CONNECTICUT INVESTMENT MANAGEMENT INC
CRD #110462 SEC #801-9117 CENTERBROOK, CT 860-767-9555
SEC Registered
Total AUM
$340.7M
Discretionary
$340.7M
Employees
10
Clients
--
Accounts
276
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, DONNA, LYNN | I | VICE PRESIDENT | NA | |
| ALLEN, DONNA, LYNN | I | VICE PRESIDENT | NA | |
| ALLEN, DONNA, LYNN | I | VICE PRESIDENT | NA | |
| ANDERSON, DOUGLAS, KING | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, KING | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, KING | I | DIRECTOR | NA | Control |
| ARSENAULT, BRIAN | I | DIRECTOR | NA | Control |
| ARSENAULT, BRIAN | I | DIRECTOR | NA | Control |
| ARSENAULT, BRIAN | I | DIRECTOR | NA | Control |
| ARSENAULT, BRIAN | I | DIRECTOR | NA | Control |
| BAKER, HAROLD, D'O. | I | DIRECTOR | NA | Control |
| BAKER, HAROLD, D'O. | I | ESTATE EXECUTOR | NA | Control |
| BAKER, HAROLD, D'O. | I | DIRECTOR | NA | Control |
| BAKER, HAROLD, D'O. | I | ESTATE EXECUTOR | NA | Control |
| BAKER, HAROLD, D'O. | I | DIRECTOR | NA | Control |
| BAKER, HAROLD, D'O. | I | ESTATE EXECUTOR | NA | Control |
| BAKER, HAROLD, D'O. | I | DIRECTOR | NA | Control |
| BAKER, HAROLD, D'O. | I | ESTATE EXECUTOR | NA | Control |
| BAKER, HAROLD, D'O. | I | DIRECTOR | NA | Control |
| BAKER, HAROLD, D'O. | I | ESTATE EXECUTOR | NA | Control |
| BAKER, HAROLD, D'O. | I | DIRECTOR | NA | |
| BAKER, HAROLD, D'O. | I | ESTATE ADMINISTRATOR | NA | Control |
| BLANKSTEEN, MERRILL, BERNARD | I | DIRECTOR | NA | Control |
| BLANKSTEEN, MERRILL, BERNARD | I | DIRECTOR | NA | Control |
| BLANKSTEEN, MERRILL, BERNARD | I | DIRECTOR | NA | Control |
| BRATHWAITE, GAIL, ELMA,DELORES | I | DIRECTOR | NA | Control |
| BRATHWAITE, GAIL, ELMA,DELORES | I | DIRECTOR | NA | Control |
| BRATHWAITE, GAIL, ELMA,DELORES | I | DIRECTOR | NA | Control |
| DIAMOND, JAMES, EDWARD | I | PRESIDENT OF NEWALLIANCE INVESTMENTS INC. | NA | Control |
| DIAMOND, JAMES, EDWARD | I | CEO OF NEWALLIANCE INVESTMENTS INC. | NA | Control |
| DIAMOND, JAMES, EDWARD | I | CEO OF NEWALLIANCE INVESTMENTS INC. | NA | Control |
| DIAMOND, JAMES, EDWARD | I | CEO OF NEWALLIANCE INVESTMENTS INC. | NA | Control |
| DIAMOND, JAMES, EDWARD | I | PRESIDENT OF NEWALLIANCE INVESTMENTS INC. | NA | Control |
| DIAMOND, JAMES, EDWARD | I | CEO OF NEWALLIANCE INVESTMENTS INC. | NA | Control |
| DIAMOND, JAMES, EDWARD | I | CEO OF NEWALLIANCE INVESTMENTS INC. | NA | Control |
| DYER, DEBORAH, LEE | I | VICE PRESIDENT | NA | |
| DYER, DEBORAH, LEE | I | VICE PRESIDENT | NA | |
| FITZSIMMONS, JOHN, JAMES | I | VICE PRESIDENT | NA | |
| FITZSIMMONS, JOHN, JAMES | I | VICE PRESIDENT | NA | |
| FITZSIMMONS, JOHN, JAMES | I | VICE PRESIDENT | NA | |
| HAJUS, KAREN, HELENE | I | VP-CHIEF COMPLIANCE OFFICER | NA | Control |
| HAJUS, KAREN, HELENE | I | VP-CHIEF COMPLIANCE OFFICER | NA | Control |
| HAJUS, KAREN, HELENE | I | VP-CHIEF COMPLIANCE OFFICER | NA | Control |
| HAJUS, KAREN, HELENE | I | VP-CHIEF COMPLIANCE OFFICER | NA | Control |
| HAJUS, KAREN, HELENE | I | VP-CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, GERALD, ALAN | I | FIRST VP-CIO | NA | Control |
| LONG, GERALD, ALAN | I | FIRST VP-CIO | NA | Control |
| LONG, GERALD, ALAN | I | FIRST VP-CIO | NA | Control |
| LONG, GERALD, ALAN | I | VP-CIO | NA | Control |
| LONG, GERALD, ALAN | I | FIRST VP-CIO | NA | Control |
| LONG, GERALD, ALAN | I | FIRST VP-CIO | NA | Control |
| LONG, GERALD, ALAN | I | FIRST VP-CIO | NA | Control |
| MCCRACKEN, ROBERT | I | VICE PRESIDENT | NA | |
| MCCRACKEN, ROBERT | I | VICE PRESIDENT | NA | |
| MCCRACKEN, ROBERT | I | VICE PRESIDENT | NA | |
| MURPHY, PATRICIA, ANN | I | VP-OPERATIONS MANAGER | NA | Control |
| MURPHY, PATRICIA, ANN | I | VP-OPERATIONS MANAGER | NA | Control |
| MURPHY, PATRICIA, ANN | I | VP-OPERATIONS MANAGER | NA | Control |
| MURPHY, PATRICIA, ANN | I | VP-OPERATIONS MANAGER | NA | Control |
| MURPHY, PATRICIA, ANN | I | VP-OPERATIONS MANAGER | NA | Control |
| MURPHY, PATRICIA, ANN | I | VP-OPERATIONS MANAGER | NA | Control |
| MURPHY, PATRICIA, ANN | I | VP-OPERATIONS MANAGER | NA | Control |
| NEWMAN, JOHN, FRANKLIN | I | PRESIDENT OF NEWALLIANCE INVESTMENTS INC. | NA | Control |
| NEWMAN, JOHN, FRANKLIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER OF NEWALLIANCE INVESTMENTS INC. | NA | Control |
| NEWMAN, JOHN, FRANKLIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER OF NEWALLIANCE INVESTMENTS INC. | NA | Control |
| NEWMAN, JOHN, FRANKLIN | I | PRESIDENT OF NEWALLIANCE INVESTMENTS INC. | NA | Control |
| NEWMAN, JOHN, FRANKLIN | I | PRESIDENT OF NEWALLIANCE INVESTMENTS INC. | NA | Control |
| TROUTMAN, RICHARD, B | I | VP-FINOP/TREASURER | NA | Control |
| TROUTMAN, RICHARD, B | I | VP-FINOP/TREASURER | NA | Control |
| TROUTMAN, RICHARD, B | I | VP-FINOP/TREASURER | NA | Control |
| TROUTMAN, RICHARD, B | I | VP-FINOP/TREASURER | NA | Control |
| TROUTMAN, RICHARD, B | I | VP-FINOP/TREASURER | NA | Control |
| TROUTMAN, RICHARD, B | I | VP-FINOP/TREASURER | NA | Control |
| TROUTMAN, RICHARD, B | I | VP-FINOP/TREASURER | NA | Control |
| WATSON, DEBRA, ANN | I | DIRECTOR | NA | Control |
| WATSON, DEBRA, ANN | I | DIRECTOR | NA | Control |
| WATSON, DEBRA, ANN | I | DIRECTOR | NA | Control |
| WENDEL, ANNE | I | VICE PRESIDENT | NA | |
| WENDEL, ANNE | I | VICE PRESIDENT | NA | |
| WENDEL, ANNE | I | VICE PRESIDENT | NA | |
| WERNICKE, ROBIN, ANN | I | VICE PRESIDENT | NA | |
| WERNICKE, ROBIN, ANN | I | VICE PRESIDENT | NA | |
| WERNICKE, ROBIN, ANN | I | VICE PRESIDENT | NA | |
| WISHNAFSKI, DIANE, LILLIAN | I | DIRECTOR | NA | Control |
| WISHNAFSKI, DIANE, LILLIAN | I | DIRECTOR | NA | Control |
| WISHNAFSKI, DIANE, LILLIAN | I | DIRECTOR | NA | Control |
| WISHNAFSKI, DIANE, LILLIAN | I | DIRECTOR | NA | Control |
| NEWALLIANCE BANK | DE | PARENT COMPANY | E | Control |
| NEWALLIANCE BANK | DE | PARENT COMPANY | E | Control |
| NEWALLIANCE BANK | DE | PARENT COMPANY | E | Control |
| NEWALLIANCE BANK | DE | PARENT COMPANY | E | Control |
| NEWALLIANCE BANK | DE | PARENT COMPANY | E | Control |
| NEWALLIANCE BANK | DE | PARENT COMPANY | E | Control |
| NEWALLIANCE BANK | DE | PARENT COMPANY | E | Control |
| FOOTE, ESTATE OF RICHARD, LINDSAY | I | ESTATE OF | D | Control |
| FOOTE, ESTATE OF RICHARD, LINDSAY | I | ESTATE OF | D | Control |
| FOOTE, ESTATE OF RICHARD, LINDSAY | I | ESTATE OF | D | Control |
| FOOTE, ESTATE OF RICHARD, LINDSAY | I | ESTATE OF | D | Control |
| FOOTE, ESTATE OF RICHARD, LINDSAY | I | ESTATE OF | D | Control |
| FOOTE, ESTATE OF RICHARD, LINDSAY | I | DECEASED | D | Control |
| FOOTE, RICHARD, LINDSAY | I | CHAIRMAN & CEO, TREASURER, DIRECTOR | D | Control |
| FOOTE, RICHARD, LINDSAY | I | CHAIRMAN & CEO, TREASURER, DIRECTOR | D | Control |
| FOOTE, RICHARD, LINDSAY | I | CHAIRMAN & CEO, TREASURER, DIRECTOR | D | Control |
| LONG, GERALD, ALAN | I | PRESIDENT & CIO,CCO,DIRECTOR | C | Control |
| LONG, GERALD, ALAN | I | PRESIDENT & CIO,CCO,DIRECTOR | C | Control |
| LONG, GERALD, ALAN | I | PRESIDENT & CIO,CCO,DIRECTOR | C | Control |
| LONG, GERALD, ALAN | I | PRESIDENT & COO, DIRECTOR | C | Control |
| LONG, GERALD, ALAN | I | PRESIDENT & COO, DIRECTOR | C | Control |
| LONG, GERALD, ALAN | I | PRESIDENT & COO, DIRECTOR | C | |
| KLING, CHRISTIAN, GARRETT | I | EXECUTIVE VICE PRESIDENT | B | |
| KLING, CHRISTIAN, GARRETT | I | EXECUTIVE VICE PRESIDENT | B | |
| KLING, CHRISTIAN, GARRETT | I | EXECUTIVE VICE PRESIDENT | B | |
| KLING, CHRISTIAN, GARRETT | I | EXECUTIVE VICE PRESIDENT | B | |
| KLING, CHRISTIAN, GARRETT | I | EXECUTIVE VICE PRESIDENT | B | |
| KLING, CHRISTIAN, GARRETT | I | EXECUTIVE VICE PRESIDENT | B | |
| KLING, CHRISTIAN, GARRETT | I | EXECUTIVE VICE PRESIDENT | B | |
| KLING, CHRISTIAN, GARRETT | I | EXECUTIVE VICE PRESIDENT | B | |
| KLING, CHRISTIAN, GARRETT | I | EXECUTIVE VICE PRESIDENT | B | |
| LONG, GERALD | I | PRESIDENT & COO | B | Control |
| LONG, GERALD | I | PRESIDENT & COO | B | Control |
| LONG, GERALD | I | PRESIDENT & COO | B | Control |
| ECHEVERRIA, BRENDA, LEE | I | SENIOR VICE PRESIDENT, COMPTROLLER & ASSIST. SECRETARY | A | |
| FOOTE TREACY, ELIZABETH, ROBERTSON | I | STOCKHOLDER | A | |
| FOOTE TREACY, ELIZABETH, ROBERTSON | I | STOCKHOLDER | A | |
| FOOTE TREACY, ELIZABETH, ROBERTSON | I | STOCKHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NEWALLIANCE BANCSHARES | DE | NEWALLIANCE BANK | E | |
| NEWALLIANCE BANCSHARES | DE | NEWALLIANCE BANK | E | |
| NEWALLIANCE BANCSHARES | DE | NEWALLIANCE BANK | E | |
| NEWALLIANCE BANCSHARES | DE | NEWALLIANCE BANK | E | |
| NEWALLIANCE BANCSHARES | DE | NEWALLIANCE BANK | E | |
| NEWALLIANCE BANCSHARES | DE | NEWALLIANCE BANK | E | |
| NEWALLIANCE BANCSHARES | DE | NEWALLIANCE BANK | E |
Registrations
Federal
IA
May 11, 2005 REGISTERED
Notice Filings (14)
CA CT FL MA NC NH NJ NM NY PA RI TX VA VT
Address
CIM BLD 65 MAIN STREETCENTERBROOK, CT 6409
USA
Phone: 860-767-9555