RIA Intelligence

NEWPORT FUND MANAGEMENT INC

CRD #110586 SEC #801-31850 SAN FRANCISCO, CA 415-591-5300
SEC Registered
Total AUM
$911.7M
Discretionary
$911.7M
Employees
--
Clients
--
Accounts
16

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BANKS, KEITH, THOMASIDIRECTOR, PRESIDENT, CEO AND CHAIRMANNA Control
COUCH, LYNDA, BRUNKERIMANAGING DIRECTORNA
GILBERT, DEE, ANNICOMPLIANCE OFFICERNA
GRIVAS, SUSAN, LESLIEICHIEF OPERATING OFFICERNA
IUDICE, PHILIP, JOHNITREASURERNA Control
LEGALLET, CHRISTOPHER, HAYDENICHIEF INVESTMENT OFFICERNA Control
LOEWENBERG, JEAN, SUSANISECRETARYNA Control
MUSSEY, JOHN, MILLERIDIRECTORNA Control
PALOMBO, JOSEPH, ROBERTIDIRECTORNA Control
ROBERTS, CHARLES, ROOKERIMANAGING DIRECTORNA
SAMORANOS, REYNOLD, C.ISENIOR VICE PRESIDENT - FINANCE AND ADMINISTRATIONNA Control
SAYLER, ROGER, AIEXECUTIVE VICE PRESIDENTNA Control
SMITH, DAVID, RITCHIEIMANAGING DIRECTORNA
NEWPORT PACIFIC MANAGEMENT INCDEMAJORITY SHAREHOLDER OF NEWPORT FUND MANAGEMENT, INC.E Control
COLUMBIA MANAGEMENT GROUP, INC.DEMINORITY SHAREH0LDER OF NEWPORT FUND MANAGEMENT, INC.B

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
COLUMBIA MANAGEMENT GROUP, INC.DELIBERTY NEWPORT HOLDINGS, LIMITEDE Control
FLEET NATIONAL BANKDECOLUMBIA MANAGEMENT GROUP, INC.E Control
FLEETBOSTON FINANCIAL CORPORATIONDEFLEET NATIONAL BANKE Control
LIBERTY NEWPORT HOLDINGS, LIMITEDDENEWPORT PACIFIC MANAGEMENT, INC.E

Registrations

Federal

IA
Mar 28, 2002 REGISTERED

Address

580 CALIFORNIA ST
SUITE 1960
SAN FRANCISCO, CA 94104
USA
Phone: 415-591-5300