TAKAKI CLOSE & ASSOCIATES, LTD.
Legal name: GRYPHON ADVISORS
CRD #110502 SEC #801-33214 EVANSTON, IL 847-424-0465
SEC Registered
Total AUM
$176.4M
Discretionary
$111.5M
Employees
10
Clients
51
Accounts
771
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 25, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLOSE D. DOUGLAS | DE | PRESIDENT | D | Control |
| CLOSE D., DOUGLAS | DE | PRESIDENT | D | Control |
| CLOSE DAVID DOUGLAS | DE | PRESIDENT | D | Control |
| CLOSE, DAVID, DOUGLAS | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CLOSE, DAVID, DOUGLAS | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CLOSE, DAVID, DOUGLAS | I | PRESIDENT | D | Control |
| CLOSE, DAVID, DOUGLAS | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CLOSE, DAVID, DOUGLAS | I | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| STEVEN K. TAKAKI | DE | DIRECTOR | D | Control |
| STEVEN K. TAKAKI | DE | DIRECTOR | D | Control |
| STEVEN KAORU TAKAKI | DE | DIRECTOR | D | Control |
| TAKAKI, STEVEN, KAORU | I | DIRECTOR | D | Control |
| TAKAKI, STEVEN, KAORU | I | DIRECTOR | D | Control |
| TAKAKI, STEVEN, KAORU | I | DIRECTOR | D | Control |
| TAKAKI, STEVEN, KAORU | I | DIRECTOR | D | Control |
| TAKAKI, STEVEN, KAORU | I | DIRECTOR | D | Control |
Registrations
Federal
IA
Oct 25, 2005 REGISTERED
Notice Filings (2)
IL TX
Address
1578 SHERMAN AVENUEEVANSTON, IL 60201
USA
Phone: 847-424-0465