STEVEN A. NOROIAN & ASSOCIATES, INC.
Legal name: NOROIAN CAPITAL MANAGEMENT
CRD #110654 SEC #801-26800 LAFAYETTE, CA 925-299-2000
SEC Registered
Total AUM
$36.8M
Discretionary
$36.8M
Employees
1
Clients
0
Accounts
88
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 12, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCNEILL, MICHAEL, HOWARD | I | VICE PRESIDENT, PORTFOLIO MANAGER, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEILL, MICHAEL, HOWARD | I | VICE PRESIDENT, PORTFOLIO MANAGER, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEILL, MICHAEL, HOWARD | I | VICE PRESIDENT, PORTFOLIO MANAGER, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEILL, MICHAEL, HOWARD | I | VICE PRESIDENT, PORTFOLIO MANAGER, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEILL, MICHAEL, HOWARD | I | VICE PRESIDENT, PORTFOLIO MANAGER, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEILL, MICHAEL, HOWARD | I | VICE PRESIDENT, PORTFOLIO MANAGER, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEILL, MICHAEL, HOWARD | I | VICE PRESIDENT, PORTFOLIO MANAGER, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEILL, MICHAEL, HOWARD | I | VICE PRESIDENT, PORTFOLIO MANAGER, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MITCHELL, DEBORAH, NOROIAN | I | VICE PRESIDENT RESEARCH | NA | Control |
| MITCHELL, DEBORAH, NOROIAN | I | VICE PRESIDENT RESEARCH | NA | Control |
| MITCHELL, DEBORAH, NOROIAN | I | VICE PRESIDENT RESEARCH | NA | Control |
| MITCHELL, DEBORAH, NOROIAN | I | VICE PRESIDENT RESEARCH | NA | Control |
| MITCHELL, DEBORAH, NOROIAN | I | VICE PRESIDENT RESEARCH | NA | Control |
| NOROIAN, STEVEN, ARAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, SECRETARY, TREASURER | NA | Control |
| NOROIAN, STEVEN, ARAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, SECRETARY, TREASURER | NA | Control |
| NOROIAN, STEVEN, ARAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, SECRETARY, TREASURER | NA | Control |
| NOROIAN, STEVEN, ARAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, SECRETARY, TREASURER | NA | Control |
| NOROIAN, STEVEN, ARAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, SECRETARY, TREASURER | E | Control |
| NOROIAN, STEVEN, ARAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, SECRETARY, TREASURER | E | Control |
| NOROIAN, STEVEN, ARAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, SECRETARY, TREASURER | E | Control |
| NOROIAN, STEVEN, ARAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, SECRETARY, TREASURER | E | Control |
| STEVEN A. NOROIAN & LYNNE NOROIAN LIVING TRUST, U/A/D 02/06/92, TRUST A | DE | OWNER | E | Control |
| STEVEN A. NOROIAN & LYNNE NOROIAN LIVING TRUST, U/A/D 02/06/92, TRUST A | DE | OWNER | E | Control |
| STEVEN A. NOROIAN & LYNNE NOROIAN LIVING TRUST, U/A/D 02/06/92, TRUST A | DE | OWNER | E | Control |
| STEVEN A. NOROIAN & LYNNE NOROIAN LIVING TRUST, U/A/D 02/06/92, TRUST A | DE | OWNER | E | Control |
| STEVEN A. NOROIAN AND ASSOCIATES, INC. | DE | CORPORATION | E | Control |
| STEVEN A. NOROIAN AND ASSOCIATES, INC. | DE | CORPORATION | E | Control |
| STEVEN A. NOROIAN AND ASSOCIATES, INC. | DE | CORPORATION | E | Control |
| STEVEN A. NOROIAN AND ASSOCIATES, INC. | DE | CORPORATION | E | Control |
| STEVEN A. NOROIAN AND ASSOCIATES, INC. | DE | CORPORATION | E | Control |
| STEVEN A. NOROIAN AND ASSOCIATES, INC. | DE | CORPORATION | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NOROIAN, STEVEN, ARAM | I | , STEVEN A. NOROIAN & LYNNE NOROIAN LIVING TRUST, U/A/D 02/06/92, TRUST A | E | Control |
| NOROIAN, STEVEN, ARAM | I | , STEVEN A. NOROIAN & LYNNE NOROIAN LIVING TRUST, U/A/D 02/06/92, TRUST A | E | Control |
| NOROIAN, STEVEN, ARAM | I | , STEVEN A. NOROIAN & LYNNE NOROIAN LIVING TRUST, U/A/D 02/06/92, TRUST A | E | Control |
| NOROIAN, STEVEN, ARAM | I | , STEVEN A. NOROIAN & LYNNE NOROIAN LIVING TRUST, U/A/D 02/06/92, TRUST A | E | Control |
Registrations
Federal
IA
Jun 12, 2012 REGISTERED
Notice Filings (8)
AR AZ CA FL KS MI TX UT
Address
3685 MT. DIABLO BLVD.SUITE 353
LAFAYETTE, CA 94549
United States
Phone: 925-299-2000