FINANCIAL PERSPECTIVES INC
CRD #110488 SEC #801-26336 PLYMOUTH, MN 763-553-7779
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
101
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 14, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUGAN, MICHAEL, THOMAS | I | OWNER | E | Control |
| DUGAN, MICHAEL, THOMAS | I | OWNER | E | Control |
| DUGAN, MICHAEL, THOMAS | I | OWNER | E | Control |
Registrations
Federal
IA
Jun 14, 2005 REGISTERED
Notice Filings (1)
MN
Address
3025 HARBOR LN NOSTE 200
PLYMOUTH, MN 55447-5106
USA
Phone: 763-553-7779