WALNUT ASSET MANAGEMENT LLC
CRD #110424 SEC #801-56767 PHILADELPHIA, PA 215-981-0776
SEC Registered
Total AUM
$732.8M
Discretionary
$327M
Employees
--
Clients
0
Accounts
385
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEDELL, PETER | I | CHAIRMAN EMERITUS | NA | Control |
| BEDELL, PETER | I | CHAIRMAN EMERITUS | NA | Control |
| BEDELL, PETER | I | CHAIRMAN EMERITUS | NA | Control |
| BEDELL, PETER | I | CHAIRMAN EMERITUS | NA | Control |
| BEDELL, PETER | I | CHAIRMAN EMERITUS | NA | Control |
| BEDELL, PETER | I | CHAIRMAN EMERITUS | NA | Control |
| BEDELL, PETER | I | CHAIRMAN | NA | Control |
| BEDELL, PETER | I | CHAIRMAN EMERITUS | NA | Control |
| BEDELL, PETER | I | CHAIRMAN EMERITUS | NA | Control |
| BEDELL, PETER | I | CHAIRMAN EMERITUS | NA | Control |
| BROWN, THOM, ROY | I | VICE PRESIDENT | NA | Control |
| BROWN, THOM, ROY | I | VICE PRESIDENT | NA | Control |
| BROWN, THOM, ROY | I | VICE PRESIDENT | NA | Control |
| BROWN, THOM, ROY | I | VICE PRESIDENT | NA | Control |
| BROWN, THOM, ROY | I | VICE PRESIDENT | NA | Control |
| BROWN, THOM, ROY | I | VICE PRESIDENT | NA | Control |
| BROWN, THOM, ROY | I | VICE PRESIDENT | NA | Control |
| BROWN, THOM, ROY | I | VICE PRESIDENT | NA | Control |
| BROWN, THOM, ROY | I | VICE PRESIDENT | NA | Control |
| BROWN, THOM, ROY | I | VICE PRESIDENT | NA | Control |
| CATHERWOOD, CUMMINS | I | EXECUTIVE VP | NA | Control |
| CATHERWOOD, CUMMINS | I | EXECUTIVE VP | NA | Control |
| CATHERWOOD, CUMMINS | I | EXECUTIVE VP | NA | Control |
| CATHERWOOD, CUMMINS | I | EXECUTIVE VP | NA | Control |
| CATHERWOOD, CUMMINS | I | EXECUTIVE VP | NA | Control |
| CATHERWOOD, CUMMINS | I | EXECUTIVE VP | NA | Control |
| CATHERWOOD, CUMMINS | I | EXECUTIVE VP | NA | Control |
| CATHERWOOD, CUMMINS | I | EXECUTIVE VP | NA | Control |
| CATHERWOOD, CUMMINS | I | EXECUTIVE VP | NA | Control |
| CATHERWOOD, CUMMINS | I | EXECUTIVE VP | NA | Control |
| CHESTON, RADCLIFFE | I | EXECUTIVE VP | NA | Control |
| CHESTON, RADCLIFFE | I | EXECUTIVE VP | NA | Control |
| CHESTON, RADCLIFFE | I | EXECUTIVE VP | NA | Control |
| CHESTON, RADCLIFFE | I | EXECUTIVE VP | NA | Control |
| CHESTON, RADCLIFFE | I | EXECUTIVE VP | NA | Control |
| CHESTON, RADCLIFFE | I | EXECUTIVE VP | NA | Control |
| CHESTON, RADCLIFFE | I | EXECUTIVE VP | NA | Control |
| CHESTON, RADCLIFFE | I | EXECUTIVE VP | NA | Control |
| FIECHTER, BAYARD, ROBERT | I | EXECUTIVE VP | NA | Control |
| FIECHTER, BAYARD, ROBERT | I | EXECUTIVE VP | NA | Control |
| FIECHTER, BAYARD, ROBERT | I | EXECUTIVE VP | NA | Control |
| FIECHTER, BAYARD, ROBERT | I | EXECUTIVE VP | NA | Control |
| FRANCIS, WILLIAM, ALLEN | I | SENIOR VP | NA | Control |
| FRANCIS, WILLIAM, ALLEN | I | SENIOR VP | NA | Control |
| FRANCIS, WILLIAM, ALLEN | I | SENIOR VP | NA | Control |
| FRANCIS, WILLIAM, ALLEN | I | SENIOR VP | NA | Control |
| HAUGEN, CLIFFORD, PETER | I | CFO/CCO | NA | Control |
| HAUGEN, CLIFFORD, PETER | I | CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| HAUGEN, CLIFFORD, PETER | I | CFO/CCO | NA | Control |
| HAUGEN, CLIFFORD, PETER | I | CFO | NA | Control |
| HAUGEN, CLIFFORD, PETER | I | CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| HAUGEN, CLIFFORD, PETER | I | CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| HAUGEN, CLIFFORD, PETER | I | CFO/CCO | NA | Control |
| HAUGEN, CLIFFORD, PETER | I | CFO | NA | Control |
| KARRASH, WILLIAM, DEAN | I | SECRETARY/TREASURER | NA | Control |
| KARRASH, WILLIAM, DEAN | I | SECRETARY/TREASURER | NA | Control |
| KELLY, JAMES, VINCENT | I | EXECUTIVE VP | NA | Control |
| KELLY, JAMES, VINCENT | I | EXECUTIVE VP | NA | Control |
| KELLY, JAMES, VINCENT | I | EXECUTIVE VP | NA | Control |
| MCCURRY, LINELL | I | EXECUTIVE VP | NA | Control |
| MCCURRY, LINELL | I | EXECUTIVE VP | NA | Control |
| MCCURRY, LINELL | I | EXECUTIVE VP | NA | Control |
| MCCURRY, LINELL | I | EXECUTIVE VP | NA | Control |
| MCCURRY, LINELL | I | EXECUTIVE VP | NA | Control |
| MCCURRY, LINELL | I | EXECUTIVE VP | NA | Control |
| MCCURRY, LINELL | I | EXECUTIVE VP | NA | Control |
| MCCURRY, LINELL | I | EXECUTIVE VP | NA | Control |
| MCCURRY, LINELL | I | EXECUTIVE VP | NA | Control |
| MCCURRY, LINELL | I | EXECUTIVE VP | NA | Control |
| MCKENNA, WILLIAM, GERALD | I | EXECUTIVE VP | NA | Control |
| MCKENNA, WILLIAM, GERALD | I | EXECUTIVE VP | NA | Control |
| MCKENNA, WILLIAM, GERALD | I | EXECUTIVE VP | NA | Control |
| MCKENNA, WILLIAM, GERALD | I | EXECUTIVE VP | NA | Control |
| MCKENNA, WILLIAM, GERALD | I | EXECUTIVE VP | NA | Control |
| PHILLIPS, ROBERT, NIELSON | I | CHAIRMAN/CEO/PRESIDENT/CIO | NA | Control |
| PHILLIPS, ROBERT, NIELSON | I | CHAIRMAN/CEO/PRESIDENT/CIO | NA | Control |
| PHILLIPS, ROBERT, NIELSON | I | CHAIRMAN/CEO/PRESIDENT/CIO | NA | Control |
| PHILLIPS, ROBERT, NIELSON | I | CHAIRMAN/CEO/PRESIDENT/CIO | NA | Control |
| PHILLIPS, ROBERT, NIELSON | I | CHAIRMAN/CEO/PRESIDENT/CIO | NA | Control |
| PHILLIPS, ROBERT, NIELSON | I | CHAIRMAN/CEO/PRESIDENT/CIO | NA | Control |
| PHILLIPS, ROBERT, NIELSON | I | PRESIDENT | NA | Control |
| PHILLIPS, ROBERT, NIELSON | I | CHAIRMAN/CEO/PRESIDENT/CIO | NA | Control |
| PHILLIPS, ROBERT, NIELSON | I | CHAIRMAN/CEO/PRESIDENT/CIO | NA | Control |
| PHILLIPS, ROBERT, NIELSON | I | CHAIRMAN/CEO/PRESIDENT/CIO | NA | Control |
| SMARTT, JAMES, MADISON | I | EXECUTIVE VP | NA | Control |
| SMARTT, JAMES, MADISON | I | EXECUTIVE VP | NA | Control |
| SMARTT, JAMES, MADISON | I | EXECUTIVE VP | NA | Control |
| SMARTT, JAMES, MADISON | I | EXECUTIVE VP | NA | Control |
| SMARTT, JAMES, MADISON | I | EXECUTIVE VP | NA | Control |
| SMARTT, JAMES, MADISON | I | EXECUTIVE VP | NA | Control |
| SMARTT, JAMES, MADISON | I | EXECUTIVE VP | NA | Control |
| SMARTT, JAMES, MADISON | I | EXECUTIVE VP | NA | Control |
| SMARTT, JAMES, MADISON | I | EXECUTIVE VP | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | SENIOR VP | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | SENIOR VP | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | SENIOR VP | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | SENIOR VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | D | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | D | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | D | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | D | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | D | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | D | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | C | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | C | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | C | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | SHAREHOLDER | C | Control |
| RUTHERFORD FINANCIAL CORP. | DE | SHAREHOLDER | C | Control |
| RUTHERFORD FINANCIAL CORP. | DE | SHAREHOLDER | C | Control |
| RUTHERFORD FINANCIAL CORP. | DE | SHAREHOLDER | C | Control |
| RUTHERFORD FINANCIAL CORP. | DE | SHAREHOLDER | C | Control |
| RUTHERFORD FINANCIAL CORP. | DE | SHAREHOLDER | C | Control |
| RUTHERFORD FINANCIAL CORP. | DE | SHAREHOLDER | C | Control |
| RUTHERFORD FINANCIAL CORP. | DE | SHAREHOLDER | C | Control |
| RUTHERFORD FINANCIAL CORP. | DE | SHAREHOLDER | C | Control |
| RUTHERFORD FINANCIAL CORP. | DE | SHAREHOLDER | C | Control |
| RUTHERFORD FINANCIAL CORP. | DE | SHAREHOLDER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | RUTHERFORD FINANCIAL CORPORATION | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | RUTHERFORD FINANCIAL CORPORATION | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | RUTHERFORD FINANCIAL CORPORATION | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | RUTHERFORD FINANCIAL CORPORATION | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | RUTHERFORD FINANCIAL CORPORATION | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | RUTHERFORD FINANCIAL CORPORATION | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | RUTHERFORD FINANCIAL CORPORATION | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | RUTHERFORD FINANCIAL CORPORATION | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | RUTHERFORD FINANCIAL CORPORATION | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | RUTHERFORD FINANCIAL CORPORATION | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
Registrations
Federal
IA
Feb 27, 2007 REGISTERED
Notice Filings (19)
AL CA CT DE FL GA MA MD ME NC NH NJ NY OH PA TX VA VT WV
Address
1617 JOHN F. KENNEDY BLVDSUITE 500
PHILADELPHIA, PA 19103
USA
Phone: 215-981-0776