MARKS MCBROOM WALSTON & COMPANY, INC.
CRD #110567 SEC #801-50430 LOS ANGELES, CA 213-612-4626
SEC Registered
Total AUM
$149.1M
Discretionary
$149.1M
Employees
5
Clients
--
Accounts
133
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 14, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MARKS, CHRISTOPHER, EVAN | I | SECRETARY/TREASURER, CHIEF COMPLIANCE OFFICER | D | Control |
| MARKS, CHRISTOPHER, EVAN | I | SECRETARY/TREASURER, CHIEF COMPLIANCE OFFICER | D | Control |
| MARKS, CHRISTOPHER, EVAN | I | SECRETARY/TREASURER | D | Control |
| MARKS, CHRISTOPHER, EVAN | I | SECRETARY/TREASURER | D | Control |
| MARKS, CHRISTOPHER, EVAN | I | SECRETARY/TREASURER, CHIEF COMPLIANCE OFFICER | D | Control |
| MARKS, CHRISTOPHER, EVAN | I | SECRETARY/TREASURER | D | Control |
| MARKS, CHRISTOPHER, EVAN | I | SECRETARY/TREASURER, CHIEF COMPLIANCE OFFICER | D | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT | D | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT | D | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT | D | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT | D | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT | D | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT | D | Control |
| MCBROOM, MARTIN, WILLEY | I | PRESIDENT | D | Control |
Registrations
Federal
IA
Sep 14, 2005 REGISTERED
Notice Filings (4)
CA ID NV TX
Address
601 S. FIGUEROA STREETSUITE 1750
LOS ANGELES, CA 90017
USA
Phone: 213-612-4626