CAPITAL ONE ASSET MANAGEMENT, LLC
CRD #110533 SEC #801-60234 HOUSTON, TX 713-212-5242
SEC Registered
Total AUM
$2.5B
Discretionary
$2.3B
Employees
11
Clients
--
Accounts
526
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Louisiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARNES, DONALD, JOSEPH | I | ELECTED MEMBER | NA | Control |
| BARNES, DONALD, JOSEPH | I | ELECTED MEMBER | NA | Control |
| BARNES, DONALD, JOSEPH | I | ELECTED MEMBER | NA | Control |
| BONITATIBUS, PAUL, JOSEPH | I | PRESIDENT, CONSUMER AND BUSINESS BANKING | NA | Control |
| BONITATIBUS, PAUL, JOSEPH | I | PRESIDENT, CONSUMER AND BUSINESS BANKING | NA | Control |
| BOYDSTUN, JOHN, HERBERT | I | CEO & PRESIDENT | NA | Control |
| BOYDSTUN, JOHN, HERBERT | I | CEO & PRESIDENT | NA | Control |
| BRAUNIG, GILBERT, N. | I | APPOINTED BOARD MEMBER | NA | Control |
| BRAUNIG, GILBERT, N. | I | APPOINTED BOARD MEMBER | NA | Control |
| CHAUVIN, RICHARD | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | SENIOR DIRECTOR OF RESEARCH | NA | Control |
| CHAUVIN, RICHARD | I | DIRECTOR OF RESEARCH | NA | Control |
| CHAUVIN, RICHARD | I | SENIOR DIRECTOR OF RESEARCH | NA | Control |
| CHAUVIN, RICHARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | SENIOR DIRECTOR OF RESEARCH | NA | Control |
| CHAUVIN, RICHARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAUVIN, RICHARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CONNELLY, DEBORA, SANDBERG | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CORRADO, ANDREW, F. | I | ELECTED BOARD MEMBER | NA | Control |
| CORRADO, ANDREW, F. | I | ELECTED BOARD MEMBER | NA | Control |
| CORRADO, ANDREW, F. | I | ELECTED BOARD MEMBER | NA | Control |
| COVINGTON, JAMES, W. | I | SENIOR VICE PRESIDENT, PRIVATE BANKING | NA | Control |
| COVINGTON, JAMES, W. | I | SENIOR VICE PRESIDENT, PRIVATE BANKING | NA | Control |
| COVINGTON, JAMES, W. | I | SENIOR VICE PRESIDENT, PRIVATE BANKING | NA | Control |
| COVINGTON, JAMES, W. | I | SENIOR VICE PRESIDENT, PRIVATE BANKING | NA | Control |
| COVINGTON, JAMES, W. | I | SENIOR VICE PRESIDENT, PRIVATE BANKING | NA | Control |
| COVINGTON, JAMES, W. | I | SENIOR VICE PRESIDENT, PRIVATE BANKING | NA | Control |
| COVINGTON, JAMES, W. | I | SENIOR VICE PRESIDENT, PRIVATE BANKING | NA | Control |
| COVINGTON, JAMES, W. | I | SENIOR VICE PRESIDENT, PRIVATE BANKING | NA | Control |
| COVINGTON, JAMES, W. | I | SENIOR VICE PRESIDENT, PRIVATE BANKING | NA | Control |
| COVINGTON, JAMES, W. | I | ELECTED BOARD MEMBER | NA | Control |
| DEVANEY, CHARLES, R | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | VICE PRESIDENT OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | VICE PRESIDENT OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | VICE PRESIDENT OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | VICE PRESIDENT OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | VICE PRESIDENT OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | VICE PRESIDENT OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | VICE PRESIDENT OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | VICE PRESIDENT OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | VICE PRESIDENT OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | VICE PRESIDENT OF INVESTMENTS | NA | Control |
| DEVANEY, CHARLES, R | I | VICE PRESIDENT OF INVESTMENTS | NA | Control |
| DOMINGOS, KARL, KIRK | I | SENIOR EXECUTIVE VICE PRESIDENT | NA | Control |
| DOUCE, MARK, IVAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOUCE, MARK, IVAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOUCE, MARK, IVAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOUCE, MARK, IVAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ELLIS, ROBERT, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| FANELLI, ROBERT, SCOTT | I | ELECTED BOARD MEMBER | NA | Control |
| GOLDBERG, KENNETH | I | SENIOR DIRECTOR & MANAGER | NA | Control |
| GOLDBERG, KENNETH, L. | I | EXECUTIVE VICE PRESIDENT MANAGER, PRIVATE CLIENT GROUP | NA | Control |
| GOLDBERG, KENNETH, L. | I | EXECUTIVE VICE PRESIDENT MANAGER, PRIVATE CLIENT GROUP | NA | Control |
| GOLDBERG, KENNETH, L. | I | EXECUTIVE VICE PRESIDENT MANAGER, PRIVATE CLIENT GROUP | NA | Control |
| GRIMES, BYRON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRIMES, BYRON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRIMES, BYRON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GRIMES, BYRON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Gammond, George, Bernard | I | APPOINTED BOARD MEMBER | NA | Control |
| Gammond, George, Bernard | I | ELECTED BOARD MEMBER | NA | Control |
| Gammond, George, Bernard | I | APPOINTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | APPOINTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | ELECTED BOARD MEMBER | NA | Control |
| HUGO, DANIEL | I | APPOINTED BOARD MEMBER | NA | Control |
| JORDAN, KATHY, M. | I | ELECTED MEMBER | NA | Control |
| JORDAN, KATHY, M. | I | ELECTED MEMBER | NA | Control |
| JORDAN, KATHY, M. | I | ELECTED MEMBER | NA | Control |
| JORDAN, KATHY, M. | I | ELECTED MEMBER | NA | Control |
| JORDAN, KATHY, M. | I | ELECTED MEMBER | NA | Control |
| JORDAN, KATHY, M. | I | ELECTED MEMBER | NA | Control |
| LABENNE, ANDREW, DENNIS | I | ELECTED MEMBER | NA | Control |
| LABENNE, ANDREW, DENNIS | I | ELECTED MEMBER | NA | Control |
| LABENNE, ANDREW, DENNIS | I | ELECTED MEMBER | NA | Control |
| LABENNE, ANDREW, DENNIS | I | ELECTED BOARD MEMBER | NA | Control |
| LABENNE, ANDREW, DENNIS | I | ELECTED MEMBER | NA | Control |
| LABENNE, ANDREW, DENNIS | I | ELECTED MEMBER | NA | Control |
| LABENNE, ANDREW, DENNIS | I | ELECTED MEMBER | NA | Control |
| LABENNE, ANDREW, DENNIS | I | ELECTED BOARD MEMBER | NA | Control |
| LABENNE, ANDREW, DENNIS | I | ELECTED MEMBER | NA | Control |
| LABENNE, ANDREW, DENNIS | I | ELECTED MEMBER | NA | Control |
| LABENNE, ANDREW, DENNIS | I | ELECTED MEMBER | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| LEE, DONALD, PAUL | I | DIRECTOR PCG RISK MANAGEMENT | NA | Control |
| MELANCON, MARIANTHE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MELANCON, MARIANTHE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, MATTHEW, J | I | DIRECTOR | NA | Control |
| MURPHY, MATTHEW, J | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MURPHY, MATTHEW, J | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | VICE PRESIDENT, COMMERCIAL BANKING SECTION MANAGER | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SABINO, JOHN, A. | I | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT | NA | Control |
| SIRERA, MARTIN, CHRISTOPHER | I | APPOINTED BOARD MEMBER | NA | Control |
| SIRERA, MARTIN, CHRISTOPHER | I | APPOINTED BOARD MEMBER | NA | Control |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JOHNELL, BROWN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOLZ, RICHARD, E | I | ELECTED BOARD MEMBER | NA | Control |
| SOLZ, RICHARD, E | I | ELECTED BOARD MEMBER | NA | Control |
| SOLZ, RICHARD, E | I | ELECTED BOARD MEMBER | NA | Control |
| STUART, ROBERT, MORGAN | I | REGIONAL PRESIDENT, CHIEF COMMERCIAL BANKING EXECUTIVE | NA | Control |
| STUART, ROBERT, MORGAN | I | REGIONAL PRESIDENT, CHIEF COMMERCIAL BANKING EXECUTIVE | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TETEN, ROBERT, PAUL | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| CAPITAL ONE, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE FINANCIAL CORPORATION | E | Control |
| CAPITAL ONE FINANCIAL CORPORATION | DE | CAPITAL ONE, NATIONAL ASSOCIATION | E | Control |
Registrations
Federal
IA
Mar 29, 2018 REGISTERED
Notice Filings (7)
DC LA MD NJ NY TX VA
Address
5444 WESTHEIMER ROADSUITE 6200
HOUSTON, TX 77056-9903
United States
Phone: 713-212-5242