WEST CAPITAL MANAGEMENT, INC.
CRD #110572 SEC #801-55880 PHILADELPHIA, PA 215-731-1820
SEC Registered
Total AUM
$651.5M
Discretionary
$649.6M
Employees
17
Clients
251
Accounts
1,647
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CZAPLICKI, DANE, FRANCIS | I | DIRECTOR OF RESEARCH | NA | Control |
| CZAPLICKI, DANE, FRANCIS | I | DIRECTOR OF RESEARCH | NA | Control |
| CZAPLICKI, DANE, FRANCIS | I | DIRECTOR OF RESEARCH | NA | Control |
| CZAPLICKI, DANE, FRANCIS | I | DIRECTOR OF RESEARCH | NA | Control |
| CZAPLICKI, DANE, FRANCIS | I | DIRECTOR OF RESEARCH | NA | Control |
| CZAPLICKI, DANE, FRANCIS | I | DIRECTOR OF RESEARCH | NA | Control |
| CZAPLICKI, DANE, FRANCIS | I | DIRECTOR OF RESEARCH | NA | Control |
| CZAPLICKI, DANE, FRANCIS | I | DIRECTOR OF RESEARCH | NA | Control |
| CZAPLICKI, DANE, FRANCIS | I | DIRECTOR OF RESEARCH | NA | Control |
| CZAPLICKI, DANE, FRANCIS | I | DIRECTOR OF RESEARCH | NA | Control |
| FULTON, JOHN, FRANCIS | I | MANAGING DIRECTOR | NA | Control |
| MCGOVERN, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOVERN, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOVERN, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOVERN, JOHN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEST, MATTHEW, EDWARD | I | PRESIDENT | E | Control |
| WEST, MATTHEW, EDWARD | I | PRESIDENT | E | Control |
| WEST, MATTHEW, EDWARD | I | PRESIDENT | E | Control |
| WEST, MATTHEW, EDWARD | I | PRESIDENT | E | Control |
| WEST, MATTHEW, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WEST, MATTHEW, EDWARD | I | PRESIDENT | E | Control |
| WEST, MATTHEW, EDWARD | I | PRESIDENT | E | Control |
| WEST, MATTHEW, EDWARD | I | PRESIDENT | E | Control |
| WEST, MATTHEW, EDWARD | I | PRESIDENT | E | Control |
| WEST, MATTHEW, EDWARD | I | PRESIDENT | E | Control |
| WEST, MATTHEW, EDWARD | I | PRESIDENT | E | Control |
| WEST, MATTHEW, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WEST, MATTHEW, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WEST, MATTHEW, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WEST, MATTHEW, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WEST, MATTHEW, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WEST, MATTHEW, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WEST, MATTHEW, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WEST, MATTHEW, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WEST, MATTHEW, EDWARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WEST, MATTHEW, EDWARD | I | PRESIDENT | D | Control |
| FULTON, JOHN, FRANCIS | I | MANAGING DIRECTOR | C | Control |
| FULTON, JOHN, FRANCIS | I | MANAGING DIRECTOR | C | Control |
| FULTON, JOHN, FRANCIS | I | MANAGING DIRECTOR | C | Control |
| FULTON, JOHN, FRANCIS | I | MANAGING DIRECTOR | C | Control |
| FULTON, JOHN, FRANCIS | I | MANAGING DIRECTOR | C | Control |
| FULTON, JOHN, FRANCIS | I | MANAGING DIRECTOR | C | Control |
| FULTON, JOHN, FRANCIS | I | MANAGING DIRECTOR | C | Control |
| FULTON, JOHN, FRANCIS | I | MANAGING DIRECTOR | B | Control |
| FULTON, JOHN, FRANCIS | I | SHAREHOLDER | B | Control |
| FULTON, JOHN, FRANCIS | I | SHAREHOLDER | B | Control |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Mar 31, 2016 REGISTERED
Notice Filings (11)
CA DE FL MA NH NJ NY PA SC TX VA
Address
1818 MARKET STREET33RD FLOOR, SUITE 3323
PHILADELPHIA, PA 19103
United States
Phone: 215-731-1820