FORSTMANN-LEFF ASSOCIATES, LLC
Legal name: FORSTMANN LEFF ASSOCIATES LLC
CRD #110513 SEC #801-17944 NEW YORK, NY 212 644-9888
SEC Registered
Total AUM
$3.1B
Discretionary
$3B
Employees
51
Clients
--
Accounts
1,234
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Oct 31, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNETT, PHILIP, ROGER | I | MANAGER | NA | Control |
| BENNETT, PHILIP, ROGER | I | MANAGER | NA | Control |
| BENNETT, PHILIP, ROGER | I | MANAGER | NA | Control |
| BENNETT, PHILIP, ROGER | I | MANAGER | NA | Control |
| BENNETT, PHILIP, ROGER | I | MANAGER | NA | Control |
| BENNETT, PHILIP, ROGER | I | MANAGER | NA | Control |
| BENNETT, PHILIP, ROGER | I | MANAGER | NA | Control |
| BENNETT, PHILIP, ROGER | I | MANAGER | NA | Control |
| BENNETT, PHILIP, ROGER | I | MANAGER | NA | Control |
| BERGEN, MARK | I | MANAGING PARTNER, CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | MANAGING PARTNER, CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | MANAGER, CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | MANAGER, CHIEF OPERATING OFFICER | NA | Control |
| BERGEN, MARK | I | MANAGER, CHIEF OPERATING OFFICER | NA | Control |
| COOK, MICHAEL | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | Control |
| COOK, MICHAEL | I | SR. PORTFOLIO MANAGER, DIRECTOR OF QUANT RESEARCH | NA | Control |
| COOK, MICHAEL | I | SR. PORTFOLIO MANAGER, DIRECTOR OF QUANT RESEARCH | NA | Control |
| COOK, MICHAEL | I | SR. PORTFOLIO MANAGER, DIRECTOR OF QUANT RESEARCH | NA | Control |
| COOK, MICHAEL | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | Control |
| COOK, MICHAEL | I | SR. PORTFOLIO MANAGER, DIRECTOR OF QUANT RESEARCH | NA | Control |
| COOK, MICHAEL | I | SR. PORTFOLIO MANAGER, DIRECTOR OF QUANT RESEARCH | NA | Control |
| COOK, MICHAEL | I | SR. PORTFOLIO MANAGER, DIRECTOR OF QUANT RESEARCH | NA | Control |
| COOK, MICHAEL | I | SR. PORTFOLIO MANAGER, DIRECTOR OF QUANT RESEARCH | NA | Control |
| COOK, MICHAEL | I | SR. PORTFOLIO MANAGER, DIRECTOR OF QUANT RESEARCH | NA | Control |
| COOK, MICHAEL | I | SR. PORTFOLIO MANAGER, DIRECTOR OF QUANT RESEARCH | NA | Control |
| COOK, MICHAEL | I | SR. PORTFOLIO MANAGER, DIRECTOR OF QUANT RESEARCH | NA | Control |
| COOK, MICHAEL | I | SR. PORTFOLIO MANAGER, DIRECTOR OF QUANT RESEARCH | NA | Control |
| COOK, MICHAEL | I | SR. PORTFOLIO MANAGER, DIRECTOR OF QUANT RESEARCH | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DATER, ELIZABETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| FASCIANO, CHRISTOPHER, JOHN | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| GALVIN, THOMAS, A | I | SENIOR MANAGING DIRECTOR, CHAIR OF INVESTMENT STRATEGY COMM | NA | Control |
| GALVIN, THOMAS, A | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | SENIOR MANAGING DIRECTOR, CHAIR OF INVESTMENT STRATEGY COMM | NA | Control |
| GALVIN, THOMAS, A | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | MANAGER, CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | MANAGER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | MANAGER, CHIEF INVESTMENT OFFICER | NA | Control |
| GALVIN, THOMAS, A | I | MANAGER, CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDMAN, RICHARD, MARK | I | MANAGER, PRESIDENT AND CEO | NA | Control |
| GOLDMAN, RICHARD, MARK | I | MANAGER, PRESIDENT AND CEO | NA | Control |
| GOLDMAN, RICHARD, MARK | I | MANAGER, PRESIDENT AND CEO | NA | Control |
| GOLDMAN, RICHARD, MARK | I | MANAGER, PRESIDENT AND CEO | NA | Control |
| GOLDMAN, RICHARD, MARK | I | MANAGER, PRESIDENT AND CEO | NA | Control |
| GOLDMAN, RICHARD, MARK | I | PRESIDENT AND CEO | NA | Control |
| GOLDMAN, RICHARD, MARK | I | MANAGER, PRESIDENT AND CEO | NA | Control |
| GOLDMAN, RICHARD, MARK | I | MANAGER, PRESIDENT AND CEO | NA | Control |
| GOLDMAN, RICHARD, MARK | I | PRESIDENT AND CEO | NA | Control |
| GOLDMAN, RICHARD, MARK | I | PRESIDENT AND CEO | NA | Control |
| HACKL, THOMAS, MICHAEL | I | MANAGER | NA | Control |
| HACKL, THOMAS, MICHAEL | I | MANAGER | NA | Control |
| HACKL, THOMAS, MICHAEL | I | MANAGER | NA | Control |
| HARNISCH, WILLIAM, FRANCIS | I | MANAGER, CHAIRMAN | NA | Control |
| HARNISCH, WILLIAM, FRANCIS | I | MANAGER, CHAIRMAN | NA | Control |
| HARNISCH, WILLIAM, FRANCIS | I | MANAGER, CHAIRMAN | NA | Control |
| HARNISCH, WILLIAM, FRANCIS | I | MANAGER, CHAIRMAN | NA | Control |
| HERMANN, PETER, WILLIAM | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | Control |
| HERMANN, PETER, WILLIAM | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | Control |
| LURITO, STEPHEN, JOSEPH | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| LURITO, STEPHEN, JOSEPH | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| LURITO, STEPHEN, JOSEPH | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| LURITO, STEPHEN, JOSEPH | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| LURITO, STEPHEN, JOSEPH | I | SR. PORTFOLIO MANAGER, DIRECTOR OF RESEARCH | NA | Control |
| LURITO, STEPHEN, JOSEPH | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| LURITO, STEPHEN, JOSEPH | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| LURITO, STEPHEN, JOSEPH | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| LURITO, STEPHEN, JOSEPH | I | SR. PORTFOLIO MANAGER, DIRECTOR OF RESEARCH | NA | Control |
| LURITO, STEPHEN, JOSEPH | I | SR. PORTFOLIO MANAGER, DIRECTOR OF RESEARCH | NA | Control |
| LURITO, STEPHEN, JOSEPH | I | SR. PORTFOLIO MANAGER, DIRECTOR OF RESEARCH | NA | Control |
| MAGGIO, SANTO, CHARLES | I | MANAGER | NA | Control |
| MAGGIO, SANTO, CHARLES | I | MANAGER | NA | Control |
| MAGGIO, SANTO, CHARLES | I | MANAGER | NA | Control |
| MAGGIO, SANTO, CHARLES | I | MANAGER | NA | Control |
| MAGGIO, SANTO, CHARLES | I | MANAGER | NA | Control |
| MAGGIO, SANTO, CHARLES | I | MANAGER | NA | Control |
| MAGGIO, SANTO, CHARLES | I | MANAGER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | DIRECTOR OF COMPLIANCE | NA | |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI, KRISTIN, BRETT | I | DIRECTOR OF COMPLIANCE | NA | |
| MARIANI, KRISTIN, BRETT | I | DIRECTOR OF COMPLIANCE | NA | |
| MURPHY, JOSEPH, JAMES | I | MANAGER | NA | Control |
| MURPHY, JOSEPH, JAMES | I | MANAGER | NA | Control |
| MURPHY, JOSEPH, JAMES | I | MANAGER | NA | Control |
| MURPHY, JOSEPH, JAMES | I | MANAGER | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| OH, SEIMIN | I | SR. PORTFOLIO MANAGER, SR. RESEARCH ANALYST | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| OH, SEIMIN | I | MANAGING DIRECTOR, SR. PORTFOLIO MGR | NA | Control |
| OH, SEIMIN | I | SR. PORTFOLIO MANAGER, SR. RESEARCH ANALYST | NA | Control |
| OH, SEIMIN | I | SR. PORTFOLIO MANAGER, SR. RESEARCH ANALYST | NA | Control |
| OH, SEIMIN | I | SR. PORTFOLIO MANAGER, SR. RESEARCH ANALYST | NA | Control |
| POTTER, WILLIAM, L | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | Control |
| POTTER, WILLIAM, L | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| POTTER, WILLIAM, L | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| POTTER, WILLIAM, L | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| POTTER, WILLIAM, L | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | Control |
| POTTER, WILLIAM, L | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| POTTER, WILLIAM, L | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| POTTER, WILLIAM, L | I | SR. PORTFOLIO MANAGER | NA | Control |
| POTTER, WILLIAM, L | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| POTTER, WILLIAM, L | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| POTTER, WILLIAM, L | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| POTTER, WILLIAM, L | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| POTTER, WILLIAM, L | I | SR. PORTFOLIO MANAGER | NA | Control |
| POTTER, WILLIAM, L | I | SR. PORTFOLIO MANAGER | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGING PARTNER | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGING PARTNER | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGER | NA | Control |
| RHODES, JOHN, PARKER | I | MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | MANAGING DIRECTOR, SR. PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| SCACCO, GUSTAVE, JOSEPH | I | SR. PORTFOLIO MANAGER | NA | Control |
| SILVERMAN, PHILIP | I | MANAGER | NA | Control |
| SILVERMAN, PHILIP | I | MANAGER | NA | Control |
| SILVERMAN, PHILIP | I | MANAGER | NA | Control |
| SILVERMAN, PHILIP | I | MANAGER | NA | Control |
| SILVERMAN, PHILIP | I | MANAGER | NA | Control |
| SILVERMAN, PHILIP | I | MANAGER | NA | Control |
| SULLIVAN, JOSEPH, WILLIAM | I | MANAGER, CHIEF OPERATING OFFICER | NA | Control |
| SULLIVAN, JOSEPH, WILLIAM | I | MANAGER, CHIEF OPERATING OFFICER | NA | Control |
| SULLIVAN, JOSEPH, WILLIAM | I | MANAGER, CHIEF OPERATING OFFICER | NA | Control |
| SULLIVAN, JOSEPH, WILLIAM | I | MANAGER, CHIEF OPERATING OFFICER | NA | Control |
| TOOKE, NANCY, BRIGGS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOOKE, NANCY, BRIGGS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOOKE, NANCY, BRIGGS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOOKE, NANCY, BRIGGS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOOKE, NANCY, BRIGGS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOOKE, NANCY, BRIGGS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOOKE, NANCY, BRIGGS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOOKE, NANCY, BRIGGS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOOKE, NANCY, BRIGGS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TOOKE, NANCY, BRIGGS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TROSTEN, ROBERT, CHARLES | I | MANAGER | NA | Control |
| TROSTEN, ROBERT, CHARLES | I | MANAGER | NA | Control |
| TROSTEN, ROBERT, CHARLES | I | MANAGER | NA | Control |
| TROSTEN, ROBERT, CHARLES | I | MANAGER | NA | Control |
| REFCO GROUP HOLDINGS, INC. ("RGHI") | DE | MEMBER OF FLA (THE REGISTRANT) | E | Control |
| REFCO GROUP LIMITED, LLC ("RGL") | DE | MEMBER OF FLA (THE REGISTRANT) | E | Control |
| REFCO GROUP LTD., LLC ("RGL") | DE | MEMBER OF FLA (THE REGISTRANT) | E | Control |
| REFCO GROUP LTD., LLC ("RGL") | DE | MEMBER OF FLA (THE REGISTRANT) | E | Control |
| BLUECO, INC. | DE | MEMBER | D | Control |
| BLUECO, INC. | DE | MEMBER | D | Control |
| BLUECO, INC. | DE | MEMBER | D | Control |
| BLUECO, INC. | DE | MEMBER | D | Control |
| FORSTMANN-LEFF INTERNATIONAL ASSOCIATES, LLC | DE | CLASS A MEMBER OF FLA (THE REGISTRANT) | D | Control |
| FORSTMANN-LEFF INTERNATIONAL ASSOCIATES, LLC | DE | CLASS A MEMBER OF FLA (THE REGISTRANT) | D | Control |
| FORSTMANN-LEFF INTERNATIONAL ASSOCIATES, LLC | DE | CLASS A MEMBER OF FLA (THE REGISTRANT) | D | Control |
| FORSTMANN-LEFF INTERNATIONAL ASSOCIATES, LLC | DE | CLASS A MEMBER OF FLA (THE REGISTRANT) | D | Control |
| FORSTMANN-LEFF INTERNATIONAL ASSOCIATES, LLC | DE | CLASS A MEMBER OF FLA (THE REGISTRANT) | D | Control |
| FORSTMANN-LEFF INTERNATIONAL ASSOCIATES, LLC | DE | CLASS A MEMBER OF FLA (THE REGISTRANT) | D | Control |
| FORSTMANN-LEFF PARTICIPATION, LLC | DE | MEMBER OF FLA (THE REGISTRANT) | C | Control |
| FORSTMANN-LEFF PARTICIPATION, LLC | DE | CLASS B MEMBER OF FLA (THE REGISTRANT) | C | Control |
| FORSTMANN-LEFF PARTICIPATION, LLC | DE | CLASS B MEMBER OF FLA (THE REGISTRANT) | C | Control |
| FORSTMANN-LEFF PARTICIPATION, LLC | DE | CLASS B MEMBER OF FLA (THE REGISTRANT) | C | Control |
| FORSTMANN-LEFF PARTICIPATION, LLC | DE | MEMBER OF FLA (THE REGISTRANT) | C | Control |
| FORSTMANN-LEFF PARTICIPATION, LLC | DE | CLASS B MEMBER OF FLA (THE REGISTRANT) | C | Control |
| FORSTMANN-LEFF PARTICIPATION, LLC | DE | CLASS B MEMBER OF FLA (THE REGISTRANT) | C | Control |
| FORSTMANN-LEFF PARTICIPATION, LLC | DE | MEMBER OF FLA (THE REGISTRANT) | C | Control |
| FORSTMANN-LEFF PARTICIPATION, LLC | DE | MEMBER OF FLA (THE REGISTRANT) | C | Control |
| FORSTMANN-LEFF PARTICIPATION, LLC | DE | CLASS B MEMBER OF FLA (THE REGISTRANT) | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BENNETT, PHILIP, ROGER | I | RGHI | E | Control |
| BENNETT, PHILIP, ROGER | I | RGHI | E | Control |
| BENNETT, PHILIP, ROGER | I | RGHI | E | Control |
| BENNETT, PHILIP, ROGER | I | RGHI | E | Control |
| BENNETT, PHILIP, ROGER | I | RGHI | E | Control |
| BENNETT, PHILIP, ROGER | I | RGHI | E | Control |
| BENNETT, PHILIP, ROGER | I | RGHI | E | Control |
| BENNETT, PHILIP, ROGER | I | RGHI | E | Control |
| MATHIS, HENRY, SEAN | I | BLUECO, INC. | E | Control |
| MATHIS, HENRY, SEAN | I | BLUECO, INC. | E | Control |
| MATHIS, HENRY, SEAN | I | BLUECO, INC. | E | Control |
| MATHIS, HENRY, SEAN | I | BLUECO, INC. | E | Control |
| REFCO GROUP HOLDING, INC. ("RGHI") | DE | FORSTMANN-LEFF INTERNATIONAL ASSOCIATES, LLC | E | Control |
| REFCO GROUP HOLDING, INC. ("RGHI") | DE | FORSTMANN-LEFF INTERNATIONAL ASSOCIATES, LLC | E | Control |
| REFCO GROUP HOLDING, INC. ("RGHI") | DE | FORSTMANN-LEFF INTERNATIONAL ASSOCIATES, LLC | E | Control |
| REFCO GROUP HOLDING, INC. ("RGHI") | DE | FORSTMANN-LEFF INTERNATIONAL ASSOCIATES, LLC | E | Control |
| REFCO GROUP HOLDING, INC. ("RGHI") | DE | FORSTMANN-LEFF INTERNATIONAL ASSOCIATES, LLC | E | Control |
| REFCO GROUP HOLDING, INC. ("RGHI") | DE | FORSTMANN-LEFF INTERNATIONAL ASSOCIATES, LLC | E | Control |
| REFCO GROUP HOLDING, INC. ("RGHI") | DE | FORSTMANN-LEFF INTERNATIONAL ASSOCIATES, LLC | E | Control |
| REFCO GROUP HOLDINGS, INC. ("RGHI") | DE | REFCO GROUP LTD., LLC ("RGL") | E | Control |
| REFCO GROUP HOLDINGS, INC. ("RGHI") | DE | REFCO GROUP LTD., LLC ("RGL") | E | Control |
| BENNETT, PHILIP, ROGER | I | RGHI | D | Control |
| BENNETT, PHILIP, ROGER | I | RGHI | D | Control |
| GRANT, TONE, NORTH | I | RGHI | D | Control |
| GRANT, TONE, NORTH | I | RGHI | D | Control |
| GRANT, TONE, NORTH | I | RGHI | D | Control |
Registrations
Federal
IA
Oct 31, 2005 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
590 MADISON AVENUE39TH FLOOR
NEW YORK, NY 10022
USA
Phone: 212 644-9888