THE RUBEN E. GUERRA COMPANY, LLC
Legal name: GUERRA INVESTMENT ADVISORS
CRD #110564 SEC #801-50336 EL PASO, TX 915-760-5551
SEC Registered
Total AUM
$28M
Discretionary
$28M
Employees
1
Clients
26
Accounts
141
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GUERRA, RUBEN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GUERRA, RUBEN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GUERRA, RUBEN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GUERRA, RUBEN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GUERRA, RUBEN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GUERRA, RUBEN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GUERRA, RUBEN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GUERRA, RUBEN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GUERRA, RUBEN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GUERRA, RUBEN, EDWARD | I | PRESIDENT | E | Control |
| GUERRA, RUBEN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GUERRA, RUBEN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GUERRA, RUBEN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GUERRA, RUBEN, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GUERRA, SUSAN, HARRISON | I | COMPLIANCE MANAGER | D | Control |
| GUERRA, SUSAN, HARRISON | I | COMPLIANCE MANAGER | D | Control |
| GUERRA, SUSAN, HARRISON | I | COMPLIANCE MANAGER | D | Control |
| GUERRA, SUSAN, HARRISON | I | COMPLIANCE MANAGER | D | Control |
| GUERRA, SUSAN, HARRISON | I | COMPLIANCE MANAGER | D | Control |
| GUERRA, SUSAN, HARRISON | I | COMPLIANCE MANAGER | D | Control |
| GUERRA, SUSAN, HARRISON | I | COMPLIANCE MANAGER | D | Control |
| GUERRA, SUSAN, HARRISON | I | COMPLIANCE MANAGER | D | Control |
| GUERRA, SUSAN, HARRISON | I | COMPLIANCE MANAGER | D | Control |
| GUERRA, SUSAN, HARRISON | I | COMPLIANCE MANAGER | D | Control |
| GUERRA, SUSAN, HARRISON | I | COMPLIANCE MANAGER | D | Control |
| GUERRA, SUSAN, HARRISON | I | COMPLIANCE MANAGER | D | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (2)
NM TX
Address
201 E. MAINSUITE 1200
EL PASO, TX 79901
United States
Phone: 915-760-5551