MASTHOLM ASSET MANAGEMENT LLC
CRD #110587 SEC #801-54834 SEATTLE, WA 206-621-1355
SEC Registered Private Funds
Total AUM
$960M
Discretionary
$960M
Employees
11
Clients
0
Accounts
30
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARR, THOMAS, MERRILL | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF OPERATING OFFICER | B | Control |
| GARR, THOMAS, MERRILL | I | MANAGING DIRECTOR, SENIOR MANAGER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| GARR, THOMAS, MERRILL | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF OPERATING OFFICER | B | Control |
| GARR, THOMAS, MERRILL | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF OPERATING OFFICER | B | Control |
| GARR, THOMAS, MERRILL | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF OPERATING OFFICER | B | Control |
| GARR, THOMAS, MERRILL | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF OPERATING OFFICER | B | Control |
| GARR, THOMAS, MERRILL | I | MANAGING DIRECTOR, SENIOR MANAGER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| GARR, THOMAS, MERRILL | I | MANAGING DIRECTOR, SENIOR MANAGER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| GARR, THOMAS, MERRILL | I | MANAGING DIRECTOR, SENIOR MANAGER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| GARR, THOMAS, MERRILL | I | MANAGING DIRECTOR, SENIOR MANAGER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| GARR, THOMAS, MERRILL | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF OPERATING OFFICER | B | Control |
| GARR, THOMAS, MERRILL | I | MANAGING DIRECTOR, SENIOR MANAGER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| GARR, THOMAS, MERRILL | I | MANAGING DIRECTOR, SENIOR MANAGER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| GERNSTETTER, ROBERT, LYNN | I | MARKETING DIRECTOR | B | Control |
| GERNSTETTER, ROBERT, LYNN | I | MARKETING DIRECTOR | B | Control |
| GERNSTETTER, ROBERT, LYNN | I | MARKETING DIRECTOR | B | Control |
| GERNSTETTER, ROBERT, LYNN | I | MARKETING DIRECTOR | B | Control |
| GERNSTETTER, ROBERT, LYNN | I | DIRECTOR OF MARKETING | B | Control |
| GERNSTETTER, ROBERT, LYNN | I | DIRECTOR OF MARKETING | B | Control |
| GERNSTETTER, ROBERT, LYNN | I | DIRECTOR OF MARKETING | B | Control |
| GERNSTETTER, ROBERT, LYNN | I | DIRECTOR OF MARKETING | B | Control |
| GERNSTETTER, ROBERT, LYNN | I | MARKETING DIRECTOR | B | Control |
| GERNSTETTER, ROBERT, LYNN | I | MARKETING DIRECTOR | B | Control |
| GERNSTETTER, ROBERT, LYNN | I | DIRECTOR OF MARKETING | B | Control |
| GERNSTETTER, ROBERT, LYNN | I | DIRECTOR OF MARKETING | B | Control |
| GERNSTETTER, ROBERT, LYNN | I | DIRECTOR OF MARKETING | B | Control |
| JORDAN, JOSEPH, F | I | PORTFOLIO MANAGER | B | Control |
| JORDAN, JOSEPH, F | I | PORTFOLIO MANAGER | B | Control |
| JORDAN, JOSEPH, F | I | PORTFOLIO MANAGER | B | Control |
| SBAM G.P., INC. | DE | SHAREHOLDER | B | |
| SBAM G.P., INC. | DE | SHAREHOLDER | B | |
| SBAM G.P., INC. | DE | SHAREHOLDER | B | |
| SBAM G.P., INC. | DE | SHAREHOLDER | B | |
| SBAM G.P., INC. | DE | SHAREHOLDER | B | |
| SBAM G.P., INC. | DE | SHAREHOLDER | B | |
| SBAM G.P., INC. | DE | SHAREHOLDER | B | |
| SBAM G.P., INC. | DE | SHAREHOLDER | B | |
| SBAM G.P., INC. | DE | SHAREHOLDER | B | |
| SBAM G.P., INC. | DE | SHAREHOLDER | B | |
| SBAM G.P., INC. | DE | SHAREHOLDER | B | |
| SBAM G.P., INC. | DE | SHAREHOLDER | B | |
| SBAM G.P., INC. | DE | SHAREHOLDER | B | |
| TYSON, THEODORE, JOHN | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF INVESTMENT OFFICER | B | Control |
| TYSON, THEODORE, JOHN | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF INVESTMENT OFFICER | B | Control |
| TYSON, THEODORE, JOHN | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF INVESTMENT OFFICER | B | Control |
| TYSON, THEODORE, JOHN | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF INVESTMENT OFFICER | B | Control |
| TYSON, THEODORE, JOHN | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF INVESTMENT OFFICER | B | Control |
| TYSON, THEODORE, JOHN | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF INVESTMENT OFFICER | B | Control |
| TYSON, THEODORE, JOHN | I | MANAGING DIRECTOR, SENIOR MANAGER | B | Control |
| TYSON, THEODORE, JOHN | I | MANAGING DIRECTOR, SENIOR MANAGER | B | Control |
| TYSON, THEODORE, JOHN | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF INVESTMENT OFFICER | B | Control |
| TYSON, THEODORE, JOHN | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF INVESTMENT OFFICER | B | Control |
| TYSON, THEODORE, JOHN | I | MANAGING DIRECTOR, SENIOR MANAGER, AND CHIEF INVESTMENT OFFICER | B | Control |
| TYSON, THEODORE, JOHN | I | MANAGING DIRECTOR, SENIOR MANAGER | B | Control |
| TYSON, THEODORE, JOHN | I | MANAGING DIRECTOR, SENIOR MANAGER | B | Control |
| AARNSETH, MORTEN | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ALLEN, DOUGLAS, RAYMORE | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ALLEN, DOUGLAS, RAYMORE | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ALLEN, DOUGLAS, RAYMORE | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ALLEN, DOUGLAS, RAYMORE | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ALLEN, DOUGLAS, RAYMORE | I | PORTFOLIO MANAGER | A | Control |
| ALLEN, DOUGLAS, RAYMORE | I | PORTFOLIO MANAGER | A | Control |
| ALLEN, DOUGLAS, RAYMORE | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ALLEN, DOUGLAS, RAYMORE | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ALLEN, DOUGLAS, RAYMORE | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ALLEN, DOUGLAS, RAYMORE | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ALLEN, DOUGLAS, RAYMORE | I | PORTFOLIO MANAGER | A | Control |
| ARNOLD, STEPHEN, PAUL | I | DIRECTOR OF TRADING | A | |
| ARNOLD, STEPHEN, PAUL | I | DIRECTOR OF TRADING | A | |
| ARNOLD, STEPHEN, PAUL | I | DIRECTOR OF TRADING | A | |
| ARNOLD, STEPHEN, PAUL | I | DIRECTOR OF TRADING | A | |
| ARNOLD, STEPHEN, PAUL | I | DIRECTOR OF TRADING | A | Control |
| ARNOLD, STEPHEN, PAUL | I | DIRECTOR OF TRADING | A | Control |
| ARNOLD, STEPHEN, PAUL | I | DIRECTOR OF TRADING | A | |
| ARNOLD, STEPHEN, PAUL | I | DIRECTOR OF TRADING | A | |
| ARNOLD, STEPHEN, PAUL | I | DIRECTOR OF TRADING | A | Control |
| ARNOLD, STEPHEN, PAUL | I | DIRECTOR OF TRADING | A | Control |
| ELOFSON, ANDREW, JAMES | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ELOFSON, ANDREW, JAMES | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ELOFSON, ANDREW, JAMES | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ELOFSON, ANDREW, JAMES | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ELOFSON, ANDREW, JAMES | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ELOFSON, ANDREW, JAMES | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| ELOFSON, ANDREW, JAMES | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| KIM, DANIEL, YUNG | I | PORTFOLIO MANAGER | A | |
| KIM, DANIEL, YUNG | I | PORTFOLIO MANAGER | A | |
| KIM, DANIEL, YUNG | I | PORTFOLIO MANAGER | A | |
| KIM, DANIEL, YUNG | I | PORTFOLIO MANAGER | A | |
| KIM, DANIEL, YUNG | I | PORTFOLIO MANAGER | A | |
| KIM, DANIEL, YUNG | I | PORTFOLIO MANAGER | A | |
| PAK, THOMAS, KYSUK | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| PAK, THOMAS, KYSUK | I | DIRECTOR, PORTFOLIO MANAGER | A | Control |
| PAK, THOMAS, KYSUK | I | PORTFOLIO MANAGER | A | |
| PAK, THOMAS, KYSUK | I | PORTFOLIO MANAGER | A | |
| TYSON, II, ARTHUR, MILTON | I | DIRECTOR OF FINANCIAL RESEARCH AND CHIEF COMPLIANCE OFFICER | A | Control |
| TYSON, II, ARTHUR, MILTON | I | DIRECTOR OF FINANCIAL RESEARCH AND CHIEF COMPLIANCE OFFICER | A | Control |
| TYSON, II, ARTHUR, MILTON | I | DIRECTOR OF FINANCIAL RESEARCH AND CHIEF COMPLIANCE OFFICER | A | Control |
| TYSON, II, ARTHUR, MILTON | I | DIRECTOR OF FINANCIAL RESEARCH | A | Control |
| TYSON, II, ARTHUR, MILTON | I | DIRECTOR OF FINANCIAL RESEARCH | A | Control |
| TYSON, II, ARTHUR, MILTON | I | DIRECTOR OF FINANCIAL RESEARCH | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITIGROUP, INC. | DE | SSB CITI ASSET MANAGEMENT | E | Control |
| CITIGROUP, INC. | DE | SSB CITI ASSET MANAGEMENT | E | Control |
| CITIGROUP, INC. | DE | SSB CITI ASSET MANAGEMENT | E | Control |
| CITIGROUP, INC. | DE | SSB CITI ASSET MANAGEMENT | E | Control |
| CITIGROUP, INC. | DE | SSB CITI ASSET MANAGEMENT | E | Control |
| LEGG MASON, INC. | DE | SALOMON ASSET MANAGEMENT | E | Control |
| LEGG MASON, INC. | DE | SALOMON ASSET MANAGEMENT | E | Control |
| LEGG MASON, INC. | DE | SALOMON ASSET MANAGEMENT | E | Control |
| LEGG MASON, INC. | DE | SALOMON ASSET MANAGEMENT | E | Control |
| LEGG MASON, INC. | DE | SALOMON ASSET MANAGEMENT | E | Control |
| LEGG MASON, INC. | DE | SALOMON ASSET MANAGEMENT | E | Control |
| LEGG MASON, INC. | DE | SALOMON ASSET MANAGEMENT | E | Control |
| LEGG MASON, INC. | DE | SALOMON ASSET MANAGEMENT | E | Control |
| SALOMON ASSET MANAGEMENT | DE | SBAM G.P., INC. | E | Control |
| SALOMON ASSET MANAGEMENT | DE | SBAM G.P., INC. | E | Control |
| SALOMON ASSET MANAGEMENT | DE | SBAM G.P., INC. | E | Control |
| SALOMON ASSET MANAGEMENT | DE | SBAM G.P., INC. | E | Control |
| SALOMON ASSET MANAGEMENT | DE | SBAM G.P., INC. | E | Control |
| SALOMON ASSET MANAGEMENT | DE | SBAM G.P., INC. | E | Control |
| SALOMON ASSET MANAGEMENT | DE | SBAM G.P., INC. | E | Control |
| SALOMON ASSET MANAGEMENT | DE | SBAM G.P., INC. | E | Control |
| SALOMON SMITH BARNEY HOLDINGS, INC. | DE | SBAM G.P., INC. | E | Control |
| SALOMON SMITH BARNEY HOLDINGS, INC. | DE | SBAM G.P., INC. | E | Control |
| SALOMON SMITH BARNEY HOLDINGS, INC. | DE | SBAM G.P., INC. | E | Control |
| SALOMON SMITH BARNEY HOLDINGS, INC. | DE | SBAM G.P., INC. | E | Control |
| SALOMON SMITH BARNEY HOLDINGS, INC. | DE | SBAM G.P., INC. | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (3)
GA IL WA
Address
601 UNION STREETSUITE 3720
SEATTLE, WA 98101
United States
Phone: 206-621-1355