LEVEL FINANCIAL ADVISORS, INC.
CRD #110641 SEC #801-15900 EAST AMHERST, NY 716-634-6113
SEC Registered
Total AUM
$684.2M
Discretionary
$684.2M
Employees
15
Clients
--
Accounts
1,957
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2025
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRAXTON, ROSANNE, MARIE | I | VICE PRESIDENT | NA | Control |
| BRAXTON, ROSANNE, MARIE | I | VICE PRESIDENT | NA | Control |
| BRAXTON, ROSANNE, MARIE | I | VICE PRESIDENT | NA | Control |
| BRAXTON, ROSANNE, MARIE | I | VICE PRESIDENT | NA | Control |
| BRAXTON, ROSANNE, MARIE | I | VICE PRESIDENT | NA | Control |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | NA | |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| ELWELL, STEVEN, MARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| ELWELL, STEVEN, MARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| ELWELL, STEVEN, MARK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| MURPHY, ELISE, FAY | I | DIRECTOR OF CLIENT SERVICES | NA | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Wagner, Bethany, May | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Bethany, May | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Bethany, May | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Bethany, May | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Bethany, May | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Bethany, May | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Bethany, May | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Bethany, May | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Bethany, May | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Bethany, May | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Bethany, May | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wagner, Bethany, May | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOGT, ALAN, HERBERT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VOGT, ALAN, HERBERT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VOGT, ALAN, HERBERT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VOGT, ALAN, HERBERT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VOGT, ALAN, HERBERT | I | PRESIDENT | E | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| BRAXTON, ROSANNE, MARIE | I | PRESIDENT | D | Control |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | C | Control |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | C | Control |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | C | Control |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | C | Control |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | C | Control |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | C | Control |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| ELWELL, STEVEN, MARK | I | CHIEF INVESTMENT OFFICER | C | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| SCHROEDER, RICHARD, KARL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | A | |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | A | |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | A | |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | A | |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | A | |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | A | |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | A | |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | A | |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | A | |
| ELWELL, STEVEN, MARK | I | VICE PRESIDENT | A | |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER | A | Control |
| HEBURN, MICHAEL, CLARK | I | CHIEF OPERATING OFFICER | A | Control |
Registrations
Federal
IA
Oct 1, 2025 REGISTERED
Notice Filings (16)
CA CO FL GA LA MA MD NC NH NJ NY PA SC TX VA WA
Address
9310 TRANSIT ROADSUITE 300
EAST AMHERST, NY 14051
United States
Phone: 716-634-6113