ADVEST BANK & TRUST COMPANY
Legal name: TRUST DEPARTMENT
CRD #110548 SEC #801-57403 HARTFORD, CT 860-509-3000
SEC Registered
Total AUM
$790.9M
Discretionary
$209.3M
Employees
--
Clients
101
Accounts
827
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 29, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARBIERI, KATHLEEN, CARDINAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARBIERI, KATHLEEN, CARDINAL | I | COMPLIANCE OFFICER | NA | Control |
| BARBIERI, KATHLEEN, CARDINAL | I | COMPLIANCE OFFICER | NA | Control |
| BARBIERI, KATHLEEN, CARDINAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARBIERI, KATHLEEN, CARDINAL | I | COMPLIANCE OFFICER | NA | Control |
| BENKEN, DIANA, KUMP | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BENKEN, DIANA, KUMP | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARDINAL, KATHLEEN, MARY | I | COMPLIANCE OFFICER | NA | Control |
| CARDINAL, KATHLEEN, MARY | I | COMPLIANCE OFFICER | NA | Control |
| DEBLIEUX, MICHAEL, JAMES | I | OPERATIONS MANAGER | NA | Control |
| DEBLIEUX, MICHAEL, JAMES | I | OPERATIONS MANAGER | NA | Control |
| KEHL, BERNADETTE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KEHL, BERNADETTE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KUCKRO, LEE, GERARD | I | DIRECTOR | NA | Control |
| KUCKRO, LEE, GERARD | I | DIRECTOR | NA | Control |
| KUCKRO, LEE, GERARD | I | DIRECTOR | NA | Control |
| KUCKRO, LEE, GERARD | I | DIRECTOR | NA | Control |
| KUCKRO, LEE, GERARD | I | DIRECTOR | NA | Control |
| KUCKRO, LEE, GERARD | I | DIRECTOR | NA | Control |
| KUCKRO, LEE, GERARD | I | DIRECTOR | NA | Control |
| LEBENTHAL, ALEXANDRA | I | DIRECTOR | NA | Control |
| LEBENTHAL, ALEXANDRA | I | DIRECTOR | NA | Control |
| LINFERT, JEFFREY, CHARLES | I | DIRECTOR | NA | Control |
| LINFERT, JEFFREY, CHARLES | I | DIRECTOR | NA | Control |
| LINFERT, JEFFREY, CHARLES | I | DIRECTOR | NA | Control |
| LINFERT, JEFFREY, CHARLES | I | DIRECTOR | NA | Control |
| LINFERT, JEFFREY, CHARLES | I | DIRECTOR | NA | Control |
| LINFERT, JEFFREY, CHARLES | I | DIRECTOR | NA | Control |
| LINFERT, JEFFREY, CHARLES | I | DIRECTOR | NA | Control |
| MADDEN, BERNARD, PATRICK | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MADDEN, BERNARD, PATRICK | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MADDEN, BERNARD, PATRICK | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MADDEN, BERNARD, PATRICK | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MADDEN, BERNARD, PATRICK | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MADDEN, BERNARD, PATRICK | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MADDEN, BERNARD, PATRICK | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MULLANE, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| MULLANE, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| MULLANE, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| MULLANE, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| MULLANE, DANIEL, JOSEPH | I | DIRECTOR | NA | Control |
| NORGAARD, CORINE, THOMPSON | I | DIRECTOR | NA | Control |
| NORGAARD, CORINE, THOMPSON | I | DIRECTOR | NA | Control |
| NORGAARD, CORINE, THOMPSON | I | DIRECTOR | NA | Control |
| NORGAARD, CORINE, THOMPSON | I | DIRECTOR | NA | Control |
| NORGAARD, CORINE, THOMPSON | I | DIRECTOR | NA | Control |
| NORGAARD, CORINE, THOMPSON | I | DIRECTOR | NA | Control |
| NORGAARD, CORINE, THOMPSON | I | DIRECTOR | NA | Control |
| SAWAN, DONNA, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SAWAN, DONNA, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SAWAN, DONNA, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SAWAN, DONNA, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SAWAN, DONNA, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STALEY, EDMUND, J | I | CHIEF FIDUCIARY OFFICER | NA | Control |
| STALEY, EDMUND, J | I | CHIEF FIDUCIARY OFFICER | NA | Control |
| STALEY, EDMUND, J | I | CHIEF FIDUCIARY OFFICER | NA | Control |
| STALEY, EDMUND, J | I | CHIEF FIDUCIARY OFFICER | NA | Control |
| STALEY, EDMUND, J | I | CHIEF FIDUCIARY OFFICER | NA | Control |
| STALEY, EDMUND, J | I | CHIEF FIDUCIARY OFFICER | NA | Control |
| STALEY, EDMUND, J | I | CHIEF FIDUCIARY OFFICER | NA | Control |
| THE ADVEST GROUP, INC. - MEMBER OF THE MONY GROUP | DE | DIRECT OWNER | E | Control |
| THE ADVEST GROUP, INC. - MEMBER OF THE MONY GROUP | DE | DIRECT OWNER | E | Control |
| THE MONY GROUP, INC. | DE | PARENT COMPANY | E | Control |
| THE MONY GROUP, INC. | DE | PARENT COMPANY | E | Control |
| THE MONY GROUP, INC. | DE | PARENT COMPANY | E | Control |
| THE MONY GROUP, INC. | DE | PARENT COMPANY | E | Control |
| THE MONY GROUP, INC. | DE | PARENT COMPANY | E | Control |
| THE MONY GROUP, INC. | DE | PARENT COMPANY | E | Control |
| THE MONY GROUP, INC. | DE | PARENT COMPANY | E | Control |
Registrations
Federal
IA
Apr 29, 2002 REGISTERED
Notice Filings (5)
AZ CT ND OH RI
Address
90 STATE HOUSE SQHARTFORD, CT 6103
USA
Phone: 860-509-3000