PAMPEL & ASSOCIATES INC
CRD #110660 SEC #801-41971 MONTICELLO, IN 574-583-7333
SEC Registered Private Funds
Total AUM
$49.2M
Discretionary
$49.2M
Employees
1
Clients
1
Accounts
685
Firm Details
- Organization Type
- Corporation
- State of Formation
- Indiana
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARRINGER, ROGER, WAYNE | I | DIRECTOR OF MARKETING; ASSISTANT COMPLIANCE OFFICER | NA | |
| PAMPEL, CONNIE, KAY | I | SECRETARY/DIR. | NA | |
| PAMPEL, CONNIE, KAY | I | SECRETARY/DIR. | NA | |
| PAMPEL, CONNIE, KAY | I | SECRETARY/DIR. | NA | |
| PAMPEL, CONNIE, KAY | I | SECRETARY/DIR. | NA | |
| PAMPEL, CONNIE, KAY | I | SECRETARY/DIR. | NA | |
| PAMPEL, CONNIE, KAY | I | SECRETARY/DIR. | NA | |
| PAMPEL, CONNIE, KAY | I | SECRETARY/DIR. | NA | |
| PAMPEL, CONNIE, KAY | I | SECRETARY/DIR. | NA | |
| PAMPEL, CONNIE, KAY | I | SECRETARY | NA | |
| PAMPEL, CONNIE, KAY | I | SECRETARY/DIR. | NA | |
| PAMPEL, ERIC, JONATHON | I | ASSISTANT PORTFOLIO MANAGER | NA | Control |
| PAMPEL, ERIC, JONATHON | I | ASSISTANT PORTFOLIO MANAGER | NA | Control |
| PAMPEL, ERIC, JONATHON | I | PORTFOLIO MANAGER | NA | Control |
| PAMPEL, ERIC, JONATHON | I | PORTFOLIO MANAGER | NA | Control |
| PAMPEL, ERIC, JONATHON | I | PORTFOLIO MANAGER | NA | Control |
| PAMPEL, ERIC, JONATHON | I | PORTFOLIO MANAGER | NA | Control |
| PAMPEL, ERIC, JONATHON | I | PORTFOLIO MANAGER | NA | Control |
| PAMPEL, ERIC, JONATHON | I | PORTFOLIO MANAGER | NA | Control |
| PAMPEL, ERIC, JONATHON | I | PORTFOLIO MANAGER | NA | Control |
| PAMPEL, ERIC, JONATHON | I | PORTFOLIO MANAGER | NA | Control |
| RODENBERG, CHERYL, M | I | VICE-PRESIDENT OF CLIENT SERVICES | NA | |
| RODENBERG, CHERYL, M | I | VICE-PRESIDENT OF CLIENT SERVICES | NA | |
| RODENBERG, CHERYL, M | I | VICE-PRESIDENT OF CLIENT SERVICES | NA | |
| RODENBERG, CHERYL, M | I | VICE-PRESIDENT OF CLIENT SERVICES | NA | |
| RODENBERG, CHERYL, M | I | VICE-PRESIDENT OF CLIENT SERVICES | NA | |
| RODENBERG, CHERYL, M | I | VICE-PRESIDENT OF CLIENT SERVICES | NA | |
| RODENBERG, CHERYL, M | I | VICE-PRESIDENT OF CLIENT SERVICES | NA | |
| RODENBERG, CHERYL, M | I | VICE-PRESIDENT OF CLIENT SERVICES | NA | |
| RODENBERG, CHERYL, M | I | CLIENT SERVICES | NA | |
| RODENBERG, CHERYL, M | I | VICE-PRESIDENT OF CLIENT SERVICES | NA | |
| PAMPEL, LARRY, WAYNE | I | PRESIDENT & CEO; CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| PAMPEL, LARRY, WAYNE | I | PRESIDENT & CEO; CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| PAMPEL, LARRY, WAYNE | I | PRESIDENT & CEO; CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| PAMPEL, LARRY, WAYNE | I | PRESIDENT & CEO; CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| PAMPEL, LARRY, WAYNE | I | PRESIDENT & CEO; CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| PAMPEL, LARRY, WAYNE | I | PRESIDENT & CEO; CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| PAMPEL, LARRY, WAYNE | I | PRESIDENT & CEO; CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| PAMPEL, LARRY, WAYNE | I | PRESIDENT & CEO; CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| PAMPEL, LARRY, WAYNE | I | PRESIDENT & CEO; CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| PAMPEL, LARRY, WAYNE | I | PRESIDENT & CEO; CHIEF COMPLIANCE OFFICER AND DIRECTOR | D | Control |
| GORMAN, KEVIN, RICHARD | I | STOCK HOLDER | B | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (8)
CA CO ID IN MI MN TX WI
Address
101 SOUTH MAIN STREETMONTICELLO, IN 47960
United States
Phone: 574-583-7333