RIA Intelligence

JAMES INVESTMENT RESEARCH INC

CRD #110433 SEC #801-12359 XENIA, OH 937-426-7640
SEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
Employees
15
Clients
51
Accounts
692

Firm Details

Organization Type
Corporation
State of Formation
Ohio
Fiscal Year End
SEPTEMBER
Registration Date
--
Latest Filing
Dec 19, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CULPEPPER, RICHARD, BRIANIPRESIDENTNA Control
CULPEPPER, RICHARD, BRIANIPRESIDENTNA Control
CULPEPPER, RICHARD, BRIANIPRESIDENTNA Control
CULPEPPER, RICHARD, BRIANIPRESIDENTNA Control
CULPEPPER, RICHARD, BRIANIPRESIDENT (JAN. 2022) & CEO (NOV. 2022)NA Control
CULPEPPER, RICHARD, BRIANIPRESIDENT (JAN. 2022) & CEO (NOV. 2022)NA Control
CULPEPPER, RICHARD, BRIANIPRESIDENT (JAN. 2022) & CEO (NOV. 2022)NA Control
CULPEPPER, RICHARD, BRIANIPRESIDENT (JAN. 2022) & CEO (NOV. 2022)NA Control
JAMES, BARRY, RAYIEXECUTIVE VICE PRESIDENTNA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIEXECUTIVE VICE PRESIDENTNA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIEXECUTIVE VICE PRESIDENTNA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYICEONA Control
JAMES, BARRY, RAYICEONA Control
JAMES, BARRY, RAYICEONA Control
JAMES, BARRY, RAYICEONA Control
JAMES, BARRY, RAYIPRESIDENT/CEONA Control
JAMES, BARRY, RAYICHAIRMAN OF THE BOARDNA Control
JAMES, BARRY, RAYICHAIRMAN OF THE BOARDNA Control
JAMES, BARRY, RAYICHAIRMAN OF THE BOARDNA Control
JAMES, BARRY, RAYICHAIRMAN OF THE BOARDNA Control
MANGAN, THOMAS, LEEIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
MANGAN, THOMAS, LEEISENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
MANGAN, THOMAS, LEEISENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
MANGAN, THOMAS, LEEISENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
MANGAN, THOMAS, LEEIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
MANGAN, THOMAS, LEEISENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
MANGAN, THOMAS, LEEIVICE PRESIDENT/COMPLIANCE OFFICERNA Control
MANGAN, THOMAS, LEEISENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
MANGAN, THOMAS, LEEISENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
MANGAN, THOMAS, LEEISENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICERNA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICERNA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICERNA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICERNA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICERNA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICERNA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICERNA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICERNA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICERNA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICERNA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICERNA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICERNA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)NA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)NA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)NA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)NA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)NA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)NA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)NA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)NA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)NA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)NA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)NA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)NA Control
OTT, LESLEY, DAWNICHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)NA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW, ANNICHIEF OPERATING OFFICERNA Control
SHAW-KREMER, ANN, MARIEICHIEF OPERATING OFFICERNA Control
SHAW-KREMER, ANN, MARIEICHIEF OPERATING OFFICERNA Control
SHAW-KREMER, ANN, MARIEICHIEF OPERATING OFFICERNA Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986DEOWNERE Control
JAMES, FRANCIS, EIPRESIDENTE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EIPRESIDENTE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EIPRESIDENTE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control
JAMES, FRANCIS, EICHAIRMAN/OWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, BARRY, RAYIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, DAVID, WILLIAMIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, DAVID, WILLIAMIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, DAVID, WILLIAMIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, DAVID, WILLIAMIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, DAVID, WILLIAMIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, DAVID, WILLIAMIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, DAVID, WILLIAMIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, DAVID, WILLIAMIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, DAVID, WILLIAMIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, FRANCIS, EDWARDIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control
JAMES, IRIS, RAEIFRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986F Control

Registrations

Federal

IA
Dec 19, 2025 REGISTERED

Notice Filings (32)

AL AZ CA CO CT DC FL GA ID IL IN KY LA MA MD MI MO MS MT NC NJ NV NY OH OK OR PA SC TN TX VA WV

Address

1349 FAIRGROUND ROAD
XENIA, OH 45385
United States
Phone: 937-426-7640