RIA Intelligence

WESBAN FINANCIAL CONSULTANTS, P.C.

CRD #110531 SEC #801-60181 BIRMINGHAM, AL (205) 995-7778
SEC Registered
Total AUM
$40.9M
Discretionary
$0
Employees
1
Clients
101
Accounts
341

Firm Details

Organization Type
Corporation
State of Formation
Alabama
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 27, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MCCLAIN, ERIC, JASONICHIEF COMPLIANCE OFFICERNA Control
MCCLAIN, ERIC, JASONICHIEF COMPLIANCE OFFICERNA Control
MCCLAIN, ERIC, JASONICHIEF COMPLIANCE OFFICERNA Control
MCCLAIN, ERIC, JASONICHIEF COMPLIANCE OFFICERNA Control
MCCLAIN, ERIC, JASONICHIEF COMPLIANCE OFFICERNA Control
MCCLAIN, ERIC, JASONICHIEF COMPLIANCE OFFICERNA Control
GORDON, DONNA, HOWARDIPRESIDENTE Control
GORDON, DONNA, HOWARDIPRESIDENTE Control
GORDON, DONNA, HOWARDIPRESIDENTE Control
GORDON, DONNA, HOWARDIPRESIDENTE Control
MINSHEW, DONNA, HOWARDIPRESIDENTE Control
MINSHEW, DONNA, HOWARDIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
MINSHEW, DONNA, HOWARDIPRESIDENTE Control
MINSHEW, DONNA, KAYIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
MINSHEW, DONNA, KAYIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
MINSHEW, DONNA, KAYIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
MINSHEW, DONNA, KAYIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Apr 27, 2012 REGISTERED

Notice Filings (1)

AL

Address

1800 PROVIDENCE PARK, SUITE 200
BIRMINGHAM, AL 35242
United States
Phone: (205) 995-7778