RIA Intelligence

WEST CAPITAL MANAGEMENT, INC.

CRD #110572 SEC #801-55880 PHILADELPHIA, PA 215-731-1820
SEC Registered
Total AUM
$651.5M
Discretionary
$649.6M
Employees
17
Clients
251
Accounts
1,647

Firm Details

Organization Type
Corporation
State of Formation
Pennsylvania
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CZAPLICKI, DANE, FRANCISIDIRECTOR OF RESEARCHNA Control
CZAPLICKI, DANE, FRANCISIDIRECTOR OF RESEARCHNA Control
CZAPLICKI, DANE, FRANCISIDIRECTOR OF RESEARCHNA Control
CZAPLICKI, DANE, FRANCISIDIRECTOR OF RESEARCHNA Control
CZAPLICKI, DANE, FRANCISIDIRECTOR OF RESEARCHNA Control
CZAPLICKI, DANE, FRANCISIDIRECTOR OF RESEARCHNA Control
CZAPLICKI, DANE, FRANCISIDIRECTOR OF RESEARCHNA Control
CZAPLICKI, DANE, FRANCISIDIRECTOR OF RESEARCHNA Control
CZAPLICKI, DANE, FRANCISIDIRECTOR OF RESEARCHNA Control
CZAPLICKI, DANE, FRANCISIDIRECTOR OF RESEARCHNA Control
FULTON, JOHN, FRANCISIMANAGING DIRECTORNA Control
MCGOVERN, JOHN, FRANCISICHIEF COMPLIANCE OFFICERNA Control
MCGOVERN, JOHN, FRANCISICHIEF COMPLIANCE OFFICERNA Control
MCGOVERN, JOHN, FRANCISICHIEF COMPLIANCE OFFICERNA Control
MCGOVERN, JOHN, FRANCISICHIEF COMPLIANCE OFFICERNA Control
WEST, MATTHEW, EDWARDIPRESIDENTE Control
WEST, MATTHEW, EDWARDIPRESIDENTE Control
WEST, MATTHEW, EDWARDIPRESIDENTE Control
WEST, MATTHEW, EDWARDIPRESIDENTE Control
WEST, MATTHEW, EDWARDICHIEF EXECUTIVE OFFICERE Control
WEST, MATTHEW, EDWARDIPRESIDENTE Control
WEST, MATTHEW, EDWARDIPRESIDENTE Control
WEST, MATTHEW, EDWARDIPRESIDENTE Control
WEST, MATTHEW, EDWARDIPRESIDENTE Control
WEST, MATTHEW, EDWARDIPRESIDENTE Control
WEST, MATTHEW, EDWARDIPRESIDENTE Control
WEST, MATTHEW, EDWARDICHIEF EXECUTIVE OFFICERE Control
WEST, MATTHEW, EDWARDICHIEF EXECUTIVE OFFICERE Control
WEST, MATTHEW, EDWARDICHIEF EXECUTIVE OFFICERE Control
WEST, MATTHEW, EDWARDICHIEF EXECUTIVE OFFICERE Control
WEST, MATTHEW, EDWARDICHIEF EXECUTIVE OFFICERE Control
WEST, MATTHEW, EDWARDICHIEF EXECUTIVE OFFICERE Control
WEST, MATTHEW, EDWARDICHIEF EXECUTIVE OFFICERE Control
WEST, MATTHEW, EDWARDICHIEF EXECUTIVE OFFICERE Control
WEST, MATTHEW, EDWARDICHIEF EXECUTIVE OFFICERE Control
WEST, MATTHEW, EDWARDIPRESIDENTD Control
FULTON, JOHN, FRANCISIMANAGING DIRECTORC Control
FULTON, JOHN, FRANCISIMANAGING DIRECTORC Control
FULTON, JOHN, FRANCISIMANAGING DIRECTORC Control
FULTON, JOHN, FRANCISIMANAGING DIRECTORC Control
FULTON, JOHN, FRANCISIMANAGING DIRECTORC Control
FULTON, JOHN, FRANCISIMANAGING DIRECTORC Control
FULTON, JOHN, FRANCISIMANAGING DIRECTORC Control
FULTON, JOHN, FRANCISIMANAGING DIRECTORB Control
FULTON, JOHN, FRANCISISHAREHOLDERB Control
FULTON, JOHN, FRANCISISHAREHOLDERB Control
TOPOLEWSKI, CHRISTOPHER, JOSEPHICHIEF COMPLIANCE OFFICERB Control
TOPOLEWSKI, CHRISTOPHER, JOSEPHICHIEF COMPLIANCE OFFICERB Control
TOPOLEWSKI, CHRISTOPHER, JOSEPHICHIEF COMPLIANCE OFFICERB Control
TOPOLEWSKI, CHRISTOPHER, JOSEPHICHIEF COMPLIANCE OFFICERB Control
TOPOLEWSKI, CHRISTOPHER, JOSEPHICHIEF COMPLIANCE OFFICERB Control
TOPOLEWSKI, CHRISTOPHER, JOSEPHICHIEF COMPLIANCE OFFICERB Control
TOPOLEWSKI, CHRISTOPHER, JOSEPHICHIEF COMPLIANCE OFFICERB Control
TOPOLEWSKI, CHRISTOPHER, JOSEPHICHIEF COMPLIANCE OFFICERB Control
TOPOLEWSKI, CHRISTOPHER, JOSEPHICHIEF COMPLIANCE OFFICERB Control
TOPOLEWSKI, CHRISTOPHER, JOSEPHICHIEF COMPLIANCE OFFICERB Control
TOPOLEWSKI, CHRISTOPHER, JOSEPHICHIEF COMPLIANCE OFFICERB Control
TOPOLEWSKI, CHRISTOPHER, JOSEPHICHIEF COMPLIANCE OFFICERB Control
TOPOLEWSKI, CHRISTOPHER, JOSEPHICHIEF COMPLIANCE OFFICERB Control

Registrations

Federal

IA
Mar 31, 2016 REGISTERED

Notice Filings (11)

CA DE FL MA NH NJ NY PA SC TX VA

Address

1818 MARKET STREET
33RD FLOOR, SUITE 3323
PHILADELPHIA, PA 19103
United States
Phone: 215-731-1820