RIA Intelligence

NEW ERA FINANCIAL ADVISORS, INC

Legal name: NEW ERA FINANCIAL ADVISORS, INC.

CRD #110603 SEC #801-26809 WAYZATA, MN 952-473-1116
SEC Registered
Total AUM
$1B
Discretionary
$1B
Employees
11
Clients
1
Accounts
2,540

Firm Details

Organization Type
Corporation
State of Formation
Minnesota
Fiscal Year End
JANUARY
Registration Date
--
Latest Filing
May 2, 2022
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERNA Control
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERNA Control
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERNA Control
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERNA Control
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERNA Control
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERNA Control
NEW ERA FINANCIAL HOLDINGS, LLCDEHOLDING COMPANYE Control
NEW ERA FINANCIAL HOLDINGS, LLCDEHOLDING COMPANYE Control
NEW ERA FINANCIAL HOLDINGS, LLCDEHOLDING COMPANYE Control
NEW ERA FINANCIAL HOLDINGS, LLCDEHOLDING COMPANYE Control
NEW ERA FINANCIAL HOLDINGS, LLCDEHOLDING COMPANYE Control
NEW ERA FINANCIAL HOLDINGS, LLCDEHOLDING COMPANYE Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FIPRESIDENTD Control
LINDAMAN, GRANT, FREDERICKICHIEF COMPLIANCE OFFICERD Control
LINDAMAN, GRANT, FREDERICKIPRESIDENTD Control
LINDAMAN, GRANT, FREDERICKIPRESIDENTD Control
LINDAMAN, GRANT, FREDERICKIPRESIDENTD Control
LINDAMAN, GRANT, FREDERICKIPRESIDENTD Control
LINDAMAN, GRANT, FREDERICKIPRESIDENTD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEOD Control
WARNER, DONALD, ALANICHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERD Control
WARNER, DONALD, ALANICEO, CHIEF COMPLIANCE OFFICERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
KETCHER, SHAD, RAYINEW ERA FINANCIAL HOLDINGS, LLCC Control
KETCHER, SHAD, RAYINEW ERA FINANCIAL HOLDINGS, LLCC Control
KETCHER, SHAD, RAYINEW ERA FINANCIAL HOLDINGS, LLCC Control
KETCHER, SHAD, RAYINEW ERA FINANCIAL HOLDINGS, LLCC Control
KETCHER, SHAD, RAYINEW ERA FINANCIAL HOLDINGS, LLCC Control
KETCHER, SHAD, RAYINEW ERA FINANCIAL HOLDINGS, LLCC Control
LINDAMAN, GRANT, FINEW ERA FINANCIAL HOLDINGS, LLCC Control
LINDAMAN, GRANT, FINEW ERA FINANCIAL HOLDINGS, LLCC Control
LINDAMAN, GRANT, FINEW ERA FINANCIAL HOLDINGS, LLCC Control
LINDAMAN, GRANT, FINEW ERA FINANCIAL HOLDINGS, LLCC Control
LINDAMAN, GRANT, FINEW ERA FINANCIAL HOLDINGS, LLCC Control
LINDAMAN, GRANT, FINEW ERA FINANCIAL HOLDINGS, LLCC Control
WARNER, DONALD, ALANINEW ERA FINANCIAL HOLDINGS, LLCC Control
WARNER, DONALD, ALANINEW ERA FINANCIAL HOLDINGS, LLCC Control
WARNER, DONALD, ALANINEW ERA FINANCIAL HOLDINGS, LLCC Control
WARNER, DONALD, ALANINEW ERA FINANCIAL HOLDINGS, LLCC Control
WARNER, DONALD, ALANINEW ERA FINANCIAL HOLDINGS, LLCC Control
WARNER, DONALD, ALANINEW ERA FINANCIAL HOLDINGS, LLCC Control

Registrations

Federal

IA
May 2, 2022 REGISTERED

Notice Filings (12)

AZ CA FL IL LA MI MN ND NE SD TX WI

Address

801 TWELVE OAKS CENTER DRIVE
SUITE 826
WAYZATA, MN 55391
United States
Phone: 952-473-1116