KERWIN BELEY & ASSOCIATES INC
Legal name: KERWIN-BELEY & ASSOCIATES, INC.
CRD #110492 SEC #801-13146 SEATTLE, WA 206-352-1500
SEC Registered
Total AUM
$51.5M
Discretionary
$46.5M
Employees
1
Clients
0
Accounts
266
Firm Details
- Organization Type
- Corporation
- State of Formation
- Nevada
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELEY, JAMES, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | D | Control |
| BELEY, JAMES, FRANKLIN | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
| KERWIN, CHARLES, CARLIN | I | VICE PRESIDENT/SECRETARY | D | Control |
Registrations
Federal
IA
Apr 27, 2012 REGISTERED
Notice Filings (2)
CA WA
Address
200 W MERCER STREET SUITE 407SEATTLE, WA 98119-3958
United States
Phone: 206-352-1500