PEAK FINANCIAL MANAGEMENT INC
CRD #110559 SEC #801-39737 WELLESLEY, MA (781) 487-9500
SEC Registered
Total AUM
$452.7M
Discretionary
$452.4M
Employees
9
Clients
101
Accounts
1,535
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 6, 2025
- Branch Offices
- 9
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT AND SENIOR WEALTH ADVISOR | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT | NA | Control |
| GAFFNEY, CHRISTOPHER, KARL | I | VICE PRESIDENT AND SENIOR WEALTH ADVISOR | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, SHAUN, PATRICK | I | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TIKU, NEEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIKU, NEEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIKU, NEEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIKU, NEEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIKU, NEEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIKU, NEEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIKU, NEEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, PRAN, NATH | I | PRESIDENT | E | Control |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B | |
| TIKU, NEEL | I | SENIOR RELATIONSHIP ADVISOR | B |
Registrations
Federal
IA
Mar 6, 2025 REGISTERED
Notice Filings (9)
CA FL MA ME NH NJ NY TX VA
Address
93 WORCESTER STREETSUITE 101
WELLESLEY, MA 02481
United States
Phone: (781) 487-9500