BAILARD, INC.
CRD #110550 SEC #801-8562 FOSTER CITY, CA 650-571-5800
SEC Registered Private Funds
Total AUM
$6.5B
Discretionary
$6.5B
Employees
80
Clients
101
Accounts
2,573
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jul 1, 2025
- Branch Offices
- 1
- LEI
- 2549004D6S3HUIEOC148
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAILARD, THOMAS, EDWARDS | I | CHAIRMAN | NA | Control |
| BAILARD, THOMAS, EDWARDS | I | CHAIRMAN | NA | Control |
| BAILARD, THOMAS, EDWARDS | I | CHAIRMAN | NA | Control |
| BAILARD, THOMAS, EDWARDS | I | CHAIRMAN | NA | Control |
| BAILARD, THOMAS, EDWARDS | I | CHAIRMAN | NA | Control |
| BAILARD, THOMAS, EDWARDS | I | CHAIRMAN | NA | Control |
| BAILARD, THOMAS, EDWARDS | I | CHAIRMAN | NA | Control |
| BAILARD, THOMAS, EDWARDS | I | CHAIRMAN | NA | Control |
| BAILARD, THOMAS, EDWARDS | I | CHAIRMAN | NA | Control |
| BAILARD, THOMAS, EDWARDS | I | CHAIRMAN | NA | Control |
| BAILEY, BARBARA, VAUGHAN | I | EVP/TREASURER, CFO, SECRETARY | NA | Control |
| BAILEY, BARBARA, VAUGHAN | I | EVP/TREASURER, CFO, SECRETARY | NA | Control |
| BAILEY, BARBARA, VAUGHAN | I | EVP/TREASURER, CFO, SECRETARY | NA | Control |
| BAILEY, BARBARA, VAUGHAN | I | EVP/TREASURER, CFO, SECRETARY | NA | Control |
| BAILEY, BARBARA, VAUGHAN | I | EVP/TREASURER, CFO | NA | Control |
| BAILEY, BARBARA, VAUGHAN | I | EVP/TREASURER, CFO | NA | Control |
| BAILEY, BARBARA, VAUGHAN | I | EVP/TREASURER, CFO, SECRETARY | NA | Control |
| BAILEY, BARBARA, VAUGHAN | I | EVP/TREASURER, CFO, SECRETARY | NA | Control |
| BAILEY, BARBARA, VAUGHAN | I | EVP/TREASURER, CFO, SECRETARY | NA | Control |
| BAILEY, BARBARA, VAUGHAN | I | EVP/TREASURER, CFO, SECRETARY | NA | Control |
| BAILEY, BARBARA, VAUGHAN | I | EVP/TREASURER, CFO, SECRETARY | NA | Control |
| BAILEY, BARBARA, VAUGHAN | I | EVP/TREASURER, CFO, SECRETARY | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BODDORF, JAMES, E. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| BRANAKA, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | |
| BRANAKA, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | |
| BRANAKA, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | |
| BRANAKA, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | |
| BRANAKA, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | |
| BRANAKA, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | |
| BRANAKA, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | |
| BRANAKA, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | |
| BRANAKA, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| DESSONVILLE, DIANA, LEA | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP; DIRECTOR, WEALTH MANAGEMENT | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP; DIRECTOR, WEALTH MANAGEMENT | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP; DIRECTOR, WEALTH MANAGEMENT | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP; DIRECTOR, WEALTH MANAGEMENT | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP; DIRECTOR, WEALTH MANAGEMENT | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP; DIRECTOR, WEALTH MANAGEMENT | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP; DIRECTOR, WEALTH MANAGEMENT | NA | Control |
| FAUST, MICHAEL, JOHN | I | EVP; DIRECTOR, WEALTH MANAGEMENT | NA | |
| FAUST, MICHAEL, JOHN | I | EVP; PRESIDENT, WEALTH MANAGEMENT | NA | |
| FAUST, MICHAEL, JOHN | I | EVP; PRESIDENT, WEALTH MANAGEMENT | NA | |
| FAUST, MICHAEL, JOHN | I | EVP; PRESIDENT, WEALTH MANAGEMENT | NA | |
| FAUST, MICHAEL, JOHN | I | EVP; PRESIDENT, WEALTH MANAGEMENT; DIRECTOR, BAILARD, INC. (SINCE 05/2022) | NA | |
| FAUST, MICHAEL, JOHN | I | EVP; PRESIDENT, WEALTH MANAGEMENT | NA | |
| FAUST, MICHAEL, JOHN | I | EVP; PRESIDENT, WEALTH MANAGEMENT; DIRECTOR, BAILARD, INC. (SINCE 05/2022) | NA | |
| FAUST, MICHAEL, JOHN | I | EVP; PRESIDENT, WEALTH MANAGEMENT; DIRECTOR, BAILARD, INC. (SINCE 05/2022) | NA | |
| FAUST, MICHAEL, JOHN | I | EVP; PRESIDENT, WEALTH MANAGEMENT; DIRECTOR, BAILARD, INC. (SINCE 05/2022) | NA | |
| FAUST, MICHAEL, JOHN | I | EVP; PRESIDENT, WEALTH MANAGEMENT; DIRECTOR, BAILARD, INC. (SINCE 05/2022) | NA | |
| FAUST, MICHAEL, JOHN | I | EVP; PRESIDENT, WEALTH MANAGEMENT; DIRECTOR, BAILARD, INC. (SINCE 05/2022) | NA | |
| FAUST, MICHAEL, JOHN | I | EVP; PRESIDENT, WEALTH MANAGEMENT; DIRECTOR, BAILARD, INC. (SINCE 05/2022) | NA | |
| FLEISCHER, PAVITA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEISCHER, PAVITA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEISCHER, PAVITA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEISCHER, PAVITA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEISCHER, PAVITA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEISCHER, PAVITA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEISCHER, PAVITA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEISCHER, PAVITA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEISCHER, PAVITA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEISCHER, PAVITA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEISCHER, PAVITA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FLEISCHER, PAVITA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| FRITZ, MARLIS | I | DIRECTOR, BB&K HOLDINGS | NA | |
| HILL, PETER, MOLYNEUX | I | CIO, DIRECTOR | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | DIRECTOR (SINCE 1992);CEO; DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CIO, DIRECTOR | NA | Control |
| HILL, PETER, MOLYNEUX | I | CIO, DIRECTOR | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CIO, DIRECTOR | NA | Control |
| HILL, PETER, MOLYNEUX | I | DIRECTOR (SINCE 1992);CEO; DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | DIRECTOR (SINCE 1992);CEO; DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CIO, DIRECTOR | NA | Control |
| HILL, PETER, MOLYNEUX | I | CIO, DIRECTOR | NA | Control |
| HILL, PETER, MOLYNEUX | I | CIO, DIRECTOR | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | EXECUTIVE CHAIRMAN (SINCE 04/2021) AND DIRECTOR (SINCE 1992); CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | EXECUTIVE CHAIRMAN (SINCE 04/2021) AND DIRECTOR (SINCE 1992); CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | EXECUTIVE CHAIRMAN (SINCE 04/2021) AND DIRECTOR (SINCE 1992); CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | EXECUTIVE CHAIRMAN, BAILARD, INC. (SINCE 04/2021); DIRECTOR, BAILARD, INC. (SINCE 1992); DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | EXECUTIVE CHAIRMAN (SINCE 04/2021) AND DIRECTOR (SINCE 1992); CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC. | NA | Control |
| HILL, PETER, MOLYNEUX | I | DIRECTOR, BB&K HOLDINGS | NA | |
| HILL, PETER, MOLYNEUX | I | DIRECTOR, BB&K HOLDINGS | NA | |
| HILL, PETER, MOLYNEUX | I | DIRECTOR, BB&K HOLDINGS | NA | Control |
| HILL, PETER, MOLYNEUX | I | DIRECTOR, BB&K HOLDINGS | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HORNE, JANIS, MAYO | I | CHIEF COMPLIANCE OFFICER | NA | |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS | NA | |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS | NA | |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS | NA | |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS | NA | |
| KAISER, RONALD, WALTER | I | DIRECTOR, BB&K HOLDINGS | NA | |
| KANG, JIUN | I | SECRETARY | NA | |
| KANG, JIUN | I | SECRETARY | NA | |
| KANG, JIUN | I | SECRETARY | NA | |
| KANG, JIUN | I | SECRETARY | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| KORTA, VINCENT, STANISLAS | I | TREASURER | NA | |
| LEVE, ERIC, PAUL | I | EVP | NA | Control |
| LEVE, ERIC, PAUL | I | EVP | NA | Control |
| LEVE, ERIC, PAUL | I | EVP | NA | Control |
| LEVE, ERIC, PAUL | I | EVP | NA | Control |
| LEVE, ERIC, PAUL | I | EVP | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP | NA | Control |
| LEVE, ERIC, PAUL | I | EVP | NA | Control |
| LEVE, ERIC, PAUL | I | EVP | NA | Control |
| LEVE, ERIC, PAUL | I | EVP | NA | Control |
| LEVE, ERIC, PAUL | I | EVP | NA | Control |
| LEVE, ERIC, PAUL | I | EVP | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | Control |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | |
| LEVE, ERIC, PAUL | I | DIRECTOR, EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013); DIRECTOR, BAILARD GENERAL PARTNERS I, INC.(SINCE 05/2022) | NA | |
| LEVE, ERIC, PAUL | I | EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013) | NA | |
| LEVE, ERIC, PAUL | I | DIRECTOR, EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013); DIRECTOR, BAILARD GENERAL PARTNERS I, INC.(SINCE 05/2022) | NA | |
| LEVE, ERIC, PAUL | I | DIRECTOR, EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013); DIRECTOR, BAILARD GENERAL PARTNERS I, INC.(SINCE 05/2022) | NA | |
| LEVE, ERIC, PAUL | I | DIRECTOR, EVP, AND CHIEF INVESTMENT OFFICER (SINCE 3/2013); DIRECTOR, BAILARD GENERAL PARTNERS I, INC.(SINCE 05/2022) | NA | |
| LEVE, ERIC, PAUL | I | EVP; CHIEF INVESTMENT OFFICER (SINCE 3/2013); DIRECTOR, BAILARD GENERAL PARTNERS I, INC.(SINCE 05/2022) | NA | |
| LEVE, ERIC, PAUL | I | EVP; CHIEF INVESTMENT OFFICER (SINCE 3/2013); DIRECTOR, BAILARD GENERAL PARTNERS I, INC.(SINCE 05/2022) | NA | |
| MARCOUX, FRANCOIS | I | SENIOR VICE PRESIDENT | NA | Control |
| MARCOUX, FRANCOIS | I | SENIOR VICE PRESIDENT | NA | Control |
| MARCOUX, FRANCOIS | I | SENIOR VICE PRESIDENT | NA | Control |
| MARCOUX, FRANCOIS | I | SENIOR VICE PRESIDENT | NA | Control |
| MARCOUX, FRANCOIS | I | SENIOR VICE PRESIDENT | NA | Control |
| MARCOUX, FRANCOIS | I | SENIOR VICE PRESIDENT | NA | Control |
| MARCOUX, FRANCOIS | I | SENIOR VICE PRESIDENT | NA | Control |
| MARCOUX, FRANCOIS | I | SENIOR VICE PRESIDENT | NA | Control |
| MARTIN, JACKIE, P. | I | SECRETARY | NA | |
| MARTIN, JACKIE, P. | I | SECRETARY | NA | |
| MARTIN, JACKIE, P. | I | SECRETARY, BB&K HOLDINGS, INC. | NA | |
| MARTIN, JACKIE, P. | I | SECRETARY, BB&K HOLDINGS, INC. | NA | |
| MARTIN, JACKIE, P. | I | SECRETARY, BB&K HOLDINGS, INC. | NA | |
| MARTIN, JACKIE, P. | I | SECRETARY, BB&K HOLDINGS, INC. | NA | |
| MUGHAL, SONYA, THADHANI | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| MUGHAL, SONYA, THADHANI | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| MUGHAL, SONYA, THADHANI | I | DIRECTOR, CHIEF EXECUTIVE OFFICER , DIRECTOR OF BB&K HOLDINGS INC. (SINCE 4/2021) | NA | Control |
| MUGHAL, SONYA, THADHANI | I | DIRECTOR, CHIEF EXECUTIVE OFFICER , DIRECTOR OF BB&K HOLDINGS INC. (SINCE 4/2021) | NA | Control |
| MUGHAL, SONYA, THADHANI | I | DIRECTOR, CHIEF EXECUTIVE OFFICER , DIRECTOR OF BB&K HOLDINGS INC. (SINCE 4/2021) | NA | Control |
| MUGHAL, SONYA, THADHANI | I | DIRECTOR, CHIEF EXECUTIVE OFFICER (SINCE 04/2021); DIRECTOR OF BB&K HOLDINGS INC. (SINCE 4/2021) | NA | Control |
| MUGHAL, SONYA, THADHANI | I | DIRECTOR, CHIEF EXECUTIVE OFFICER , DIRECTOR OF BB&K HOLDINGS INC. (SINCE 4/2021) | NA | Control |
| MUGHAL, SONYA, THADHANI | I | DIRECTOR, CHIEF EXECUTIVE OFFICER (SINCE 04/2021); DIRECTOR OF BB&K HOLDINGS INC. (SINCE 4/2021) | NA | Control |
| MUGHAL, SONYA, THADHANI | I | DIRECTOR, CHIEF EXECUTIVE OFFICER (SINCE 04/2021); DIRECTOR OF BB&K HOLDINGS INC. (SINCE 4/2021) | NA | Control |
| MUGHAL, SONYA, THADHANI | I | DIRECTOR, CHIEF EXECUTIVE OFFICER (SINCE 04/2021); DIRECTOR OF BB&K HOLDINGS INC. (SINCE 4/2021) | NA | Control |
| MUGHAL, SONYA, THADHANI | I | CHIEF EXECUTIVE OFFICER; DIRECTOR OF BAILARD, INC, BB&K HOLDINGS, AND BAILARD GENERAL PARTNERS I, INC. | NA | Control |
| MUGHAL, SONYA, THADHANI | I | CHIEF EXECUTIVE OFFICER; DIRECTOR OF BAILARD, INC, BB&K HOLDINGS, AND BAILARD GENERAL PARTNERS I, INC. | NA | Control |
| MUGHAL, SONYA, THADHANI | I | CHIEF EXECUTIVE OFFICER; DIRECTOR OF BAILARD, INC, BB&K HOLDINGS, AND BAILARD GENERAL PARTNERS I, INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | Control |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS | NA | |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS INC. | NA | |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS | NA | |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS | NA | |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS | NA | |
| O'CONNELL, DENNIS, J. | I | DIRECTOR, BB&K HOLDINGS | NA | |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | |
| OLDENBURG, WILLIAM, ROBERT | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PARKER, GEORGE, G.C. | I | DIRECTOR, BB&K HOLDINGS, INC. | NA | Control |
| PATEL, TINA, BHAGU | I | DEPUTY COMPLIANCE OFFICER | NA | |
| PATEL, TINA, BHAGU | I | DEPUTY COMPLIANCE OFFICER | NA | |
| PATEL, TINA, BHAGU | I | DEPUTY COMPLIANCE OFFICER | NA | |
| PATEL, TINA, BHAGU | I | DEPUTY COMPLIANCE OFFICER | NA | |
| PATEL, TINA, BHAGU | I | DEPUTY COMPLIANCE OFFICER | NA | |
| PATEL, TINA, BHAGU | I | DEPUTY COMPLIANCE OFFICER | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| RANDOLPH, ERIN, MARIE | I | SECRETARY | NA | |
| SARGENT, PRESTON, ROBERT | I | EVP / MEMBER OF SENIOR MANAGEMENT TEAM | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | Control |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | |
| SARGENT, PRESTON, ROBERT | I | EXECUTIVE VICE PRESIDENT, REAL ESTATE | NA | |
| SARGENT, PRESTON, ROBERT | I | EVP (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015) | NA | |
| SARGENT, PRESTON, ROBERT | I | EXECUTIVE VICE PRESIDENT, REAL ESTATE | NA | |
| SARGENT, PRESTON, ROBERT | I | EXECUTIVE VICE PRESIDENT, REAL ESTATE | NA | |
| SARGENT, PRESTON, ROBERT | I | EXECUTIVE VICE PRESIDENT, REAL ESTATE | NA | |
| SARGENT, PRESTON, ROBERT | I | EXECUTIVE VICE PRESIDENT, REAL ESTATE | NA | |
| SARGENT, PRESTON, ROBERT | I | EXECUTIVE VICE PRESIDENT, REAL ESTATE | NA | |
| SARGENT, PRESTON, ROBERT | I | EXECUTIVE VICE PRESIDENT, REAL ESTATE | NA | |
| SMITH, DAVID, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | PRESIDENT & DIRECTOR; DIRECTOR, BB&K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | VICE CHAIRMAN & DIRECTOR; DIRECTOR, BB&K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | VICE CHAIRMAN & DIRECTOR; DIRECTOR, BB&K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | VICE CHAIRMAN & DIRECTOR; DIRECTOR, BB&K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | DIRECTOR, BB&K HOLDINGS | NA | |
| SPARKS, BURNICE, EDWARD | I | VICE CHAIRMAN & DIRECTOR; DIRECTOR, BB&K HOLDINGS (SINCE 06/2011) | NA | Control |
| SPARKS, BURNICE, EDWARD | I | DIRECTOR, BB&K HOLDINGS | NA | |
| SPARKS, BURNICE, EDWARD | I | DIRECTOR, BB&K HOLDINGS | NA | |
| SPARKS, BURNICE, EDWARD | I | DIRECTOR, BB&K HOLDINGS | NA | |
| SPARKS, BURNICE, EDWARD | I | DIRECTOR, BB&K HOLDINGS | NA | |
| THADHANI, SONYA | I | DIRECTOR (SINCE 06/2011) AND CIO | NA | Control |
| THADHANI, SONYA | I | DIRECTOR (SINCE 06/2011) AND CIO | NA | Control |
| THADHANI, SONYA | I | CIO | NA | Control |
| THADHANI, SONYA | I | DIRECTOR (SINCE 06/2011) AND CIO | NA | Control |
| THADHANI, SONYA | I | CIO | NA | Control |
| THADHANI, SONYA | I | CIO | NA | Control |
| THADHANI, SONYA | I | DIRECTOR (SINCE 06/2011) , CIO (SINCE 01/2008) & CHIEF RISK OFFICER | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR (SINCE 06/2011) , CIO (SINCE 01/2008) & CHIEF RISK OFFICER | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR (SINCE 06/2011) , CIO (SINCE 01/2008) & CHIEF RISK OFFICER | NA | Control |
| THADHANI, SONYA | I | DIRECTOR (SINCE 06/2011) , CIO (SINCE 01/2008) & CHIEF RISK OFFICER | NA | Control |
| THADHANI, SONYA | I | DIRECTOR (SINCE 06/2011) , CIO (SINCE 01/2008) & CHIEF RISK OFFICER | NA | Control |
| THADHANI, SONYA | I | DIRECTOR (SINCE 06/2011) , CIO (SINCE 01/2008) & CHIEF RISK OFFICER | NA | Control |
| THADHANI, SONYA | I | DIRECTOR (SINCE 06/2011) , CIO (SINCE 01/2008) & CHIEF RISK OFFICER | NA | Control |
| THADHANI, SONYA | I | DIRECTOR (SINCE 06/2011) , CIO (SINCE 01/2008) & CHIEF RISK OFFICER | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| THADHANI, SONYA | I | DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013) | NA | Control |
| TOWNSEND, BLAINE, CARROLL | I | SENIOR VICE PRESIDENT, DIRECTOR, SRII | NA | Control |
| TOWNSEND, BLAINE, CARROLL | I | SENIOR VICE PRESIDENT, DIRECTOR, SRII | NA | Control |
| TOWNSEND, BLAINE, CARROLL | I | SENIOR VICE PRESIDENT, DIRECTOR, SRII | NA | Control |
| TOWNSEND, BLAINE, CARROLL | I | SENIOR VICE PRESIDENT, DIRECTOR, SRII | NA | Control |
| TOWNSEND, BLAINE, CARROLL | I | SENIOR VICE PRESIDENT, DIRECTOR, SRII | NA | Control |
| TOWNSEND, BLAINE, CARROLL | I | SENIOR VICE PRESIDENT, DIRECTOR, SRII | NA | Control |
| TOWNSEND, BLAINE, CARROLL | I | SENIOR VICE PRESIDENT, DIRECTOR, SRII | NA | Control |
| TOWNSEND, BLAINE, CARROLL | I | SENIOR VICE PRESIDENT, DIRECTOR, SRII | NA | Control |
| TOWNSEND, BLAINE, CARROLL | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII (SINCE 09/2016) | NA | |
| TOWNSEND, BLAINE, CARROLL | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII (SINCE 09/2016) | NA | |
| TOWNSEND, BLAINE, CARROLL | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII (SINCE 09/2016) | NA | |
| TOWNSEND, BLAINE, CARROLL | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII (SINCE 09/2016) | NA | |
| TOWNSEND, BLAINE, CARROLL | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII | NA | |
| TOWNSEND, BLAINE, CARROLL | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII (SINCE 09/2016) | NA | |
| TOWNSEND, BLAINE, CARROLL | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII | NA | |
| TOWNSEND, BLAINE, CARROLL | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII | NA | |
| TOWNSEND, BLAINE, CARROLL | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII | NA | |
| TOWNSEND, BLAINE, CARROLL | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII | NA | |
| TOWNSEND, BLAINE, CARROLL | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII | NA | |
| TOWNSEND, BLAINE, CARROLL | I | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII | NA | |
| WRIGHT, BRENDA, L | I | DIRECTOR, BB&K HOLDINGS | NA | |
| WRIGHT, BRENDA, L | I | DIRECTOR, BB&K HOLDINGS | NA | |
| WRIGHT, BRENDA, L | I | DIRECTOR, BB&K HOLDINGS | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | TREASURER | NA | |
| WU, FUJU | I | SENIOR VP, FINANCE AND OPERATIONS OF BAILARD, INC.; TREASURER OF BAILARD, INC. AND BB&K HOLDINGS | NA | |
| WU, FUJU | I | SENIOR VP, FINANCE AND OPERATIONS OF BAILARD, INC.; TREASURER OF BAILARD, INC. AND BB&K HOLDINGS | NA | |
| WU, FUJU | I | SENIOR VP, FINANCE AND OPERATIONS OF BAILARD, INC.; TREASURER OF BAILARD, INC. AND BB&K HOLDINGS | NA | |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
| BB&K HOLDINGS, INC. | DE | PARENT COMPANY OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THOMAS E. BAILARD AND TERRI S. BAILARD, TRUSTEES FBO THE THOMAS E. BAILARD TR DTD 7/30/82 | DE | BB&K HOLDINGS, INC. | C | Control |
| THOMAS E. BAILARD AND TERRI S. BAILARD, TRUSTEES FBO THE THOMAS E. BAILARD TR DTD 7/30/82 | DE | BB&K HOLDINGS, INC. | C | Control |
| THOMAS E. BAILARD AND TERRI S. BAILARD, TRUSTEES FBO THE THOMAS E. BAILARD TR DTD 7/30/82 | DE | BB&K HOLDINGS, INC. | C | Control |
| THOMAS E. BAILARD AND TERRI S. BAILARD, TRUSTEES FBO THE THOMAS E. BAILARD TR DTD 7/30/82 | DE | BB&K HOLDINGS, INC. | C | Control |
| THOMAS E. BAILARD AND TERRI S. BAILARD, TRUSTEES FBO THE THOMAS E. BAILARD TR DTD 7/30/82 | DE | BB&K HOLDINGS, INC. | C | Control |
| THOMAS E. BAILARD AND TERRI S. BAILARD, TRUSTEES FBO THE THOMAS E. BAILARD TR DTD 7/30/82 | DE | BB&K HOLDINGS, INC. | C | Control |
| THOMAS E. BAILARD AND TERRI S. BAILARD, TRUSTEES FBO THE THOMAS E. BAILARD TR DTD 7/30/82 | DE | BB&K HOLDINGS, INC. | C | Control |
| THOMAS E. BAILARD AND TERRI S. BAILARD, TRUSTEES FBO THE THOMAS E. BAILARD TR DTD 7/30/82 | DE | BB&K HOLDINGS, INC. | C | Control |
| THOMAS E. BAILARD AND TERRI S. BAILARD, TRUSTEES FBO THE THOMAS E. BAILARD TR DTD 7/30/82 | DE | BB&K HOLDINGS, INC. | C | Control |
| THOMAS E. BAILARD AND TERRI S. BAILARD, TRUSTEES FBO THE THOMAS E. BAILARD TR DTD 7/30/82 | DE | BB&K HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Jul 1, 2025 REGISTERED
Notice Filings (52)
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Address
950 TOWER LNSTE 1900
FOSTER CITY, CA 94404-2131
United States
Phone: 650-571-5800