HARVEY INVESTMENT COMPANY, LLC
CRD #110482 SEC #801-58031 LOUISVILLE, KY 502-339-8270
SEC Registered
Total AUM
$941.5M
Discretionary
$941.5M
Employees
4
Clients
0
Accounts
256
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENTON, MARVIN, RUSH | I | VICE PRESIDENT | NA | Control |
| BENTON, MARVIN, RUSH | I | VICE PRESIDENT | NA | Control |
| BENTON, MARVIN, RUSH | I | VICE PRESIDENT | NA | Control |
| BENTON, MARVIN, RUSH | I | VICE PRESIDENT | NA | Control |
| BENTON, MARVIN, RUSH | I | VICE PRESIDENT | NA | Control |
| BENTON, MARVIN, RUSH | I | VICE PRESIDENT | NA | Control |
| BENTON, MARVIN, RUSH | I | VICE PRESIDENT | NA | Control |
| BENTON, MARVIN, RUSH | I | VICE PRESIDENT | NA | Control |
| BENTON, MARVIN, RUSH | I | VICE PRESIDENT | NA | Control |
| BERG, DANIEL, JEREMY | I | SECRETARY & TREASURER | NA | Control |
| BERG, DANIEL, JEREMY | I | SECRETARY & TREASURER | NA | Control |
| BERG, DANIEL, JEREMY | I | SECRETARY & TREASURER | NA | Control |
| BERG, DANIEL, JEREMY | I | SECRETARY & TREASURER | NA | Control |
| BERG, DANIEL, JEREMY | I | SECRETARY & TREASURER | NA | Control |
| BERG, DANIEL, JEREMY | I | SECRETARY & TREASURER | NA | Control |
| BERG, DANIEL, JEREMY | I | SECRETARY & TREASURER | NA | Control |
| BERG, DANIEL, JEREMY | I | SECRETARY & TREASURER | NA | Control |
| BERG, DANIEL, JEREMY | I | SECRETARY & TREASURER | NA | Control |
| BERG, DANIEL, JEREMY | I | SECRETARY & TREASURER | NA | Control |
| BERG, DANIEL, JEREMY | I | SECRETARY & TREASURER | NA | Control |
| BERG, DANIEL, JEREMY | I | SECRETARY & TREASURER | NA | Control |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | |
| BOYLE, JOHN, THOMAS | I | PRINCIPAL | NA | |
| BULTEMEIER, SHANNON | I | EVP AND TREASURER | NA | Control |
| BULTEMEIER, SHANNON | I | EVP AND TREASURER | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CORNE, ROBERT, JEFFERY | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| DAVIS, JOHN, JOHNSTON | I | EXEC. VP, CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, JOHN, JOHNSTON | I | EXEC. VP, CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, JOHN, JOHNSTON | I | EXEC. VP, CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, JOHN, JOHNSTON | I | EXECUTIVE VICE PRESIDENT | NA | |
| DAVIS, JOHN, JOHNSTON | I | EXEC. VP, CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, JOHN, JOHNSTON | I | EXEC. VP, CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, JOHN, JOHNSTON | I | EXEC. VP, CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, JOHN, JOHNSTON | I | EXEC. VP, CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, JOHN, JOHNSTON | I | EXECUTIVE VICE PRESIDENT | NA | |
| DAVIS, JOHN, JOHNSTON | I | EXEC. VP, CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, JOHN, JOHNSTON | I | EXEC. VP, CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, JOHN, JOHNSTON | I | EXEC. VP, CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, JOHN, JOHNSTON | I | EXEC. VP, CHIEF COMPLIANCE OFFICER | NA | |
| DAVIS, JOHN, JOHNSTON | I | EXEC. VP, CHIEF COMPLIANCE OFFICER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
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| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
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| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| GRACIE CORP. | DE | OWNER | NA | |
| HACKER, JUSTIN, BRUCE | I | SECRETARY, TREASURER | NA | |
| HACKER, JUSTIN, BRUCE | I | SECRETARY, TREASURER | NA | |
| HACKER, JUSTIN, BRUCE | I | SECRETARY, TREASURER | NA | |
| HACKER, JUSTIN, BRUCE | I | SECRETARY, TREASURER | NA | |
| HACKER, JUSTIN, BRUCE | I | SECRETARY, TREASURER | NA | |
| HACKER, JUSTIN, BRUCE | I | SECRETARY, TREASURER | NA | |
| HARRISON, INC. | DE | OWNER | NA | |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | PRESIDENT | NA | Control |
| HERRMANN, MARY, LINDER | I | VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| HERRMANN, MARY, LINDER | I | SENIOR VICE PRESIDENT | NA | |
| ILLGES, RALPH, WALTON | I | SECRETARY/TREASURER | NA | |
| ILLGES, RALPH, WALTON | I | SECRETARY/TREASURER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE CORP. | DE | OWNER | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| JEVNE, JOSHUA, STEPHEN | I | SENIOR VICE PRESIDENT | NA | |
| MAYWEATHER CORP | DE | OWNER | NA | |
| MAYWEATHER CORP | DE | OWNER | NA | |
| MAYWEATHER CORP | DE | OWNER | NA | |
| MAYWEATHER CORP | DE | OWNER | NA | |
| MIKLICH, JOHN, PATRICK | I | SECRETARY & TREASURER | NA | |
| NOBLE, SAMUEL, HUNTER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | VICE PRESIDENT | NA | |
| NOBLE, SAMUEL, HUNTER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| NOBLE, SAMUEL, HUNTER | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| PAGLIUCO, ROBERT, STEVEN | I | MANAGER | NA | Control |
| PAGLIUCO, ROBERT, STEVEN | I | MANAGER | NA | Control |
| PAGLIUCO, ROBERT, STEVEN | I | EVP AND TREASURER | NA | Control |
| PAGLIUCO, ROBERT, STEVEN | I | MANAGER | NA | Control |
| STROPKAY, PAUL, HARRISON | I | VICE PRESIDENT | NA | |
| STROPKAY, PAUL, HARRISON | I | VICE PRESIDENT | NA | |
| STROPKAY, PAUL, HARRISON | I | VICE PRESIDENT | NA | |
| STROPKAY, PAUL, HARRISON | I | VICE PRESIDENT | NA | |
| STROPKAY, PAUL, HARRISON | I | VICE PRESIDENT | NA | |
| STROPKAY, PAUL, HARRISON | I | VICE PRESIDENT | NA | |
| STROPKAY, PAUL, HARRISON | I | VICE PRESIDENT | NA | |
| THETFORD, MICHELLE, MARIE | I | PRINCIPAL | NA | |
| THETFORD, MICHELLE, MARIE | I | PRINCIPAL | NA | |
| THETFORD, MICHELLE, MARIE | I | PRINCIPAL | NA | |
| THETFORD, MICHELLE, MARIE | I | PRINCIPAL | NA | |
| THETFORD, MICHELLE, MARIE | I | PRINCIPAL | NA | |
| WEALTHTRUST, LLC | DE | MEMBER | E | Control |
| WEALTHTRUST, LLC | DE | MEMBER | E | Control |
| WEALTHTRUST, INC. | DE | OWNER | D | Control |
| WEALTHTRUST, INC. | DE | OWNER | D | Control |
| WEALTHTRUST, INC. | DE | OWNER | D | Control |
| WEALTHTRUST, INC. | DE | OWNER | D | Control |
| WEALTHTRUST, INC. | DE | OWNER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WEALTHTRUST, LLC | DE | MEMBER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| WT ACQUISITION, LLC | DE | OWNER | D | Control |
| CASTLEMAN CORPORATION | DE | OWNER | C | Control |
| CASTLEMAN CORPORATION | DE | OWNER | C | Control |
| CASTLEMAN CORPORATION | DE | OWNER | C | Control |
| CASTLEMAN CORPORATION | DE | OWNER | C | Control |
| CASTLEMAN CORPORATION | DE | OWNER | C | Control |
| CASTLEMAN CORPORATION | DE | OWNER | C | Control |
| CASTLEMAN CORPORATION | DE | OWNER | C | Control |
| CASTLEMAN CORPORATION | DE | OWNER | C | Control |
| CASTLEMAN CORPORATION | DE | OWNER | C | Control |
| CASTLEMAN CORPORATION | DE | OWNER | C | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| CASTLEMAN CORPORATION | DE | OWNER | B | Control |
| HARRISON, INC. | DE | OWNER | A | |
| HARRISON, INC. | DE | OWNER | A | |
| HARRISON, INC. | DE | OWNER | A | |
| HARRISON, INC. | DE | OWNER | A | |
| HARRISON, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A | |
| JUNIOR D, INC. | DE | OWNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| AWP GP LLC | DE | AWP I LP | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| BALL, GEORGE, LESTER | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| DEEM, HOLLY, DAY | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | AWP GP LLC | F | Control |
| LEE EQUITY PARTNERS GP, LLC | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | F | Control |
| LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | DE | LEP REALIZATION FEEDER, L.P. | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEP SUMMER HOLDINGS, LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MCMAKEN, BRUCE, ROBERT | I | AWP GP LLC | F | Control |
| MOORE, EDWARD, PHILIP | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, J | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| RODRIGUEZ, DANIEL, JOSEPH | I | AWP GP LLC | F | Control |
| YAFFE, ACHI | I | AWP GP LLC | F | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AFFILIATED WEALTH PARTNERS HOLDINGS, LLC | DE | WEALTHTRUST, LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP I LP | DE | AWP II LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| AWP II LLC | DE | AFFILIATED WEALTH PARTNERS HOLDINGS LLC | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| DAVIS, JOHN, JOHNSTON | I | JUNIOR D, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| FALCON MEZZANINE PARTNERS II, LP | DE | WEALTHTRUST HOLDINGS, LLC | E | Control |
| FALCON MEZZANINE PARTNERS II, LP | DE | WEALTHTRUST HOLDINGS, LLC | E | Control |
| FALCON MEZZANINE PARTNERS II, LP | DE | WEALTHTRUST HOLDINGS, LLC | E | Control |
| FALCON MEZZANINE PARTNERS II, LP | DE | WEALTHTRUST HOLDINGS, LLC | E | Control |
| FALCON MEZZANINE PARTNERS II, LP | DE | WEALTHTRUST HOLDINGS, LLC | E | Control |
| FALCON MEZZANINE PARTNERS II, LP | DE | WEALTHTRUST HOLDINGS, LLC | E | Control |
| FALCON MEZZANINE PARTNERS II, LP | DE | WEALTHTRUST HOLDINGS, LLC | E | Control |
| FALCON MEZZANINE PARTNERS II, LP | DE | WEALTHTRUST HOLDINGS, LLC | E | Control |
| FALCON MEZZANINE PARTNERS II, LP | DE | WEALTHTRUST HOLDINGS, LLC | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HARVEY, SAMUEL, CASTLEMAN | I | CASTLEMAN CORPORATION | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HERRMANN, MARY, LINDER | I | GRACIE CORP. | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| HIGHTOWER HOLDING, LLC | DE | WT ACQUISITION, LLC | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| JEVNE, JOSHUA, STEPHEN | I | JEVNE CORP. | E | Control |
| LEE EQUITY PARTNERS FUND SUMMER AIV, LP | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| LEP REALIZATION FEEDER, L.P. | DE | LEP REALIZATION SUMMER LLC | E | Control |
| MK HOLDING COMPANY, INC. | DE | MORGAN ASSET MANAGEMENT, INC. | E | Control |
| MK HOLDING COMPANY, INC. | DE | MORGAN ASSET MANAGEMENT, INC. | E | Control |
| MK HOLDING,INC. | DE | MORGAN ASSET MANAGEMENT, INC. | E | Control |
| MK HOLDING,INC. | DE | MORGAN ASSET MANAGEMENT, INC. | E | Control |
| MK HOLDING,INC. | DE | MORGAN ASSET MANAGEMENT, INC. | E | Control |
| MORGAN ASSET MANAGEMENT, INC. | DE | WEALTHTRUST, INC. | E | Control |
| MORGAN ASSET MANAGEMENT, INC. | DE | WEALTHTRUST, INC. | E | Control |
| MORGAN ASSET MANAGEMENT, INC. | DE | WEALTHTRUST, INC. | E | Control |
| MORGAN ASSET MANAGEMENT, INC. | DE | WEALTHTRUST, INC. | E | Control |
| MORGAN ASSET MANAGEMENT, INC. | DE | WEALTHTRUST, INC. | E | Control |
| NOBLE, SAMUEL, HUNTER | I | MAYWEATHER CORP | E | Control |
| NOBLE, SAMUEL, HUNTER | I | MAYWEATHER CORP | E | Control |
| REGIONS FINANCIAL CORPORATION | DE | MK HOLDING, INC. | E | Control |
| REGIONS FINANCIAL CORPORATION | DE | MK HOLDING COMPANY, INC. | E | Control |
| REGIONS FINANCIAL CORPORATION | DE | MK HOLDING, INC. | E | Control |
| REGIONS FINANCIAL CORPORATION | DE | MK HOLDING, INC. | E | Control |
| REGIONS FINANCIAL CORPORATION | DE | MK HOLDING COMPANY, INC. | E | Control |
| STROPKAY, PAUL, HARRISON | I | HARRISON,INC. | E | |
| STROPKAY, PAUL, HARRISON | I | HARRISON,INC. | E | |
| STROPKAY, PAUL, HARRISON | I | HARRISON,INC. | E | |
| STROPKAY, PAUL, HARRISON | I | HARRISON,INC. | E | |
| STROPKAY, PAUL, HARRISON | I | HARRISON,INC. | E | |
| STROPKAY, PAUL, HARRISON | I | HARRISON,INC. | E | |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | Control |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | Control |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | Control |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | Control |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | Control |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | Control |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | Control |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | Control |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | Control |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | Control |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | Control |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | Control |
| WEALTHTRUST HOLDINGS CO. | DE | WEALTHTRUST, LLC | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO. | E | Control |
| WEALTHTRUST HOLDINGS LLC | DE | WEALTHTRUST HOLDINGS CO. | E | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEE EQUITY PARTNERS, LLC | DE | AWP GP LLC | D | Control |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP REALIZATION SUMMER LLC | DE | LEE EQUITY PARTNERS REALIZATION FUND SUMMER AIV, L.P. | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | AWP I LP | D | |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL EQUITY FUND VII INVESTORS (HT), LLC | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL HT SPV, L.P. | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL HT SPV, L.P. | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL HT SPV, L.P. | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL HT SPV, L.P. | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL HT SPV, L.P. | DE | HIGHTOWER HOLDING, LLC | D | Control |
| THL HT SPV, L.P. | DE | HIGHTOWER HOLDING, LLC | D | Control |
| CPC WT INVESTMENT, LLC | DE | WEALTHTRUST HOLDINGS, LLC | C | Control |
| CPC WT INVESTMENT, LLC | DE | WEALTHTRUST HOLDINGS, LLC | C | Control |
| CPC WT INVESTMENT, LLC | DE | WEALTHTRUST HOLDINGS, LLC | C | Control |
| CPC WT INVESTMENT, LLC | DE | WEALTHTRUST HOLDINGS, LLC | C | Control |
| FALCON MEZZANINE PARTNERS II, LP | DE | WEALTHTRUST HOLDINGS, LLC | C | Control |
| FALCON MEZZANINE PARTNERS II, LP | DE | WEALTHTRUST HOLDINGS, LLC | C | Control |
| FALCON MEZZANINE PARTNERS II, LP | DE | WEALTHTRUST HOLDINGS, LLC | C | Control |
| FALCON MEZZANINE PARTNERS II, LP | DE | WEALTHTRUST HOLDINGS, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS REALIZATION FUND GP, LLC | C | Control |
| NMC CPC WT INVESTMENT, LLC | DE | WEALTHTRUSTHOLDINGS, LLC | C | Control |
| NMC CPC WT INVESTMENT, LLC | DE | WEALTHTRUSTHOLDINGS, LLC | C | Control |
| NMC CPC WT INVESTMENT, LLC | DE | WEALTHTRUSTHOLDINGS, LLC | C | Control |
| NMC CPC WT INVESTMENT, LLC | DE | WEALTHTRUSTHOLDINGS, LLC | C | Control |
| TEACHERS RETIREMENT SYTEM OF TEXAS | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | Control |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | AWP GP LLC | C |
Registrations
Federal
IA
Mar 25, 2025 REGISTERED
Notice Filings (10)
CA CO FL GA IL KY NC OH SC TX
Address
297 NORTH HUBBARDS LANESUITE 102
LOUISVILLE, KY 40207
United States
Phone: 502-339-8270