RIA Intelligence

NORTHERN TRUST GLOBAL ADVISORS INC

CRD #110464 SEC #801-50959 STAMFORD, CT 203-977-7000
SEC Registered
Total AUM
$1.6B
Discretionary
$1.6B
Employees
--
Clients
--
Accounts
8

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 22, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BECKMAN, CARL, P.ICHIEF FINANCIAL OFFICER & TREASURERNA
DRISCOLL, JENNIFER, LIDIRECTORNA Control
DRISCOLL, JENNIFER, LIDIRECTORNA Control
DRISCOLL, JENNIFER, LIDIRECTORNA Control
DRISCOLL, JENNIFER, LIDIRECTORNA Control
DUDLEY, ORIE, LESLIEIDIRECTORNA Control
DUDLEY, ORIE, LESLIEIDIRECTORNA Control
DUDLEY, ORIE, LESLIEIDIRECTORNA Control
DUDLEY, ORIE, LESLIEIDIRECTORNA Control
DUDLEY, ORIE, LESLIEIDIRECTORNA Control
DUDLEY, ORIE, LESLIEIDIRECTORNA Control
DUDLEY, ORIE, LESLIEIDIRECTORNA Control
FRADKIN, STEVE, LIDIRECTORNA Control
FRADKIN, STEVE, LIDIRECTORNA Control
GALLIMORE, MICHAEL, JONATHANIDIRECTOR, CHAIRMAN & CEONA Control
GALLIMORE, MICHAEL, JONATHANIDIRECTOR, CHAIRMAN & CEONA Control
GALLIMORE, MICHAEL, JONATHANIDIRECTOR, CHAIRMAN & CEONA Control
HAUSKEN, PHILIP, DALEICHIEF COMPLIANCE OFFICERNA Control
HEARTY, STEPHENIDIRECTORNA Control
HEARTY, STEPHENIDIRECTORNA Control
HEARTY, STEPHENIDIRECTORNA Control
HEARTY, STEPHENIDIRECTORNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HILL, SUSAN, JEANICHIEF COMPLIANCE OFFICERNA Control
HORTON, J, DUNCANICHIEF FINANCIAL OFFICER & TREASURERNA
HORTON, J, DUNCANICHIEF FINANCIAL OFFICER & TREASURERNA
HUFFMAN, WILLIAM, TIDIR., CHMN, PRES, CEONA Control
HUFFMAN, WILLIAM, TIDIR., CHMN, PRES, CEONA Control
HUFFMAN, WILLIAM, TIEVP, COO, CCO & CORP. SEC.NA Control
HUFFMAN, WILLIAM, TIDIR., CHMN, PRES, CEO & CCO, COONA Control
HUFFMAN, WILLIAM, TIEVP, COO, CCO & CORP. SEC.NA Control
HUFFMAN, WILLIAM, TIEVP, COO, CCO & CORP. SEC.NA Control
MCINERNEY, JOSEPHICOONA Control
MCINERNEY, JOSEPHICOONA Control
MCINERNEY, JOSEPHICOONA
MCINERNEY, JOSEPHICOONA Control
MCINERNEY, JOSEPHICOONA Control
MCINERNEY, JOSEPH, WALLACEICEO & PRESIDENTNA Control
MCINERNEY, JOSEPH, WALLACEICEO & PRESIDENTNA Control
MORRISON, WILLIAM, LINDIDIRECTORNA Control
MORRISON, WILLIAM, LINDIDIRECTORNA Control
MORRISON, WILLIAM, LINDIDIRECTORNA
MORRISON, WILLIAM, LINDIDIRECTORNA Control
MORRISON, WILLIAM, LINDIDIRECTORNA Control
MORRISON, WILLIAM, LINDIDIRECTORNA Control
MORRISON, WILLIAM, LINDIDIRECTORNA Control
MUELLER, CHARLES, GEORGEIDIRECTORNA Control
PACE, LAURA, ANNISECRETARY, CHIEF COMPLIANCE OFFICERNA Control
PACE, LAURA, ANNISECRETARY & CCONA
PERO, PERRY, RIDIRECTORNA Control
PERO, PERRY, RIDIRECTORNA Control
PERO, PERRY, RIDIRECTORNA Control
PERO, PERRY, RIDIRECTORNA Control
POTTER, STEPHEN, NIDIRECTORNA Control
POTTER, STEPHEN, NIDIRECTORNA Control
POTTER, STEPHEN, NIDIRECTORNA Control
POTTER, STEPHEN, NIDIRECTORNA Control
POTTER, STEPHEN, NIDIRECTORNA Control
POTTER, STEPHEN, NIDIRECTORNA Control
POTTER, STEPHEN, NIDIRECTORNA Control
POTTER, STEPHEN, NIDIRECTORNA Control
POTTER, STEPHEN, NIDIRECTORNA Control
POTTER, STEPHEN, NIDIRECTORNA Control
PROVANZANA, BETH, MARIEICHIEF FINANCIAL OFFICER & TREASURERNA Control
PROVANZANA, BETH, MARIEICHIEF FINANCIAL OFFICER & TREASURERNA Control
RAUH, JAMES, MEIGSIDIRECTORNA Control
RAUH, JAMES, MEIGSIDIRECTORNA Control
RAUH, JAMES, MEIGSIDIRECTORNA Control
ROBERTSON, ALAN, WICHAIRMAN, CEO & PRESIDENTNA Control
ROBERTSON, ALAN, WICHAIRMAN, CEO & PRESIDENTNA Control
ROBERTSON, ALAN, WICHAIRMAN, CEO & PRESIDENTNA Control
ROBERTSON, ALAN, W.ICHAIRMAN, DIRECTORNA Control
ROBERTSON, ALAN, W.ICHAIRMAN, DIRECTORNA Control
ROSSITER, PETER, LEWISIDIRECTORNA Control
ROSSITER, PETER, LEWISIDIRECTORNA Control
SILVERMAN, CARYN, HOLLYICFO & TREASURERNA Control
SILVERMAN, CARYN, HOLLYICFO & TREASURERNA
SILVERMAN, CARYN, HOLLYISVP, CFO, TREAS. & CTRLRNA
SILVERMAN, CARYN, HOLLYISVP, CFO, & TREAS.NA
SILVERMAN, CARYN, HOLLYISVP, CFO, TREAS. & CTRLRNA
SILVERMAN, CARYN, HOLLYISVP, CFO, TREAS. & CTRLRNA
SMITH, ANDREW, C.ICIONA Control
SMITH, ANDREW, C.ICIONA Control
SMITH, ANDREW, C.ICIONA
SMITH, ANDREW, C.ICIONA Control
SMITH, ANDREW, C.ICIONA Control
SMITH, ANDREW, SAINTY CAMPBELLICIONA Control
SMITH, ANDREW, SAINTY CAMPBELLICIONA Control
TIMBERS, STEPHEN, BRYANIDIRECTORNA Control
TIMBERS, STEPHEN, BRYANIDIRECTORNA Control
TIMBERS, STEPHEN, BRYANIDIRECTORNA Control
TOTH, TERENCE, JOHNIDIRECTORNA Control
TOTH, TERENCE, JOHNIDIRECTORNA
TOTH, TERENCE, JOHNIDIRECTORNA
TOWLE, MARGARET, MARYIEVP AND CHIEF INV. OFFICERNA Control
TOWLE, MARGARET, MARYIEVP AND CHIEF INV. OFFICERNA Control
TOWLE, MARGARET, MARYIEVP AND CHIEF INV. OFFICERNA Control
TOWLE, MARGARET, MARYIEVP AND CHIEF INV. OFFICERNA Control
WADDELL, FREDERICK, H.IDIRECTORNA Control
WADDELL, FREDERICK, H.IDIRECTORNA
WADDELL, FREDERICK, H.IDIRECTORNA
WADDELL, FREDERICK, H.IDIRECTORNA Control
WESSELL, JEFFREY, HALLIDIRECTORNA Control
NORTHERN TRUST COMPANYDEOWNERE Control
NORTHERN TRUST COMPANYDEOWNERE Control
NORTHERN TRUST CORPORATIONDEOWNERE Control
NORTHERN TRUST CORPORATIONDEOWNERE Control
NORTHERN TRUST CORPORATIONDEOWNERE Control
NORTHERN TRUST CORPORATIONDEOWNERE Control
NORTHERN TRUST CORPORATIONDEOWNERE Control
NORTHERN TRUST CORPORATIONDEOWNERE Control
NORTHERN TRUST CORPORATIONDEOWNERE Control
NORTHERN TRUST CORPORATIONDEOWNERE Control
NORTHERN TRUST CORPORATIONDESOLE SHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
NORTHERN TRUST CORPORATIONDENORTHERN TRUST COMPANYE Control
NORTHERN TRUST CORPORATIONDENORTHERN TRUST COMPANYE Control

Registrations

Federal

IA
Sep 22, 2005 REGISTERED

Notice Filings (1)

CT

Address

300 ATLANTIC STREET
SUITE 400
STAMFORD, CT 6901
USA
Phone: 203-977-7000