INDEPENDENT SERVICE CO INC
CRD #110645 SEC #801-18825 MINNEAPOLIS, MN 952-835-1560
SEC Registered
Total AUM
$332M
Discretionary
$191.9M
Employees
10
Clients
10
Accounts
956
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALBRIGHT, ANTHONY, DENNIS | I | MANAGING DIRECTOR | NA | Control |
| ALBRIGHT, ANTHONY, DENNIS | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ALBRIGHT, ANTHONY, DENNIS | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ALBRIGHT, ANTHONY, DENNIS | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ALBRIGHT, ANTHONY, DENNIS | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ALBRIGHT, ANTHONY, DENNIS | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ALBRIGHT, ANTHONY, DENNIS | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ALBRIGHT, ANTHONY, DENNIS | I | MANAGING DIRECTOR | NA | Control |
| ALBRIGHT, ANTHONY, DENNIS | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ALBRIGHT, ANTHONY, DENNIS | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ALBRIGHT, ANTHONY, DENNIS | I | MANAGING DIRECTOR | NA | Control |
| MURRAY, RICHARD, JOHN | I | MANAGING DIRECTOR | NA | Control |
| MURRAY, RICHARD, JOHN | I | MANAGING DIRECTOR | NA | Control |
| MURRAY, RICHARD, JOHN | I | MANAGING DIRECTOR | NA | Control |
| MURRAY, RICHARD, JOHN | I | MANAGING DIRECTOR | NA | Control |
| MURRAY, RICHARD, JOHN | I | MANAGING DIRECTOR | NA | Control |
| MURRAY, RICHARD, JOHN | I | MANAGING DIRECTOR | NA | Control |
| MURRAY, RICHARD, JOHN | I | MANAGING DIRECTOR | NA | Control |
| MURRAY, RICHARD, JOHN | I | MANAGING DIRECTOR | NA | Control |
| MURRAY, RICHARD, JOHN | I | MANAGING DIRECTOR | NA | Control |
| MURRAY, RICHARD, JOHN | I | MANAGING DIRECTOR | NA | Control |
| MURRAY, RICHARD, JOHN | I | MANAGING DIRECTOR | NA | Control |
| PRENTISS, ROBERT, NOBLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRENTISS, ROBERT, NOBLE | I | MANAGING DIRECTOR | NA | Control |
| PRENTISS, ROBERT, NOBLE | I | MANAGING DIRECTOR | NA | Control |
| PRENTISS, ROBERT, NOBLE | I | MANAGING DIRECTOR | NA | Control |
| PRENTISS, ROBERT, NOBLE | I | MANAGING DIRECTOR | NA | Control |
| PRENTISS, ROBERT, NOBLE | I | MANAGING DIRECTOR | NA | Control |
| PRENTISS, ROBERT, NOBLE | I | MANAGING DIRECTOR | NA | Control |
| PRENTISS, ROBERT, NOBLE | I | MANAGING DIRECTOR | NA | Control |
| PRENTISS, ROBERT, NOBLE | I | MANAGING DIRECTOR | NA | Control |
| PRENTISS, ROBERT, NOBLE | I | MANAGING DIRECTOR | NA | Control |
| PRENTISS, ROBERT, NOBLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHARE HOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHARE HOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHARE HOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHARE HOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHARE HOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHARE HOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHARE HOLDER | E | Control |
| MESA FINANCIAL ADVISORS, INC. | DE | MAJORITY SHARE HOLDER | E | Control |
| WAYNE CREEK COMPANIES, LLC | DE | SHAREHOLDER | E | Control |
| WAYNE CREEK COMPANIES, LLC | DE | SHAREHOLDER | E | Control |
| WAYNE CREEK COMPANIES, LLC | DE | SHAREHOLDER | E | Control |
| ALBRIGHT, ANTHONY, DENNIS | I | VICE PRESIDENT | C | Control |
| ALBRIGHT, ANTHONY, DENNIS | I | VICE PRESIDENT | C | Control |
| MURRAY, RICHARD, JOHN | I | CHIEF FINANCIAL OFFICER | C | Control |
| MURRAY, RICHARD, JOHN | I | CHIEF FINANCIAL OFFICER | C | Control |
| PRENTISS, ROBERT, NOBLE | I | PRESIDENT | C | Control |
| PRENTISS, ROBERT, NOBLE | I | PRESIDENT | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAKER, L., EDWARD | I | BAKER CAPITAL LLC | E | Control |
| BAKER, L., EDWARD | I | BAKER CAPITAL LLC | E | Control |
| BAKER, L., EDWARD | I | BAKER CAPITAL LLC | E | Control |
| FRECHETTE, PETER | I | WAYNE CREEK COMPANIES, LLC | E | Control |
| FRECHETTE, PETER | I | WAYNE CREEK COMPANIES, LLC | E | Control |
| FRECHETTE, PETER | I | WAYNE CREEK COMPANIES, LLC | E | Control |
| MESA HOLDINGS, INC. | DE | MESA FINANCIAL ADVISORS, INC. | E | Control |
| MESA HOLDINGS, INC. | DE | MESA FINANCIAL ADVISORS, INC. | E | Control |
| MESA HOLDINGS, INC. | DE | MESA FINANCIAL ADVISORS, INC. | E | |
| MESA HOLDINGS, LLC | DE | MESA FINANCIAL ADVISORS, INC. | E | |
| MESA HOLDINGS, LLC | DE | MESA FINANCIAL ADVISORS, INC. | E | |
| BAKER CAPITAL LLC | DE | MESA HOLDINGS, INC. | C | Control |
| BAKER CAPITAL LLC | DE | MESA HOLDINGS, INC. | C | Control |
| BAKER CAPITAL LLC | DE | MESA HOLDINGS, INC. | C |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (6)
AZ CA IA MN TX WI
Address
7760 FRANCE AVENUE SOUTH, #270MINNEAPOLIS, MN 55435-4484
United States
Phone: 952-835-1560