SHIELDS CAPITAL CORPORATION
CRD #11053 SEC #801-56498 NEW YORK, NY 212-320-3000
SEC Registered Broker-Dealer
Total AUM
$30.9M
Discretionary
$30.9M
Employees
--
Clients
0
Accounts
26
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2010 | $26M | $26M | $0 | -- | -- |
| Mar 2010 | $26M | $26M | $0 | -- | -- |
| Mar 2009 | $30.9M | $30.9M | $0 | -- | -- |
| Mar 2008 | $113.4M | $45.5M | $67.9M | -- | -- |
| Mar 2007 | $86.7M | $86.7M | $0 | 5 | -- |
| Sep 2005 | $30M | $20M | $10M | 51 | -- |
| Feb 2005 | $30M | $20M | $10M | 51 | -- |
| Jan 2005 | $30M | $20M | $10M | 51 | -- |
| Jan 2005 | $30M | $20M | $10M | 51 | -- |
| Jan 2005 | $68M | $48M | $20M | 51 | -- |
| May 2002 | $68M | $48M | $20M | 51 | -- |
DateDec 2010
Total AUM$26M
Discretionary$26M
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$26M
Discretionary$26M
Non-Disc.$0
Employees--
Clients--
DateMar 2009
Total AUM$30.9M
Discretionary$30.9M
Non-Disc.$0
Employees--
Clients--
DateMar 2008
Total AUM$113.4M
Discretionary$45.5M
Non-Disc.$67.9M
Employees--
Clients--
DateMar 2007
Total AUM$86.7M
Discretionary$86.7M
Non-Disc.$0
Employees5
Clients--
DateSep 2005
Total AUM$30M
Discretionary$20M
Non-Disc.$10M
Employees51
Clients--
DateFeb 2005
Total AUM$30M
Discretionary$20M
Non-Disc.$10M
Employees51
Clients--
DateJan 2005
Total AUM$30M
Discretionary$20M
Non-Disc.$10M
Employees51
Clients--
DateJan 2005
Total AUM$30M
Discretionary$20M
Non-Disc.$10M
Employees51
Clients--
DateJan 2005
Total AUM$68M
Discretionary$48M
Non-Disc.$20M
Employees51
Clients--
DateMay 2002
Total AUM$68M
Discretionary$48M
Non-Disc.$20M
Employees51
Clients--