RIA Intelligence

PROGRESSIVE FINANCIAL STRATEGIES LLC

CRD #110560 SEC #801-57073 PROVIDENCE, RI 401-273-1500
SEC Registered
Total AUM
$213.1M
Discretionary
$208.3M
Employees
--
Clients
251
Accounts
1,758

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 25, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FINANCIAL STRATEGIES, INC.DESHAREHOLDERD Control
FINANCIAL STRATEGIES, INC.DESHAREHOLDERD Control
FINANCIAL STRATEGIES, INC.DESHAREHOLDERD Control
FINANCIAL STRATEGIES, INC.DESHAREHOLDERD Control
FINANCIAL STRATEGIES, INC.DESHAREHOLDERD Control
FLEET PRIVATE EQUITY IIDESHAREHOLDERC Control
FLEET PRIVATE EQUITY IIDESHAREHOLDERC Control
FLEET PRIVATE EQUITY IIDESHAREHOLDERC Control
FLEET PRIVATE EQUITY IIDESHAREHOLDERC Control
FLEET PRIVATE EQUITY IIDESHAREHOLDERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FLEETBOSTON FINANCIAL CORPORATION, INC.DEFLEET PRIVATE EQUITY IIE Control
FLEETBOSTON FINANCIAL CORPORATION, INC.DEFLEET PRIVATE EQUITY IIE Control
FLEETBOSTON FINANCIAL CORPORATION, INC.DEFLEET PRIVATE EQUITY IIE Control
FLEETBOSTON FINANCIAL CORPORATION, INC.DEFLEET PRIVATE EQUITY IIE Control
FLEETBOSTON FINANCIAL CORPORATION, INC.DEFLEET PRIVATE EQUITY IIE Control
BROCHU, DAVID, FRANCISIFINANCIAL STRATEGIES, INC.C Control
BROCHU, DAVID, FRANCISIFINANCIAL STRATEGIES, INC.C Control
BROCHU, DAVID, FRANCISIFINANCIAL STRATEGIES, INC.C Control
BROCHU, DAVID, FRANCISIFINANCIAL STRATEGIES, INC.C Control
BROCHU, DAVID, FRANCISIFINANCIAL STRATEGIES, INC.C Control
RAKATANSKY, ELAINE, RUTHIFINANCIAL STRATEGIES, INC.C Control
RAKATANSKY, ELAINE, RUTHIFINANCIAL STRATEGIES, INC.C Control
SCHLESINGER, JILLIFINANCIAL STRATEGIES, INC.C Control
SCHLESINGER, JILLIFINANCIAL STRATEGIES, INC.C Control
SCHLESINGER, JILLIFINANCIAL STRATEGIES, INC.C Control
SCHLESINGER, JILLIFINANCIAL STRATEGIES, INC.C Control
SCHLESINGER, JILLIFINANCIAL STRATEGIES, INC.C Control

Registrations

Federal

IA
Apr 25, 2002 REGISTERED

Notice Filings (11)

CA CT FL HI MA ME NH NJ RI VA VT

Address

222 RICHMOND ST
SUITE 304
PROVIDENCE, RI 2903
USA
Phone: 401-273-1500