SG PACIFIC ASSET MANAGEMENT INC
CRD #110611 SEC #801-15955 NEW YORK, NY 212-278-5822
SEC Registered
Total AUM
$988.1M
Discretionary
$988.1M
Employees
10
Clients
--
Accounts
9
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Sep 7, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOLE, GEORGE, M C | I | EXECUTIVE VICE PRESIDENT | NA | |
| ISHIBASHI, KAZUYA | I | PRESIDENT | NA | Control |
| UKON, TOKUO | I | DIRECTOR | NA | Control |
| SG YAMAICHI ASSET MANAGEMENT CO LTD | FE | SOLE STOCKHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SOCIETE GENERALE ASSET MANAGEMENT S.A. | FE | SG YAMAICHI ASSET MANAGEMENT CO., LTD. | E | Control |
| SOCIETE GENERALE S.A. | FE | SOCIETE GENERALE ASSET MANAGEMENT S.A. | E | Control |
Registrations
Federal
IA
Sep 7, 2001 REGISTERED
Notice Filings (1)
CA
Address
560 LEXINGTON AVENUENEW YORK, NY 10022
USA
Phone: 212-278-5822