M.D. SASS ASSOCIATES INC.
CRD #110596 SEC #801-8670 NEW YORK, NY 212-730-2000
SEC Registered
Total AUM
$342.5M
Discretionary
$342.5M
Employees
20
Clients
--
Accounts
17
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2022
- Branch Offices
- 0
- LEI
- NOT YET AVAILABLE.
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARDEN, SCOTT, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARDEN, SCOTT, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARDEN, SCOTT, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ARDEN, SCOTT, D | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FISHBANE, DANIEL, MITCHEL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| FISHBANE, DANIEL, MITCHEL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| FISHBANE, DANIEL, MITCHEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FISHBANE, DANIEL, MITCHEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRANCESS, ROBERT, W | I | VICE PRESIDENT CHIEF FINANCIAL OFFICER | NA | Control |
| FRANCESS, ROBERT, W | I | VICE PRESIDENT CHIEF FINANCIAL OFFICER | NA | |
| FRIEDMAN, SAM, HARRIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRIEDMAN, SAM, HARRIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRIEDMAN, SAM, HARRIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRIEDMAN, SAM, HARRIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| HICKEY, SUSAN, GARRISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAMLE, HUGH, ROY | I | PRESIDENT, DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT, DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT / DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT / DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT, DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT, DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT, DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT, DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | EXECUTIVE VP | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT / DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT / DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT / DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT / DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT / DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT / DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT / DIRECTOR | NA | Control |
| LAMLE, HUGH, ROY | I | PRESIDENT / DIRECTOR | NA | Control |
| LIU, BOBBY | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| LIU, BOBBY | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| LIU, BOBBY | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| LIU, BOBBY | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| LIU, BOBBY | I | GENERAL COUNSEL | NA | Control |
| LIU, BOBBY | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| LIU, BOBBY | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| LIU, BOBBY | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| LIU, BOBBY | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| LIU, BOBBY | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, HOLLY, HYLTON | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, HOLLY, HYLTON | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, HOLLY, HYLTON | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, HOLLY, HYLTON | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, HOLLY, HYLTON | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| MILLER, HOLLY, HYLTON | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| O'HARA, RICHARD, LUKE | I | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | NA | Control |
| SALMON, ROBERT, MARTINDILL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SALMON, ROBERT, MARTINDILL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SALMON, ROBERT, MARTINDILL | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| SALMON, ROBERT, MARTINDILL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SALMON, ROBERT, MARTINDILL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SALMON, ROBERT, MARTINDILL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SALMON, ROBERT, MARTINDILL | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| SALMON, ROBERT, MARTINDILL | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | SENIOR VICE PRESIDENT | NA | Control |
| SASS, ARI | I | PRESIDENT, SENIOR PORTFOLIO MANAGER (EQUITIES) | NA | Control |
| SASS, ARI | I | PRESIDENT | NA | Control |
| SASS, ARI | I | PRESIDENT, SENIOR PORTFOLIO MANAGER (EQUITIES) | NA | Control |
| SASS, ARI | I | PRESIDENT, SENIOR PORTFOLIO MANAGER (EQUITIES) | NA | Control |
| SASS, ARI | I | PRESIDENT, SENIOR PORTFOLIO MANAGER (EQUITIES) | NA | Control |
| SASS, ARI | I | PRESIDENT, SENIOR PORTFOLIO MANAGER (EQUITIES) | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | SENIOR MANAGING DIRECTOR / DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | SENIOR MANAGING DIRECTOR / DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | SENIOR VICE PRESIDENT/DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | VICE PRESIDENT / GENERAL COUNSEL | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL/DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL/DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL/DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR / DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR / DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR / DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR / DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR / DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR / DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR / DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR / DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR | NA | Control |
| SIVIN, PHILIP, MATTHEW | I | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR / DIRECTOR | NA | Control |
| WILKIE, JEFFREY, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| WILKIE, JEFFREY, WILLIAM | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| WINTER, MARTIN, ERIC | I | SR. VP/DIRECTOR | NA | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/PRESIDENT/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | E | Control |
| SASS, MARTIN, DOUGLAS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | E | Control |
Registrations
Federal
IA
Mar 31, 2022 REGISTERED
Notice Filings (5)
FL MO NJ NY PA
Address
55 WEST 46TH STREETSUITE 2801
NEW YORK, NY 10036
United States
Phone: 212-730-2000