KLEGAR, KENNETH, CHARLES | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| KLEGAR, KENNETH, CHARLES | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | |
| KOTSEN, STEPHEN, SPENCER | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| KOTSEN, STEPHEN, SPENCER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| LEVINE, ROBERT | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER | NA | Control |
| MACLEAN, ELIZABETH, OCONNELL | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| MACLEAN, ELIZABETH, OCONNELL | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUBA, NAOKI | I | BOARD MEMBER | NA | Control |
| MATSUMOTO, KOICHI | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | |
| MATSUMOTO, KOICHI | I | MANAGING DIRECTOR AND CO-CHIEF OPERATING OFFICER | NA | |
| MATSUMOTO, KOICHI | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | |
| MATSUMOTO, KOICHI | I | MANAGING DIRECTOR AND CO-CHIEF OPERATING OFFICER | NA | |
| MATSUMOTO, KOICHI | I | MANAGING DIRECTOR AND CO-CHIEF OPERATING OFFICER | NA | |
| MATSUMOTO, KOICHI | I | MANAGING DIRECTOR AND CO-CHIEF OPERATING OFFICER | NA | |
| NAMURA, YOSHIHIRO, NMN | I | BOARD OF DIRECTOR, CHAIRPERSON | NA | Control |
| NAMURA, YOSHIHIRO, NMN | I | BOARD OF DIRECTOR, CHAIRPERSON | NA | Control |
| NAMURA, YOSHIHIRO, NMN | I | BOARD OF DIRECTOR, CHAIRPERSON | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMOTO, YUICHI | I | BOARD OF DIRECTOR | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND CO-HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND CO-HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND CO-HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | VICE PRESIDENT AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| NORTON, JEFFREY, R | I | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS | NA | Control |
| Namura, Yoshihiro | I | BOARD OF DIRECTOR, CHAIRPERSON | NA | Control |
| Namura, Yoshihiro | I | BOARD OF DIRECTOR, CHAIRPERSON | NA | Control |
| Namura, Yoshihiro | I | BOARD OF DIRECTOR, CHAIRPERSON | NA | Control |
| Namura, Yoshihiro | I | BOARD OF DIRECTOR, CHAIRPERSON | NA | Control |
| Namura, Yoshihiro | I | BOARD OF DIRECTOR, CHAIRPERSON | NA | Control |
| Namura, Yoshihiro | I | BOARD OF DIRECTOR, CHAIRPERSON | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND ASSISTANT PORTFOLIO MANAGER | NA | |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| ROSENTHAL, STEVE | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND CO-PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| ROSENTHAL, STEVE | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| SCHWARTZ, ROBERT, SCOTT | I | MANAGING DIRECTOR AND MARKETING OFFICER | NA | |
| SCHWARTZ, ROBERT, SCOTT | I | MANAGING DIRECTOR AND MARKETING OFFICER | NA | |
| SCHWARTZ, ROBERT, SCOTT | I | MANAGING DIRECTOR AND MARKETING OFFICER | NA | |
| SCHWARTZ, ROBERT, SCOTT | I | MANAGING DIRECTOR AND MARKETING OFFICER | NA | |
| SCHWARTZ, ROBERT, SCOTT | I | MANAGING DIRECTOR AND MARKETING OFFICER | NA | |
| SCHWARTZ, ROBERT, SCOTT | I | MANAGING DIRECTOR AND MARKETING OFFICER | NA | |
| SHUSTER, EUGENE, NMN | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| SHUSTER, EUGENE, NMN | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| SHUSTER, EUGENE, NMN | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| STARK, ROBERT, NMN | I | BOARD OF DIRECTOR | NA | Control |
| STARK, ROBERT, NMN | I | BOARD OF DIRECTOR | NA | Control |
| STARK, ROBERT, NMN | I | BOARD OF DIRECTOR | NA | Control |
| STARK, ROBERT, NMN | I | BOARD OF DIRECTOR | NA | Control |
| STARK, ROBERT, NMN | I | BOARD OF DIRECTOR | NA | Control |
| STARK, ROBERT, NMN | I | BOARD OF DIRECTOR | NA | Control |
| STARK, ROBERT, NMN | I | BOARD OF DIRECTOR | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STEWART, RICHARD, WARREN | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | NA | Control |
| STROEMER, MENO, VOLKER | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| STROEMER, MENO, VOLKER | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| STROEMER, MENO, VOLKER | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| Shuster, Eugene | I | MANAGING DIRECTOR - HEAD OF RISK | NA | Control |
| TAKAHASHI, HIDEYUKI | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| TAKAHASHI, HIDEYUKI | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| TAKAHASHI, HIDEYUKI | I | BOARD MEMBER | NA | Control |
| TAKAHASHI, HIDEYUKI | I | BOARD MEMBER | NA | Control |
| TAKAHASHI, HIDEYUKI | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| TAKAHASHI, HIDEYUKI | I | BOARD MEMBER | NA | Control |
| TAKAHASHI, HIDEYUKI | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| TAKAHASHI, HIDEYUKI | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| TAKAHASHI, HIDEYUKI | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| TAKAHASHI, HIDEYUKI | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| TAKEMURA, TSUTOMU | I | CHAIRMEN OF THE BOARD OF DIRECTORS | NA | Control |
| TAKEMURA, TSUTOMU | I | BOARD OF DIRECTOR | NA | Control |
| TAKEMURA, TSUTOMU | I | CHAIRMEN OF THE BOARD OF DIRECTORS | NA | Control |
| WONG, JENNIE, H | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| WONG, JENNIE, H | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| WONG, JENNIE, HIL | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| WONG, JENNIE, HIL | I | MANAGING DIRECTOR, CHIEF ADMINISTRATOR OFFICER | NA | Control |
| Willcox, Christopher, Paul | I | DIRECTOR, CHAIRPERSON | NA | Control |
| YOSHIKAWA, ATSUSHI | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| YOSHIKAWA, ATSUSHI | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| YOSHIKAWA, ATSUSHI | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| YOSHIKAWA, ATSUSHI | I | DIRECTOR | NA | Control |
| YOSHIKAWA, ATSUSHI | I | DIRECTOR | NA | Control |
| YOSHIKAWA, ATSUSHI | I | DIRECTOR | NA | Control |
| YU, AMY, W | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| YU, AMY, W | I | DIRECTOR AND PORTFOLIO MANAGER | NA | |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | NA | Control |
| ZORIC, STEVEN | I | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | NA | Control |
| stroemer, meno, volker | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| stroemer, meno, volker | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| stroemer, meno, volker | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| stroemer, meno, volker | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| stroemer, meno, volker | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | E | Control |
| NOMURA HOLDINGS, INC. | FE | SHAREHOLDER | B | Control |
| THE NOMURA SECURITIES CO., LTD. | FE | SHAREHOLDER | B | Control |
| THE NOMURA SECURITIES CO., LTD. | FE | SHAREHOLDER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NOMURA HOLDING, INC. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| NOMURA HOLDINGS, INC. | FE | NOMURA HOLDING AMERICA INC. | E | Control |
| THE NOMURA SECURITIES CO., LTD. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
| THE NOMURA SECURITIES CO., LTD. | FE | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. | E | Control |
Registrations
Federal
IA
Aug 4, 2025 REGISTERED
Notice Filings (2)
LA MA
Address
WORLDWIDE PLAZA309 WEST 49TH STREET
NEW YORK, NY 10019-7316
United States
Phone: (212) 667-9000