WELTY CAPITAL MANAGEMENT LLC
CRD #110571 SEC #801-40722 LAFAYETTE, CA 925-283-4960
SEC Registered
Total AUM
$35.6M
Discretionary
$35.6M
Employees
1
Clients
0
Accounts
110
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 18, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WELTY, RICHARD, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WELTY, RICHARD, STEPHEN | I | PRESIDENT/CCO | E | Control |
| WELTY, RICHARD, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WELTY, RICHARD, STEPHEN | I | PRESIDENT/CCO | E | Control |
| WELTY, RICHARD, STEPHEN | I | PRESIDENT | E | Control |
| WELTY, RICHARD, STEPHEN | I | PRESIDENT | E | Control |
| WELTY, RICHARD, STEPHEN | I | PRESIDENT | E | Control |
| WELTY, RICHARD, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WELTY, RICHARD, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WELTY, RICHARD, STEPHEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 18, 2012 REGISTERED
Notice Filings (1)
CA
Address
3650 MT. DIABLO BLVD.STE 103
LAFAYETTE, CA 94549
United States
Phone: 925-283-4960