NOMURA GLOBAL INSTITUTIONAL ADVISORS, INC.
Legal name: NOMURA IBJ GLOBAL INVESTMENT ADVISORS INC
CRD #110444 SEC #801-54973 NEW YORK, NY 212-667-9356
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Aug 3, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FINDLAY, DAVID, MAIR | I | DIRECTOR | NA | Control |
| FUKUDA, KUNIAKI | I | EVP | NA | Control |
| FUKUDA, KUNIAKI | I | EVP | NA | Control |
| KOIKE, YOSHIAKI | I | DIRECTOR | NA | Control |
| OLSON, STEVEN, ROTH | I | CIO AND COO | NA | Control |
| OLSON, STEVEN, ROTH | I | CIO AND COO | NA | Control |
| OLSON, STEVEN, ROTH | I | CIO AND COO | NA | Control |
| OLSON, STEVEN, ROTH | I | CIO AND COO | NA | Control |
| SAKURAI, ATSUO | I | DIRECTOR | NA | Control |
| SATO, SHINICHIRO | I | PRESIDENT | NA | Control |
| SATO, SHINICHIRO | I | PRESIDENT | NA | Control |
| SATO, SHINICHIRO | I | PRESIDENT | NA | Control |
| SATO, SHINICHIRO | I | PRESIDENT | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| TAKAHASHI, HIDEYUKI | I | DIRECTOR | NA | Control |
| YONEDA, YASUHARU | I | DIRECTOR | NA | Control |
| YOSHIKAWA, ATSUSHI | I | CO-CHAIRMAN OF THE BOARD | NA | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | D | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | D | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | D | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | D | Control |
| NOMURA HOLDING AMERICA, INC. | DE | SHAREHOLDER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE NOMURA SECURITIES CO., LTD. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| THE NOMURA SECURITIES CO., LTD. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| THE NOMURA SECURITIES CO., LTD. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| THE NOMURA SECURITIES CO., LTD. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
| THE NOMURA SECURITIES CO., LTD. | FE | NOMURA HOLDING AMERICA, INC. | E | Control |
Registrations
Federal
IA
Aug 3, 2001 REGISTERED
Address
2 WORLD FINANCIAL CENTER BLDG BNEW YORK, NY 10281-1198
USA
Phone: 212-667-9356