CONSOLIDATED ASSET MANAGEMENT LTD
Legal name: CONSOLIDATED ASSET MANAGEMENT, LTD.
CRD #110460 SEC #801-25365 SOUTHPORT, NC 800-922-6583
SEC Registered
Total AUM
$57.1M
Discretionary
$57.1M
Employees
1
Clients
--
Accounts
206
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 21, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MOORE, DENNIS, SHIPLEY | I | PRESIDENT/CCO | E | Control |
| MOORE, DENNIS, SHIPLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MOORE, DENNIS, SHIPLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MOORE, DENNIS, SHIPLEY | I | PRESIDENT/CCO | E | Control |
| MOORE, DENNIS, SHIPLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MOORE, DENNIS, SHIPLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MOORE, DENNIS, SHIPLEY | I | PRESIDENT | E | Control |
| MOORE, DENNIS, SHIPLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MOORE, DENNIS, SHIPLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MOORE, DENNIS, SHIPLEY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 21, 2012 REGISTERED
Notice Filings (3)
MD NC VA
Address
517 NORTH HOWE STREETSOUTHPORT, NC 28461
United States
Phone: 800-922-6583