QS BATTERYMARCH FINANCIAL MANAGEMENT, INC.
CRD #110452 SEC #801-48035 NEW YORK, NY 212-886-9200
SEC Registered Private Funds
Total AUM
$8.1B
Discretionary
$8.1B
Employees
57
Clients
--
Accounts
48
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maryland
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Dec 15, 2015
- Branch Offices
- --
- LEI
- 6Q7CG3PB3ZCBE0RNUU22
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAIN, PETER, LANNING | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| CAMPAGNA, JANET, CAROL | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CONTROLLER & CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CONTROLLER & CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CONTROLLER & CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANNEN, PHILIP, EDWARD | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CHOWDHURY, DEEPAK | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| CHOWDHURY, DEEPAK | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| CHOWDHURY, DEEPAK | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| DEWHURST, RONALD, RICHARD | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| DUCKER, STEVEN, ROSS | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| ELCOCK, WILLIAM, LAWRENCE | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| GAULD, JEREMY, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| GAULD, JEREMY, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| GAULD, JEREMY, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| GAULD, JEREMY, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| GAULD, JEREMY, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| GAULD, JEREMY, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| GAULD, JEREMY, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| GAULD, JEREMY, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| GAULD, JEREMY, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| GAULD, JEREMY, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLMAN, DANIEL, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| KELLY, DANIEL, JOSEPH | I | DIRECTOR, US MARKETING & SALES/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KELLY, DANIEL, JOSEPH | I | DIRECTOR, GLOBAL MARKETING & SALES/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KELLY, DANIEL, JOSEPH | I | DIRECTOR, GLOBAL MARKETING & SALES/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KELLY, DANIEL, JOSEPH | I | DIRECTOR, US MARKETING & SALES/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KELLY, DANIEL, JOSEPH | I | DIRECTOR, US MARKETING & SALES/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KELLY, DANIEL, JOSEPH | I | DIRECTOR, US MARKETING & SALES/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KELLY, DANIEL, JOSEPH | I | DIRECTOR, US MARKETING & SALES/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KELLY, DANIEL, JOSEPH | I | DIRECTOR, US MARKETING & SALES/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KELLY, DANIEL, JOSEPH | I | DIRECTOR, US MARKETING & SALES/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KELLY, DANIEL, JOSEPH | I | DIRECTOR, US MARKETING & SALES/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KELLY, DANIEL, JOSEPH | I | DIRECTOR, US MARKETING & SALES/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KELLY, DANIEL, JOSEPH | I | DIRECTOR, US MARKETING & SALES/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KELLY, DANIEL, JOSEPH | I | DIRECTOR, US MARKETING & SALES/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KENNEY, JOHN, DUFF | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| KENNEY, JOHN, DUFF | I | DIRECTOR | NA | Control |
| LAROCQUE, JOSEPH, PATRICK | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| LAROCQUE, JOSEPH, PATRICK | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| LAROCQUE, JOSEPH, PATRICK | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| LAROCQUE, JOSEPH, PATRICK | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| LAROCQUE, JOSEPH, PATRICK | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| LAROCQUE, JOSEPH, PATRICK | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| LAROCQUE, JOSEPH, PATRICK | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| LINKAS, THOMAS | I | CHIEF INVESTMENT OFFICER/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| LINKAS, THOMAS | I | CHIEF INVESTMENT OFFICER/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| LINKAS, THOMAS | I | CHIEF INVESTMENT OFFICER/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| LINKAS, THOMAS | I | CHIEF INVESTMENT OFFICER/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| LINKAS, THOMAS | I | CHIEF INVESTMENT OFFICER/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| LINKAS, THOMAS | I | CHIEF INVESTMENT OFFICER/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| LINKAS, THOMAS | I | CHIEF INVESTMENT OFFICER/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| LINKAS, THOMAS | I | CHIEF INVESTMENT OFFICER/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| LINKAS, THOMAS | I | CHIEF INVESTMENT OFFICER/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| LINKAS, THOMAS | I | CHIEF INVESTMENT OFFICER/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| LINKAS, THOMAS | I | CHIEF INVESTMENT OFFICER/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| LINKAS, THOMAS | I | CHIEF INVESTMENT OFFICER/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| LINKAS, THOMAS | I | CHIEF INVESTMENT OFFICER/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| NORMAN, JAMES, HAYDEN | I | DIRECTOR AND PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT | NA | Control |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| NORMAN, JAMES, HAYDEN | I | PRESIDENT AND DIRECTOR | NA | Control |
| NORMAN, JAMES, HAYDEN | I | DIRECTOR AND PRESIDENT | NA | Control |
| ODENATH, DAVID, ROEHNER | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| ROSE, THOMAS, GORDON | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| TABER, EDWARD, ALBERT | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| TABER, EDWARD, ALBERT | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| TABER, EDWARD, ALBERT | I | NON-EMPLOYEE DIRECTOR | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY | NA | Control |
| TRACY, FRANCIS, XAVIER | I | PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & SECRETARY | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATION | NA | Control |
| WANG, ROBERT, YU MING | I | CHIEF OPERATING OFFICER AND HEAD OF PORTFOLIO MANAGEMENT IMPLEMENTATION | NA | Control |
| WILLIAMS, VANESSA, ANN | I | CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| ZOUIKIN, TANIA | I | CHAIRMAN/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ZOUIKIN, TANIA | I | CHAIRMAN & DIRECTOR/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ZOUIKIN, TANIA | I | CHAIRMAN/MANAGEMENT COMMITTEE MEMBER | NA | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
Dec 15, 2015 REGISTERED
Notice Filings (7)
CT FL GA MA MD NE TX
Address
880 THIRD AVENUE7TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-886-9200