CHARLES FISH INVESTMENTS, INC.
CRD #110445 SEC #801-52674 IRVINE, CA 949-296-3970
SEC Registered
Total AUM
$342.1M
Discretionary
$342.1M
Employees
5
Clients
--
Accounts
51
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOOTHE, JAMES, RALPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOOTHE, JAMES, RALPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | |
| CHAKRABORTY, SHARMISTHA | I | CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| CHAKRABORTY, SHARMISTHA | I | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | NA | Control |
| FISH, CHARLES, WILLARD | I | PRESIDENT, CEO, & CHIEF INVESTMENT OFFICER | NA | Control |
| FISH, CHARLES, WILLARD | I | PRESIDENT, CEO, & CHIEF INVESTMENT OFFICER | NA | Control |
| FISH, CHARLES, WILLARD | I | PRESIDENT, CEO, & CHIEF INVESTMENT OFFICER | NA | Control |
| FISH, CHARLES, WILLARD | I | PRESIDENT, CEO, & CHIEF INVESTMENT OFFICER | NA | Control |
| FISH, CHARLES, WILLARD | I | PRESIDENT, CEO, & CHIEF INVESTMENT OFFICER | NA | Control |
| FISH, CHARLES, WILLARD | I | PRESIDENT, CEO, & CHIEF INVESTMENT OFFICER | NA | Control |
| FISH, CHARLES, WILLARD | I | PRESIDENT, CEO, & CHIEF INVESTMENT OFFICER | NA | Control |
| FISH, CHARLES, WILLARD | I | PRESIDENT, CEO, & CHIEF INVESTMENT OFFICER | NA | Control |
| FISH, CHARLES, WILLARD | I | PRESIDENT, CEO, & CHIEF INVESTMENT OFFICER | NA | Control |
| FISH, CHARLES, WILLARD | I | PRESIDENT, CEO, & CHIEF INVESTMENT OFFICER | NA | Control |
| FISH, CHARLES, WILLARD | I | PRESIDENT, CEO, & CHIEF INVESTMENT OFFICER | NA | Control |
| FISH, CHARLES, WILLARD | I | PRESIDENT, CEO, & CHIEF INVESTMENT OFFICER | NA | Control |
| HA, TAMI, VO | I | VICE PRESIDENT | NA | |
| HA, TAMI, VO | I | ASSISTANT VICE PRESIDENT | NA | |
| HA, TAMI, VO | I | ASSISTANT VICE PRESIDENT | NA | |
| MUNSON, SUSAN, MARIE | I | DIRECTOR | NA | Control |
| THOMPSON, KATHLEEN, LOUISE | I | CHIEF OPERATIONS OFFICER | NA | |
| THOMPSON, KATHLEEN, LOUISE | I | CHIEF OPERATION OFFICER | NA | Control |
| THOMPSON, KATHLEEN, LOUISE | I | CHIEF OPERATION OFFICER | NA | Control |
| THOMPSON, KATHLEEN, LOUISE | I | CHIEF OPERATION OFFICER | NA | Control |
| THOMPSON, KATHLEEN, LOUISE | I | CHIEF OPERATION OFFICER | NA | Control |
| THOMPSON, KATHLEEN, LOUISE | I | CHIEF OPERATIONS OFFICER | NA | |
| BLUESTONE ENTERPRISES, LLC | DE | SHAREHOLDER | E | Control |
| BLUESTONE ENTERPRISES, LLC | DE | SHAREHOLDER | E | Control |
| BLUESTONE ENTERPRISES, LLC | DE | SHAREHOLDER | E | Control |
| BLUESTONE ENTERPRISES, LLC | DE | SHAREHOLDER | E | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO | E | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO | E | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO | E | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN CEO | E | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN CEO | E | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN CEO | E | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN CEO | E | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO, & CHIEF INVESTMENT OFFICER | E | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO, & CHIEF INVESTMENT OFFICER | E | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO | E | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO, & CHIEF INVESTMENT OFFICER | E | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO, & CHIEF INVESTMENT OFFICER | E | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO, & CHIEF INVESTMENT OFFICER | E | Control |
| BLUESTONE ENTERPRISES, LLC | DE | SHAREHOLDER | D | Control |
| BLUESTONE ENTERPRISES, LLC | DE | SHAREHOLDER | D | Control |
| BLUESTONE ENTERPRISES, LLC | DE | SHAREHOLDER | D | Control |
| BLUESTONE ENTERPRISES, LLC | DE | SHAREHOLDER | D | Control |
| BLUESTONE ENTERPRISES, LLC | DE | SHAREHOLDER | D | Control |
| BLUESTONE ENTERPRISES, LLC | DE | SHAREHOLDER | D | Control |
| BLUESTONE ENTERPRISES, LLC | DE | SHAREHOLDER | D | Control |
| BLUESTONE ENTERPRISES, LLC | DE | SHAREHOLDER | D | Control |
| BRENTVIEW INVESTMENT MANAGEMENT, LLC | DE | SHAREHOLDER | D | Control |
| BRENTVIEW INVESTMENT MANAGEMENT, LLC | DE | SHAREHOLDER | D | Control |
| BRENTVIEW INVESTMENT MANAGEMENT, LLC | DE | SHAREHOLDER | D | Control |
| BRENTVIEW INVESTMENT MANAGEMENT, LLC | DE | SHAREHOLDER | D | Control |
| BRENTVIEW INVESTMENT MANAGEMENT, LLC | DE | SHAREHOLDER | D | Control |
| BRENTVIEW INVESTMENT MANAGEMENT, LLC | DE | SHAREHOLDER | D | Control |
| BRENTVIEW INVESTMENT MANAGEMENT, LLC | DE | SHAREHOLDER | D | Control |
| BRENTVIEW INVESTMENT MANAGEMENT, LLC | DE | SHAREHOLDER | D | Control |
| FISH FAMILY TRUST DTD 05/06/1994 | DE | SHAREHOLDER | D | Control |
| FISH FAMILY TRUST DTD 05/06/1994 | DE | SHAREHOLDER | D | Control |
| FISH FAMILY TRUST DTD 05/06/1994 | DE | SHAREHOLDER | D | Control |
| FISH FAMILY TRUST DTD 05/06/1994 | DE | SHAREHOLDER | D | Control |
| FISH FAMILY TRUST DTD 05/06/1994 | DE | SHAREHOLDER | D | Control |
| FISH FAMILY TRUST DTD 05/06/1994 | DE | SHAREHOLDER | D | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO, & CHIEF INVESTMENT OFFICER, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994 | D | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO, & CHIEF INVESTMENT OFFICER, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994 | D | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO, & CHIEF INVESTMENT OFFICER, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994 | D | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO, & CHIEF INVESTMENT OFFICER, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994 | D | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO, & CHIEF INVESTMENT OFFICER, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994 | D | Control |
| FISH, CHARLES, WILLARD | I | CHAIRMAN, CEO, & CHIEF INVESTMENT OFFICER, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994 | D | Control |
| FISH, DIANE, KENNEDY | I | DIRECTOR, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994 | D | Control |
| FISH, DIANE, KENNEDY | I | DIRECTOR, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994 | D | Control |
| FISH, DIANE, KENNEDY | I | DIRECTOR, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994 | D | Control |
| FISH, DIANE, KENNEDY | I | DIRECTOR, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994 | D | Control |
| FISH, DIANE, KENNEDY | I | DIRECTOR, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994 | D | Control |
| FISH, DIANE, KENNEDY | I | DIRECTOR, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994 | D | Control |
| BRENTVIEW INVESTMENT MANAGEMENT, LLC | DE | SHAREHOLDER | C | Control |
| BRENTVIEW INVESTMENT MANAGEMENT, LLC | DE | SHAREHOLDER | C | Control |
| BRENTVIEW INVESTMENT MANAGEMENT, LLC | DE | SHAREHOLDER | C | Control |
| BRENTVIEW INVESTMENT MANAGEMENT, LLC | DE | SHAREHOLDER | C | Control |
| SHELTON, BETSY, CAMPBELL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND SENIOR PORTFOLIO MANGER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | VICE PRESIDENT, SENIOR PORTFOLIO MANGER, SENIOR CREDIT ANALYST | B | Control |
| SHELTON, BETSY, CAMPBELL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND SENIOR PORTFOLIO MANGER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | VICE PRESIDENT, SENIOR PORTFOLIO MANGER, SENIOR CREDIT ANALYST | B | Control |
| SHELTON, BETSY, CAMPBELL | I | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| SHELTON, BETSY, CAMPBELL | I | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOOTHE, JAMES, RALPH | I | BLUESTONE ENTERPRISES | E | Control |
| BOOTHE, JAMES, RALPH | I | BLUESTONE ENTERPRISES | E | Control |
| BOOTHE, JAMES, RALPH | I | BLUESTONE ENTERPRISES | E | Control |
| BOOTHE, JAMES, RALPH | I | BLUESTONE ENTERPRISES | E | Control |
| BOOTHE, JAMES, RALPH | I | BLUESTONE ENTERPRISES | E | Control |
| BOOTHE, JAMES, RALPH | I | BLUESTONE ENTERPRISES | E | Control |
| BOOTHE, JAMES, RALPH | I | BLUESTONE ENTERPRISES | E | Control |
| BOOTHE, JAMES, RALPH | I | BLUESTONE ENTERPRISES | E | Control |
| BOOTHE, JAMES, RALPH | I | BLUESTONE ENTERPRISES | E | Control |
| BOOTHE, JAMES, RALPH | I | BLUESTONE ENTERPRISES | E | Control |
| BOOTHE, JAMES, RALPH | I | BLUESTONE ENTERPRISES | E | Control |
| GOMEZ, JOHN, ASTOR | I | TIMBERLINE ROAD, LLC | E | Control |
| GOMEZ, JOHN, ASTOR | I | TIMBERLINE ROAD, LLC | E | Control |
| GOMEZ, JOHN, ASTOR | I | TIMBERLINE ROAD, LLC | E | Control |
| GOMEZ, JOHN, ASTOR | I | TIMBERLINE ROAD, LLC | E | Control |
| GOMEZ, JOHN, ASTOR | I | TIMBERLINE ROAD, LLC | E | Control |
| GOMEZ, JOHN, ASTOR | I | TIMBERLINE ROAD, LLC | E | Control |
| GOMEZ, JOHN, ASTOR | I | TIMBERLINE ROAD, LLC | E | Control |
| GOMEZ, JOHN, ASTOR | I | TIMBERLINE ROAD, LLC | E | Control |
| GOMEZ, JOHN, ASTOR | I | TIMBERLINE ROAD, LLC | E | Control |
| GOMEZ, JOHN, ASTOR | I | TIMBERLINE ROAD, LLC | E | Control |
| GOMEZ, JOHN, ASTOR | I | TIMBERLINE ROAD, LLC | E | Control |
| BLUESTONE ENTERPRISES | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | D | Control |
| BLUESTONE ENTERPRISES | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | D | Control |
| BLUESTONE ENTERPRISES | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | D | Control |
| BLUESTONE ENTERPRISES | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| BLUESTONE ENTERPRISES | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| BLUESTONE ENTERPRISES | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| BLUESTONE ENTERPRISES | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| BLUESTONE ENTERPRISES | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| BLUESTONE ENTERPRISES | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| BLUESTONE ENTERPRISES | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| BLUESTONE ENTERPRISES | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| TIMBERLINE ROAD, LLC | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| TIMBERLINE ROAD, LLC | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| TIMBERLINE ROAD, LLC | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| TIMBERLINE ROAD, LLC | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| TIMBERLINE ROAD, LLC | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| TIMBERLINE ROAD, LLC | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| TIMBERLINE ROAD, LLC | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| TIMBERLINE ROAD, LLC | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| TIMBERLINE ROAD, LLC | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| TIMBERLINE ROAD, LLC | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
| TIMBERLINE ROAD, LLC | DE | BRENTVIEW INVESTMENT MANAGEMENT, LLC | C | Control |
Registrations
Federal
IA
Jan 17, 2025 REGISTERED
Notice Filings (3)
CA SC TX
Address
30 CORPORATE PARKSUITE 410
IRVINE, CA 92606
United States
Phone: 949-296-3970