HOEFER & ARNETT CAPITAL MANAGEMENT, INC.
CRD #110561 SEC #801-37814 SAN FRANCISCO, CA 415-538-5700
SEC Registered
Total AUM
$610.2M
Discretionary
$610.2M
Employees
--
Clients
26
Accounts
691
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Jan 24, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARCILLA, DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARCILLA, DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BOBA, MATTHEW, CARMEN | I | SECRETARY | NA | Control |
| BURKE, EDWARD, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| BURKE, EDWARD, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| BURKE, EDWARD, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| BURKE, EDWARD, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| BURKE, EDWARD, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| BURKE, EDWARD, JOSEPH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CORNE, ROBERT, JEFFERY | I | TREASURER | NA | Control |
| CORNE, ROBERT, JEFFERY | I | TREASURER | NA | Control |
| CORNE, ROBERT, JEFFERY | I | TREASURER | NA | Control |
| CORNE, ROBERT, JEFFERY | I | TREASURER | NA | Control |
| CORNE, ROBERT, JEFFERY | I | TREASURER | NA | Control |
| CORNE, ROBERT, JEFFERY | I | TREASURER | NA | Control |
| COUGHLIN, DANIEL, EDMUND | I | CHAIRMAN | NA | Control |
| COUGHLIN, DANIEL, EDMUND | I | CHAIRMAN | NA | Control |
| COUGHLIN, DANIEL, EDMUND | I | CHAIRMAN | NA | Control |
| COUGHLIN, DANIEL, EDMUND | I | CHAIRMAN | NA | Control |
| COUGHLIN, DANIEL, EDMUND | I | CHAIRMAN | NA | Control |
| COUGHLIN, DANIEL, EDMUND | I | CHAIRMAN | NA | Control |
| DIDION, STEVEN, JAMES | I | DIRECTOR | NA | Control |
| DIDION, STEVEN, JAMES | I | DIRECTOR | NA | Control |
| DIDION, STEVEN, JAMES | I | DIRECTOR | NA | Control |
| DIDION, STEVEN, JAMES | I | DIRECTOR | NA | Control |
| DIDION, STEVEN, JAMES | I | DIRECTOR | NA | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | PRESIDENT | NA | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | PRESIDENT | NA | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | PRESIDENT | NA | Control |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOLIAS, DEAN, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NOLAN, JAMES, DANIEL | I | SENIOR VICE-PRESIDENT | NA | Control |
| NOLAN, JAMES, DANIEL | I | SENIOR VICE-PRESIDENT | NA | Control |
| NOLAN, JAMES, DANIEL | I | SENIOR VICE-PRESIDENT | NA | Control |
| NOLAN, JAMES, DANIEL | I | SENIOR VICE-PRESIDENT | NA | Control |
| NOLAN, JAMES, DANIEL | I | SENIOR VICE-PRESIDENT | NA | Control |
| NOLAN, JAMES, DANIEL | I | SENIOR VICE-PRESIDENT | NA | Control |
| OROURKE, MARC, DAVID | I | MANAGING DIRECTOR | NA | Control |
| PALMER, MARK, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, MARK, RICHARD | I | DIRECTOR OF COMPLIANCE | NA | Control |
| RAITANO, ARTHUR, EDWARD | I | CFO | NA | Control |
| RAITANO, ARTHUR, EDWARD | I | CFO | NA | Control |
| RAITANO, ARTHUR, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RAITANO, ARTHUR, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RAITANO, ARTHUR, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | |
| RAND, ANDREW, JEROME | I | MANAGING DIRECTOR | NA | Control |
| RAND, ANDREW, JEROME | I | MANAGING DIRECTOR | NA | Control |
| RAND, ANDREW, JEROME | I | MANAGING DIRECTOR | NA | Control |
| RAND, ANDREW, JEROME | I | MANAGING DIRECTOR | NA | Control |
| RAND, ANDREW, JEROME | I | MANAGING DIRECTOR | NA | Control |
| RAND, ANDREW, JEROME | I | MANAGING DIRECTOR | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE-PRESIDENT | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE-PRESIDENT | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE-PRESIDENT | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE-PRESIDENT | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE-PRESIDENT | NA | Control |
| SIRT, RONALD, ALLAN | I | SENIOR VICE-PRESIDENT | NA | Control |
| TURNER, KATHARINE, JEAN | I | VICE PRESIDENT | NA | |
| TURNER, KATHARINE, JEAN | I | VICE PRESIDENT | NA | |
| TURNER, KATHARINE, JEAN | I | VICE PRESIDENT | NA | |
| TURNER, KATHARINE, JEAN | I | VICE PRESIDENT | NA | |
| TURNER, KATHARINE, JEAN | I | VICE PRESIDENT | NA | |
| TURNER, KATHARINE, JEAN | I | VICE PRESIDENT | NA | |
| TURNER, KATHARINE, JEAN | I | VICE PRESIDENT | NA | |
| TURNER, KATHARINE, JEAN | I | VICE PRESIDENT | NA | |
| TURNER, KATHARINE, JEAN | I | VICE PRESIDENT | NA | |
| TURNER, KATHARINE, JEAN | I | VICE PRESIDENT | NA | |
| TURNER, KATHARINE, JEAN | I | VICE PRESIDENT | NA | |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | CORPORATION | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | CORPORATION | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | CORPORATION | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | CORPORATION | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | CORPORATION | E | Control |
| HOWE BARNES HOEFER & ARNETT, INC. | DE | CORPORATION | E | Control |
| ARNETT, BOBBY, LEE | I | SECRETARY | C | Control |
| ARNETT, BOBBY, LEE | I | SECRETARY | C | Control |
| ARNETT, BOBBY, LEE | I | SECRETARY | C | Control |
| ARNETT, BOBBY, LEE | I | SECRETARY | C | Control |
| ARNETT, BOBBY, LEE | I | SECRETARY | C | Control |
| DALY, KEVIN, LAWRENCE | I | SHAREHOLDER | C | Control |
| DALY, KEVIN, LAWRENCE | I | SHAREHOLDER | C | Control |
| DALY, KEVIN, LAWRENCE | I | SHAREHOLDER | C | Control |
| DALY, KEVIN, LAWRENCE | I | SHAREHOLDER | C | Control |
| DALY, KEVIN, LAWRENCE | I | SHAREHOLDER | C | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | PRESIDENT | C | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | PRESIDENT | C | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | PRESIDENT | C | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | PRESIDENT | C | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | PRESIDENT | C | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | PRESIDENT | C | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | PRESIDENT | C | Control |
| ECONOMOPOULOS, PHILIP, JOHN | I | PRESIDENT | C | Control |
Registrations
Federal
IA
Jan 24, 2007 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
555 MARKET ST. 18TH FLOORSAN FRANCISCO, CA 94105
USA
Phone: 415-538-5700