EDWARDS A G CAPITAL INC
CRD #110580 SEC #801-56589 ST LOUIS, MO 314-955-3000
SEC Registered
Total AUM
$229.9M
Discretionary
$229.9M
Employees
5
Clients
0
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- FEBRUARY
- Registration Date
- --
- Latest Filing
- Oct 5, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAGBY, ROBERT, LEE | I | DIRECTOR | NA | Control |
| EDWARDS, BENJAMIN, FRANKLIN | I | DIRECTOR | NA | Control |
| KELLY, DOUGLAS, LAIRD | I | DIRECTOR, SECRETARY, TREASURER | NA | Control |
| KELLY, DOUGLAS, LAIRD | I | DIRECTOR, SECRETARY, TREASURER | NA | Control |
| KELLY, DOUGLAS, LAIRD | I | DIRECTOR, SECRETARY, TREASURER | NA | Control |
| KELLY, DOUGLAS, LAIRD | I | DIRECTOR, SECRETARY, TREASURER | NA | Control |
| KELLY, DOUGLAS, LAIRD | I | DIRECTOR, SECRETARY, TREASURER | NA | Control |
| KELLY, DOUGLAS, LAIRD | I | DIRECTOR, SECRETARY, TREASURER | NA | Control |
| KESSLER, RONALD, JAMES | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| KESSLER, RONALD, JAMES | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| KESSLER, RONALD, JAMES | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| KESSLER, RONALD, JAMES | I | DIRECTOR | NA | Control |
| KESSLER, RONALD, JAMES | I | DIRECTOR | NA | Control |
| KESSLER, RONALD, JAMES | I | DIRECTOR | NA | Control |
| MILLER, PETER, MALLORY | I | DIRECTOR | NA | Control |
| MILLER, PETER, MALLORY | I | DIRECTOR | NA | Control |
| MILLER, PETER, MALLORY | I | DIRECTOR | NA | Control |
| MILLER, PETER, MALLORY | I | DIRECTOR | NA | Control |
| MILLER, PETER, MALLORY | I | DIRECTOR | NA | Control |
| PAUTLER, PAUL, FRANCIS | I | DIRECTOR, CHAIRMAN, CEO, PRESIDENT | NA | Control |
| PAUTLER, PAUL, FRANCIS | I | DIRECTOR, CHAIRMAN, CEO, PRESIDENT | NA | Control |
| PAUTLER, PAUL, FRANCIS | I | DIRECTOR, CHAIRMAN, CEO, PRESIDENT | NA | Control |
| PAUTLER, PAUL, FRANCIS | I | DIRECTOR, CHAIRMAN, CEO, PRESIDENT | NA | Control |
| PAUTLER, PAUL, FRANCIS | I | DIRECTOR, CHAIRMAN, CEO, PRESIDENT | NA | Control |
| PAUTLER, PAUL, FRANCIS | I | DIRECTOR, CHAIRMAN, CEO, PRESIDENT | NA | Control |
| SCAFATI, MICHAEL | I | DIRECTOR | NA | Control |
| SCAFATI, MICHAEL | I | DIRECTOR | NA | Control |
| SCAFATI, MICHAEL | I | DIRECTOR | NA | Control |
| SCAFATI, MICHAEL | I | DIRECTOR | NA | Control |
| SCAFATI, MICHAEL | I | DIRECTOR | NA | Control |
| SCAFATI, MICHAEL | I | DIRECTOR | NA | Control |
| UNDERWOOD, BRIAN, CLINTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| UNDERWOOD, BRIAN, CLINTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| UNDERWOOD, BRIAN, CLINTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| A.G. EDWARDS, INC. | DE | HOLDING COMPANY | E | Control |
| A.G. EDWARDS, INC. | DE | HOLDING COMPANY | E | Control |
| A.G. EDWARDS, INC. | DE | HOLDING COMPANY | E | Control |
| A.G. EDWARDS, INC. | DE | HOLDING COMPANY | E | Control |
| A.G. EDWARDS, INC. | DE | HOLDING COMPANY | E | Control |
| A.G. EDWARDS, INC. | DE | HOLDING COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WACHOVIA CORPORATION | DE | A.G. EDWARDS, INC. | E | Control |
Registrations
Federal
IA
Oct 5, 2005 REGISTERED
Notice Filings (1)
MO
Address
1 NORTH JEFFERSON AVEST LOUIS, MO 63103
USA
Phone: 314-955-3000