VISION ASSET MANAGEMENT INC

CRD #110412 SEC #801-57912 ROSEMONT, IL 847-653-0400

SEC Registered Broker-Dealer

Total AUM

$36M

Discretionary

$36M

Employees

Clients

Accounts

Firm Details

Organization Type: Corporation
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jan 31, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BACON, JAMES, OTTO	I	SENIOR VICE PRESIDENT, DIRECTOR OF COMPLIANCE	NA	Control
BACON, JAMES, OTTO	I	SENIOR VICE PRESIDENT, DIRECTOR OF COMPLIANCE	NA	Control
BACON, JAMES, OTTO	I	SENIOR VICE PRESIDENT, DIRECTOR OF COMPLIANCE	NA	Control
BACON, JAMES, OTTO	I	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & DIRECTOR	NA	Control
BACON, JAMES, OTTO	I	VICE PRESIDENT, DIRECTOR OF COMPLIANCE & DIRECTOR	NA	Control
BACON, JAMES, OTTO	I	VICE PRESIDENT, DIRECTOR OF COMPLIANCE & DIRECTOR	NA	Control
BACON, JAMES, OTTO	I	VICE PRESIDENT, DIRECTOR OF COMPLIANCE & DIRECTOR	NA	Control
BACON, JAMES, OTTO	I	VICE PRESIDENT, DIRECTOR OF COMPLIANCE & DIRECTOR	NA	Control
BACON, JAMES, OTTO	I	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & DIRECTOR	NA	Control
BACON, JAMES, OTTO	I	VICE PRESIDENT, DIRECTOR OF COMPLIANCE & DIRECTOR	NA	Control
BACON, JAMES, OTTO	I	VICE PRESIDENT, DIRECTOR OF COMPLIANCE & DIRECTOR	NA	Control
JAHNTZ, SUSAN, MARIE	I	PRESIDENT & CEO, DIRECTOR OF OPERATIONS & DIRECTOR	NA	Control
JAHNTZ, SUSAN, MARIE	I	PRESIDENT & CEO, DIRECTOR OF OPERATIONS & DIRECTOR	NA	Control
JAHNTZ, SUSAN, MARIE	I	SVP, DIRECTOR OF OPERATIONS	NA	Control
JAHNTZ, SUSAN, MARIE	I	VICE PRESIDENT OF OPERATIONS & DIRECTOR	NA	Control
JAHNTZ, SUSAN, MARIE	I	VICE PRESIDENT OF OPERATIONS & DIRECTOR	NA	Control
JAHNTZ, SUSAN, MARIE	I	VICE PRESIDENT OF OPERATIONS & DIRECTOR	NA	Control
JAHNTZ, SUSAN, MARIE	I	VICE PRESIDENT OF OPERATIONS & DIRECTOR	NA	Control
JAHNTZ, SUSAN, MARIE	I	VICE PRESIDENT OF OPERATIONS & DIRECTOR	NA	Control
JAHNTZ, SUSAN, MARIE	I	VICE PRESIDENT OF OPERATIONS & DIRECTOR	NA	Control
JAHNTZ, SUSAN, MARIE	I	VICE PRESIDENT OF OPERATIONS & DIRECTOR	NA	Control
JAHNTZ, SUSAN, MARIE	I	VICE PRESIDENT OF OPERATIONS & DIRECTOR	NA	Control
MCCARTNEY, THOMAS, SEAN	I	PRESIDENT, CEO & DIRECTOR	NA	Control
MCCARTNEY, THOMAS, SEAN	I	PRESIDENT, CEO & DIRECTOR	NA	Control
MCCARTNEY, THOMAS, SEAN	I	PRESIDENT, CEO & DIRECTOR	NA	Control
MCCARTNEY, THOMAS, SEAN	I	PRESIDENT, CEO & DIRECTOR	NA	Control
MCCARTNEY, THOMAS, SEAN	I	PRESIDENT, CEO & DIRECTOR	NA	Control
MCCARTNEY, THOMAS, SEAN	I	PRESIDENT, CEO & DIRECTOR	NA	Control
MCCARTNEY, THOMAS, SEAN	I	PRESIDENT, CEO & DIRECTOR	NA	Control
MCCARTNEY, THOMAS, SEAN	I	PRESIDENT, CEO & DIRECTOR	NA	Control
OSBORN, KEVIN, ROBERT	I	V.P., CHIEF COMPLIANCE OFFICER	NA	Control
OSBORN, KEVIN, ROBERT	I	V.P., CHIEF COMPLIANCE OFFICER	NA	Control
QUEHL, PETER, JOHN	I	VICE PRESIDENT, SECRETARY & DIRECTOR	NA	Control
QUEHL, PETER, JOHN	I	VICE PRESIDENT, SECRETARY & DIRECTOR	NA	Control
QUEHL, PETER, JOHN	I	VICE PRESIDENT, SECRETARY & DIRECTOR	NA	Control
QUEHL, PETER, JOHN	I	VICE PRESIDENT, SECRETARY & DIRECTOR	NA	Control
QUEHL, PETER, JOHN	I	VICE PRESIDENT, SECRETARY & DIRECTOR	NA	Control
QUEHL, PETER, JOHN	I	VICE PRESIDENT, SECRETARY & DIRECTOR	NA	Control
QUEHL, PETER, JOHN	I	VICE PRESIDENT, SECRETARY & DIRECTOR	NA	Control
SCALZITTI, KIMBERLY, SUE	I	SVP, DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
SCALZITTI, KIMBERLY, SUE	I	SVP, DIRECTOR OF BUSINESS DEVELOPMENT	NA	Control
SCALZITTI, KIMBERLY, SUE	I	PRESIDENT & CEO	NA	Control
SCALZITTI, KIMBERLY, SUE	I	PRESIDENT & CEO	NA	Control
SCALZITTI, KIMBERLY, SUE	I	PRESIDENT & CEO	NA	Control
SCHAEFER, THOMAS, R	I	VP-CHIEF COMPLIANCE OFFICER	NA	Control
SCHAEFER, THOMAS, R	I	VP-CHIEF COMPLIANCE OFFICER	NA	Control
SCHAEFER, THOMAS, R	I	VP-CHIEF COMPLIANCE OFFICER	NA	Control
WATERMAN, JEFFREY, SCOTT	I	CHAIRMAN OF THE BOARD	NA	Control
VISION INVESTMENT SERVICES, INC.	DE	PARENT COMPANY	E	Control
VISION INVESTMENT SERVICES, INC.	DE	PARENT COMPANY	E	Control
VISION INVESTMENT SERVICES, INC.	DE	PARENT COMPANY	E	Control
VISION INVESTMENT SERVICES, INC.	DE	PARENT COMPANY	E	Control
VISION INVESTMENT SERVICES, INC.	DE	PARENT COMPANY	E	Control
VISION INVESTMENT SERVICES, INC.	DE	PARENT COMPANY	E	Control
VISION INVESTMENT SERVICES, INC.	DE	PARENT COMPANY	E	Control
VISION INVESTMENT SERVICES, INC.	DE	PARENT COMPANY	E	Control
VISION INVESTMENT SERVICES, INC.	DE	PARENT COMPANY	E	Control
VISION INVESTMENT SERVICES, INC.	DE	PARENT COMPANY	E	Control
VISION INVESTMENT SERVICES, INC.	DE	PARENT COMPANY	E	Control
VISION INVESTMENT SERVICES, INC.	DE	PARENT COMPANY	E	Control
VISION INVESTMENT SERVICES, INC.	DE	PARENT COMPANY	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
MB FINANCIAL BANK	DE	VIISON INVESTMENT SERVICES, INC.	E
MB FINANCIAL BANK	DE	VIISON INVESTMENT SERVICES, INC.	E
MB FINANCIAL BANK	DE	VIISON INVESTMENT SERVICES, INC.	E
MB FINANCIAL BANK	DE	VIISON INVESTMENT SERVICES, INC.	E
MB FINANCIAL BANK	DE	VIISON INVESTMENT SERVICES, INC.	E
MB FINANCIAL BANK	DE	VIISON INVESTMENT SERVICES, INC.	E
MB FINANCIAL BANK	DE	VIISON INVESTMENT SERVICES, INC.	E
MB FINANCIAL BANK	DE	VIISON INVESTMENT SERVICES, INC.	E
MB FINANCIAL BANK	DE	VIISON INVESTMENT SERVICES, INC.	E
MB FINANCIAL BANK	DE	VIISON INVESTMENT SERVICES, INC.	E
SOUTH HOLLAND BANK	DE	VIISON INVESTMENT SERVICES, INC.	E
SOUTH HOLLAND TRUST AND SAVINGS BANK (SHTSB)	DE	VISION INVESTMENT SERVICES, INC	E	Control
WATERMAN, CHUCK, EDWIN	I	SOUTH HOLLAND TRUST AND SAVINGS BANK	D	Control
PAARLBERG, ALMA	I	SOUTH HOLLAND TRUST AND SAVINGS BANK	C
WATERMAN, JEFFREY, SCOTT	I	SOUTH HOLLAND TRUST AND SAVINGS BANK	C	Control

Registrations

Federal

Jan 31, 2007 REGISTERED

Notice Filings (11)

AZ CA FL IA IL IN MO NM OH PA WI

Address

6111 NORTH RIVER ROAD
8TH FLOOR
ROSEMONT, IL 60018
USA

Phone: 847-653-0400