CLEARBRIDGE, LLC
Legal name: CLEARBRIDGE INVESTMENTS
CRD #110619 SEC #801-18115 BALTIMORE, MD 866-410-5500
SEC Registered
Total AUM
$4.9B
Discretionary
$4.9B
Employees
17
Clients
0
Accounts
12
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 28, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BAIN, PETER, LANNING | I | DIRECTOR | NA | Control |
| BEFUMO, GEOFFREY, RANDOLPH | I | SENIOR VICE PRESIDENT | NA | Control |
| BEFUMO, GEOFFREY, RANDOLPH | I | SENIOR VICE PRESIDENT | NA | Control |
| BEFUMO, GEOFFREY, RANDOLPH | I | SENIOR VICE PRESIDENT | NA | Control |
| BEFUMO, GEOFFREY, RANDOLPH | I | SENIOR VICE PRESIDENT | NA | Control |
| BEFUMO, GEOFFREY, RANDOLPH | I | SENIOR VICE PRESIDENT | NA | Control |
| BEFUMO, GEOFFREY, RANDOLPH | I | SENIOR VICE PRESIDENT | NA | Control |
| BEFUMO, GEOFFREY, RANDOLPH | I | SENIOR VICE PRESIDENT | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND GENERAL COUNSEL | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND GENERAL COUNSEL | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| BOWDEN, ANDREW, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | Control |
| DALEY, CHARLES, JAMES | I | DIRECTOR | NA | Control |
| DALY, JAMES, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| DALY, JAMES, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| DALY, JAMES, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| DALY, JAMES, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| DALY, JAMES, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| DALY, JAMES, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| DALY, JAMES, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| DALY, JAMES, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| DALY, JAMES, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| DALY, JAMES, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| DALY, JAMES, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| DALY, JAMES, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| DALY, JAMES, PATRICK | I | SENIOR VICE PRESIDENT | NA | Control |
| DEWHURST, RONALD, RICHARD | I | MANAGER | NA | Control |
| DEWHURST, RONALD, RICHARD | I | MANAGER | NA | Control |
| DEWHURST, RONALD, RICHARD | I | MANAGER | NA | Control |
| DEWHURST, RONALD, RICHARD | I | MANAGER | NA | Control |
| DEWHURST, RONALD, RICHARD | I | MANAGER | NA | Control |
| DEWHURST, RONALD, RICHARD | I | MANAGER | NA | Control |
| DEWHURST, RONALD, RICHARD | I | MANAGER | NA | Control |
| DEWHURST, RONALD, RICHARD | I | MANAGER | NA | Control |
| ENG, RICHARD, MATTHEW | I | CHIEF OPERATING OFFICER | NA | Control |
| ENG, RICHARD, MATTHEW | I | CHIEF OPERATING OFFICER | NA | Control |
| ENG, RICHARD, MATTHEW | I | CHIEF OPERATING OFFICER | NA | Control |
| ENG, RICHARD, MATTHEW | I | CHIEF OPERATING OFFICER | NA | Control |
| ENG, RICHARD, MATTHEW | I | CHIEF OPERATING OFFICER | NA | Control |
| ENG, RICHARD, MATTHEW | I | CHIEF OPERATING OFFICER | NA | Control |
| FETTING, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| FETTING, MARK, RAYMOND | I | DIRECTOR | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GAY, MARY, CHRISTINE | I | SENIOR VICE PRESIDENT | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GLASSER, SCOTT, KEITH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GORMAN, GREGG, DONALD | I | SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| GORMAN, GREGG, DONALD | I | SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| GORMAN, GREGG, DONALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORMAN, GREGG, DONALD | I | SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| GORMAN, GREGG, DONALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORMAN, GREGG, DONALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORMAN, GREGG, DONALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORMAN, GREGG, DONALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORMAN, GREGG, DONALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GORMAN, GREGG, DONALD | I | SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| HAGSTROM, ROBERT, GEORGE | I | SENIOR VICE PRESIDENT | NA | Control |
| KNUDSEN, CHARLES, EINER | I | SENIOR VICE PRESIDENT | NA | Control |
| KNUDSEN, CHARLES, EINER | I | SENIOR VICE PRESIDENT | NA | Control |
| LEGG, KYLE, PRECHTL | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| LEGG, KYLE, PRECHTL | I | PRESIDENT AND DIRECTOR | NA | Control |
| LEGG, KYLE, PRECHTL | I | SENIOR ADVISOR AND DIRECTOR | NA | Control |
| LEGG, KYLE, PRECHTL | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| LEGG, KYLE, PRECHTL | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| LEGG, KYLE, PRECHTL | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| LEGG, KYLE, PRECHTL | I | PRESIDENT AND DIRECTOR | NA | Control |
| LEGG, KYLE, PRECHTL | I | PRESIDENT AND DIRECTOR | NA | Control |
| LEGG, KYLE, PRECHTL | I | SENIOR ADVISOR AND DIRECTOR | NA | Control |
| LEMKE, THOMAS, PAUL | I | DIRECTOR | NA | Control |
| LEOPOLD, JAY, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| LEOPOLD, JAY, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| LEOPOLD, JAY, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| LEOPOLD, JAY, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| LEOPOLD, JAY, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| LEOPOLD, JAY, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| LEOPOLD, JAY, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| LEOPOLD, JAY, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| LEOPOLD, JAY, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| LEOPOLD, JAY, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| LEOPOLD, JAY, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| LEOPOLD, JAY, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| LEOPOLD, JAY, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIST, CYNTHIA, KAREN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MALIS, IRA, HOWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MALIS, IRA, HOWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MALIS, IRA, HOWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MALIS, IRA, HOWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANNING, BARBARA, BROOKE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MASON, RAYMOND, ADAMS | I | DIRECTOR | NA | Control |
| MASON, RAYMOND, ADAMS | I | DIRECTOR | NA | Control |
| MASON, RAYMOND, ADAMS | I | DIRECTOR | NA | Control |
| MASON, RAYMOND, ADAMS | I | DIRECTOR | NA | Control |
| MASON, RAYMOND, ADAMS | I | DIRECTOR | NA | Control |
| MASON, RAYMOND, ADAMS | I | DIRECTOR | NA | Control |
| MASON, RAYMOND, ADAMS | I | DIRECTOR | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MAUBOUSSIN, MICHAEL, JACQUES | I | SENIOR VICE PRESIDENT | NA | Control |
| MCSHEA, GREGORY, BURNS | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| MCSHEA, GREGORY, BURNS | I | GENERAL COUNSEL | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | SECRETARY | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | SECRETARY | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | SECRETARY | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | SECRETARY | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | SECRETARY | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | SECRETARY | NA | Control |
| MERCHANT, THOMAS, CLIFTON | I | SECRETARY | NA | Control |
| MILANO, NICHOLAS, CARL | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| MILANO, NICHOLAS, CARL | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| MILANO, NICHOLAS, CARL | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| MILANO, NICHOLAS, CARL | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| MILANO, NICHOLAS, CARL | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| MILANO, NICHOLAS, CARL | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| MILANO, NICHOLAS, CARL | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| MILANO, NICHOLAS, CARL | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| MILANO, NICHOLAS, CARL | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| MILANO, NICHOLAS, CARL | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND MANAGER | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND MANAGER | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND MANAGER | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND MANAGER | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| MILLER, WILLIAM, HERBERT | I | DIRECTOR | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MILLER, WILLIAM, HERBERT | I | DIRECTOR | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN AND MANAGER | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN AND MANAGER | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND MANAGER | NA | Control |
| MILLER, WILLIAM, HERBERT | I | CHAIRMAN AND MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| MURPHY, TERRENCE, JAMES | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NACHTWEY, PETER, HAMILTON | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | DIRECTOR | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NATTANS, JEFFREY, ALLEN | I | MANAGER | NA | Control |
| NELSON, DAVID, ERIC | I | SENIOR VICE PRESIDENT | NA | Control |
| NELSON, DAVID, ERIC | I | SENIOR VICE PRESIDENT | NA | Control |
| NELSON, DAVID, ERIC | I | SENIOR VICE PRESIDENT | NA | Control |
| NELSON, DAVID, ERIC | I | SENIOR VICE PRESIDENT | NA | Control |
| NELSON, DAVID, ERIC | I | SENIOR VICE PRESIDENT | NA | Control |
| NELSON, DAVID, ERIC | I | SENIOR VICE PRESIDENT | NA | Control |
| NELSON, DAVID, ERIC | I | SENIOR VICE PRESIDENT | NA | Control |
| NELSON, DAVID, ERIC | I | SENIOR VICE PRESIDENT | NA | Control |
| NELSON, DAVID, ERIC | I | SENIOR VICE PRESIDENT | NA | Control |
| NELSON, DAVID, ERIC | I | SENIOR VICE PRESIDENT | NA | Control |
| NELSON, DAVID, ERIC | I | SENIOR VICE PRESIDENT | NA | Control |
| NELSON, DAVID, ERIC | I | SENIOR VICE PRESIDENT | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | GENERAL COUNSEL | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | GENERAL COUNSEL | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | GENERAL COUNSEL | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | GENERAL COUNSEL | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | GENERAL COUNSEL | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| OCALLAGHAN, NEIL, PETER | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ODENATH, DAVID, ROEHNER | I | DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | DIRECTOR | NA | Control |
| PETERS, SAMUEL, MERCHANT | I | SENIOR VICE PRESIDENT | NA | Control |
| PETERS, SAMUEL, MERCHANT | I | SENIOR VICE PRESIDENT | NA | Control |
| PETERS, SAMUEL, MERCHANT | I | SENIOR VICE PRESIDENT | NA | Control |
| PETERS, SAMUEL, MERCHANT | I | SENIOR VICE PRESIDENT | NA | Control |
| PETERS, SAMUEL, MERCHANT | I | SENIOR VICE PRESIDENT | NA | Control |
| PETERS, SAMUEL, MERCHANT | I | SENIOR VICE PRESIDENT | NA | Control |
| PETERS, SAMUEL, MERCHANT | I | SENIOR VICE PRESIDENT | NA | Control |
| PETERS, SAMUEL, MERCHANT | I | SENIOR VICE PRESIDENT | NA | Control |
| PETERS, SAMUEL, MERCHANT | I | SENIOR VICE PRESIDENT | NA | Control |
| PETERS, SAMUEL, MERCHANT | I | CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT | NA | Control |
| PETERS, SAMUEL, MERCHANT | I | CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT | NA | Control |
| PETERS, SAMUEL, MERCHANT | I | SENIOR VICE PRESIDENT | NA | Control |
| PETERS, SAMUEL, MERCHANT | I | CHIEF INVESTMENT OFFICER & SENIOR VICE PRESIDENT | NA | Control |
| SACHS, PHILIP, EDWIN | I | DIRECTOR | NA | Control |
| SACHS, PHILIP, EDWIN | I | DIRECTOR | NA | Control |
| SCHEVE, TIMOTHY, CHARLES | I | DIRECTOR | NA | Control |
| SCHEVE, TIMOTHY, CHARLES | I | DIRECTOR | NA | Control |
| SCHEVE, TIMOTHY, CHARLES | I | DIRECTOR | NA | Control |
| SCHEVE, TIMOTHY, CHARLES | I | DIRECTOR | NA | Control |
| SCHEVE, TIMOTHY, CHARLES | I | DIRECTOR | NA | Control |
| SULLIVAN, JOSEPH, ANDREW | I | MANAGER | NA | Control |
| SULLIVAN, JOSEPH, ANDREW | I | MANAGER | NA | Control |
| SULLIVAN, JOSEPH, ANDREW | I | MANAGER | NA | Control |
| SULLIVAN, JOSEPH, ANDREW | I | DIRECTOR | NA | Control |
| SULLIVAN, JOSEPH, ANDREW | I | DIRECTOR | NA | Control |
| SULLIVAN, JOSEPH, ANDREW | I | DIRECTOR | NA | Control |
| SULLIVAN, JOSEPH, ANDREW | I | DIRECTOR | NA | Control |
| TABER, EDWARD, ALBERT | I | DIRECTOR | NA | Control |
| TABER, EDWARD, ALBERT | I | DIRECTOR | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | MANAGER | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | MANAGER | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | NA | Control |
| WILLIAMS MURPHY, JENNIFER | I | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | NA | Control |
| WILSON, JAMES | I | SENIOR VICE PRESIDENT | NA | Control |
| WILSON, JAMES | I | SENIOR VICE PRESIDENT | NA | Control |
| WILSON, JAMES | I | SENIOR VICE PRESIDENT | NA | Control |
| WILSON, JAMES | I | SENIOR VICE PRESIDENT | NA | Control |
| WILSON, JAMES | I | SENIOR VICE PRESIDENT | NA | Control |
| WILSON, JAMES | I | SENIOR VICE PRESIDENT | NA | Control |
| WILSON, JAMES | I | SENIOR VICE PRESIDENT | NA | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE SHAREHOLDER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
| LEGG MASON, INC. | DE | SOLE MEMBER | E | Control |
Registrations
Federal
IA
Jun 28, 2018 REGISTERED
Notice Filings (35)
AR CA CT DC DE FL GA IA IL IN KY LA MA MD MI MN MO MS NC NH NJ NM NY OH OK PA RI SC TN TX UT VA VT WI WV
Address
100 INTERNATIONAL DRIVEBALTIMORE, MD 21202
United States
Phone: 866-410-5500