SARATOGA RESEARCH & INVESTMENT MANAGEMENT
CRD #110506 SEC #801-57695 SARATOGA, CA (408) 741-2330
SEC Registered
Total AUM
$2.5B
Discretionary
$2.5B
Employees
22
Clients
10
Accounts
3,016
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2025 | $2.5B | $2.5B | $50.9M | 22 | 0 |
| Mar 2025 | $2.5B | $2.5B | $50.9M | 22 | 0 |
| Apr 2024 | $2.7B | $2.7B | $53M | 23 | 0 |
| Mar 2024 | $2.7B | $2.7B | $53M | 23 | 0 |
| Apr 2023 | $2.6B | $2.6B | $16.6M | 23 | 0 |
| Mar 2023 | $2.6B | $2.6B | $16.6M | 23 | 0 |
| Apr 2022 | $3B | $3B | $5.5M | 21 | 0 |
| Mar 2022 | $3B | $3B | $5.5M | 21 | 0 |
| Apr 2021 | $2.6B | $2.6B | $6.1M | 21 | 0 |
| Mar 2021 | $2.6B | $2.6B | $6.1M | 21 | 0 |
| Jun 2020 | $2.3B | $2.3B | $2.8M | 20 | 0 |
| Mar 2020 | $2.3B | $2.3B | $2.8M | 20 | 0 |
| Dec 2019 | $2B | $2B | $0 | 18 | 0 |
| Oct 2019 | $2B | $2B | $0 | 18 | 0 |
| Mar 2019 | $2B | $2B | $0 | 18 | 0 |
| Mar 2018 | $2.1B | $2.1B | $0 | 18 | 0 |
| Nov 2017 | $1.9B | $1.9B | $0 | 12 | 0 |
| Sep 2017 | $1.9B | $1.9B | $0 | 12 | 2,600 |
| Sep 2017 | $1.9B | $1.9B | $0 | 12 | 2,600 |
| Aug 2017 | $1.9B | $1.9B | $0 | 12 | 2,600 |
| Jun 2017 | $1.9B | $1.9B | $0 | 13 | 2,600 |
| Mar 2017 | $1.9B | $1.9B | $0 | 13 | 2,600 |
| Nov 2016 | $1.6B | $1.6B | $0 | 13 | 2,300 |
| Feb 2016 | $1.6B | $1.6B | $0 | 13 | 2,300 |
| Feb 2016 | $1.6B | $1.6B | $0 | 13 | 2,300 |
| Feb 2016 | $1.6B | $1.6B | $0 | 13 | 2,300 |
| Jul 2015 | $1.6B | $1.6B | $0 | 13 | 2,000 |
| Mar 2015 | $1.6B | $1.6B | $0 | 13 | 2,000 |
| Mar 2015 | $1.6B | $1.6B | $0 | 13 | 2,000 |
| Dec 2014 | $1.4B | $1.4B | $0 | 13 | 2,000 |
| Jun 2014 | $1.4B | $1.4B | $0 | 13 | 2,000 |
| Jun 2014 | $1.4B | $1.4B | $0 | 13 | 2,000 |
| May 2014 | $1.4B | $1.4B | $0 | 12 | 2,000 |
| Apr 2014 | $1.4B | $1.4B | $0 | 12 | 2,000 |
| Mar 2014 | $1.4B | $1.4B | $0 | 12 | 2,000 |
| Jul 2013 | $1B | $1B | $0 | 10 | 1,700 |
| Jul 2013 | $1B | $1B | $0 | 10 | 1,700 |
| Apr 2013 | $1B | $1B | $0 | 10 | 1,700 |
| Mar 2013 | $1B | $1B | $0 | 10 | 1,700 |
| Aug 2012 | $758.6M | $758.6M | $0 | 11 | 1,300 |
| Apr 2012 | $758.6M | $758.6M | $0 | 11 | 1,300 |
| Apr 2012 | $758.6M | $758.6M | $0 | 11 | 1,300 |
| Mar 2012 | $758.6M | $758.6M | $0 | 11 | 1,300 |
| Aug 2011 | $423.5M | $423.5M | $0 | -- | -- |
| Aug 2011 | $423.5M | $423.5M | $0 | -- | -- |
| Aug 2011 | $423.5M | $423.5M | $0 | -- | -- |
| May 2011 | $423.5M | $423.5M | $0 | 10 | -- |
| Mar 2011 | $423.5M | $423.5M | $0 | 10 | -- |
| Jul 2010 | $191.4M | $191.4M | $0 | 10 | -- |
| Jun 2010 | $191.4M | $191.4M | $0 | 10 | -- |
| Mar 2009 | $93.1M | $93.1M | $0 | 5 | -- |
| Jan 2008 | $83.7M | $83.7M | $0 | 5 | -- |
| Mar 2007 | $74.3M | $74.3M | $0 | 5 | -- |
| Mar 2006 | $62.5M | $62.5M | $0 | 5 | -- |
| Feb 2006 | $62.5M | $62.5M | $0 | 5 | -- |
| Jun 2005 | $58.1M | $58.1M | $0 | 5 | -- |
| Feb 2005 | $58.1M | $58.1M | $0 | 5 | -- |
DateApr 2025
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$50.9M
Employees22
Clients0
DateMar 2025
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$50.9M
Employees22
Clients0
DateApr 2024
Total AUM$2.7B
Discretionary$2.7B
Non-Disc.$53M
Employees23
Clients0
DateMar 2024
Total AUM$2.7B
Discretionary$2.7B
Non-Disc.$53M
Employees23
Clients0
DateApr 2023
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$16.6M
Employees23
Clients0
DateMar 2023
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$16.6M
Employees23
Clients0
DateApr 2022
Total AUM$3B
Discretionary$3B
Non-Disc.$5.5M
Employees21
Clients0
DateMar 2022
Total AUM$3B
Discretionary$3B
Non-Disc.$5.5M
Employees21
Clients0
DateApr 2021
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$6.1M
Employees21
Clients0
DateMar 2021
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$6.1M
Employees21
Clients0
DateJun 2020
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$2.8M
Employees20
Clients0
DateMar 2020
Total AUM$2.3B
Discretionary$2.3B
Non-Disc.$2.8M
Employees20
Clients0
DateDec 2019
Total AUM$2B
Discretionary$2B
Non-Disc.$0
Employees18
Clients0
DateOct 2019
Total AUM$2B
Discretionary$2B
Non-Disc.$0
Employees18
Clients0
DateMar 2019
Total AUM$2B
Discretionary$2B
Non-Disc.$0
Employees18
Clients0
DateMar 2018
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$0
Employees18
Clients0
DateNov 2017
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees12
Clients0
DateSep 2017
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees12
Clients2,600
DateSep 2017
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees12
Clients2,600
DateAug 2017
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees12
Clients2,600
DateJun 2017
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees13
Clients2,600
DateMar 2017
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$0
Employees13
Clients2,600
DateNov 2016
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees13
Clients2,300
DateFeb 2016
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees13
Clients2,300
DateFeb 2016
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees13
Clients2,300
DateFeb 2016
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees13
Clients2,300
DateJul 2015
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees13
Clients2,000
DateMar 2015
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees13
Clients2,000
DateMar 2015
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees13
Clients2,000
DateDec 2014
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees13
Clients2,000
DateJun 2014
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees13
Clients2,000
DateJun 2014
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees13
Clients2,000
DateMay 2014
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees12
Clients2,000
DateApr 2014
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees12
Clients2,000
DateMar 2014
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees12
Clients2,000
DateJul 2013
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees10
Clients1,700
DateJul 2013
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees10
Clients1,700
DateApr 2013
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees10
Clients1,700
DateMar 2013
Total AUM$1B
Discretionary$1B
Non-Disc.$0
Employees10
Clients1,700
DateAug 2012
Total AUM$758.6M
Discretionary$758.6M
Non-Disc.$0
Employees11
Clients1,300
DateApr 2012
Total AUM$758.6M
Discretionary$758.6M
Non-Disc.$0
Employees11
Clients1,300
DateApr 2012
Total AUM$758.6M
Discretionary$758.6M
Non-Disc.$0
Employees11
Clients1,300
DateMar 2012
Total AUM$758.6M
Discretionary$758.6M
Non-Disc.$0
Employees11
Clients1,300
DateAug 2011
Total AUM$423.5M
Discretionary$423.5M
Non-Disc.$0
Employees--
Clients--
DateAug 2011
Total AUM$423.5M
Discretionary$423.5M
Non-Disc.$0
Employees--
Clients--
DateAug 2011
Total AUM$423.5M
Discretionary$423.5M
Non-Disc.$0
Employees--
Clients--
DateMay 2011
Total AUM$423.5M
Discretionary$423.5M
Non-Disc.$0
Employees10
Clients--
DateMar 2011
Total AUM$423.5M
Discretionary$423.5M
Non-Disc.$0
Employees10
Clients--
DateJul 2010
Total AUM$191.4M
Discretionary$191.4M
Non-Disc.$0
Employees10
Clients--
DateJun 2010
Total AUM$191.4M
Discretionary$191.4M
Non-Disc.$0
Employees10
Clients--
DateMar 2009
Total AUM$93.1M
Discretionary$93.1M
Non-Disc.$0
Employees5
Clients--
DateJan 2008
Total AUM$83.7M
Discretionary$83.7M
Non-Disc.$0
Employees5
Clients--
DateMar 2007
Total AUM$74.3M
Discretionary$74.3M
Non-Disc.$0
Employees5
Clients--
DateMar 2006
Total AUM$62.5M
Discretionary$62.5M
Non-Disc.$0
Employees5
Clients--
DateFeb 2006
Total AUM$62.5M
Discretionary$62.5M
Non-Disc.$0
Employees5
Clients--
DateJun 2005
Total AUM$58.1M
Discretionary$58.1M
Non-Disc.$0
Employees5
Clients--
DateFeb 2005
Total AUM$58.1M
Discretionary$58.1M
Non-Disc.$0
Employees5
Clients--