GOLDEN CAPITAL MANAGEMENT, LLC
CRD #110667 SEC #801-57973 CHARLOTTE, NC 704-593-1144
SEC Registered
Total AUM
$9.7B
Discretionary
$7.4B
Employees
23
Clients
--
Accounts
1,518
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 10, 2017
- Branch Offices
- --
- LEI
- 549300F04Z4D3CGREP09
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALEXANDER, LYNETTE, WOOD | I | MANAGING DIRECTOR - OPERATIONS | NA | Control |
| ALEXANDER, LYNETTE, WOOD | I | MANAGING DIRECTOR - OPERATIONS | NA | Control |
| ALEXANDER, LYNETTE, WOOD | I | MANAGING DIRECTOR - OPERATIONS | NA | Control |
| ALEXANDER, LYNETTE, WOOD | I | MANAGING DIRECTOR - OPERATIONS | NA | Control |
| ALEXANDER, LYNETTE, WOOD | I | MANAGING DIRECTOR - OPERATIONS | NA | Control |
| ALEXANDER, LYNETTE, WOOD | I | MANAGING DIRECTOR - OPERATIONS | NA | Control |
| ALEXANDER, LYNETTE, WOOD | I | MANAGING DIRECTOR - OPERATIONS | NA | Control |
| ALEXANDER, LYNETTE, WOOD | I | MANAGING DIRECTOR - OPERATIONS | NA | Control |
| ALEXANDER, LYNETTE, WOOD | I | MANAGING DIRECTOR - OPERATIONS | NA | Control |
| ALEXANDER, LYNETTE, WOOD | I | MANAGING DIRECTOR - OPERATIONS | NA | Control |
| ALEXANDER, LYNETTE, WOOD | I | MANAGING DIRECTOR - OPERATIONS | NA | Control |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | DIRECTOR | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| ALEXANDER, LYNETTE, WOOD | I | CHIEF FINANCIAL OFFICER | NA | |
| BARANKO, FRANCIS, JON | I | MEMBER OF BOARD OF MANAGERS | NA | Control |
| BARANKO, FRANCIS, JON | I | EXECUTIVE VICE PRESDIENT/DIRECTOR | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - SALES | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - SALES | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - SALES | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - SALES | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - SALES | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - SALES | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - SALES | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - SALES | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - SALES | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - SALES | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - SALES | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | DIRECTOR | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CANGALOSI, JONATHAN, WILLIAM | I | MANAGING DIRECTOR - EXECUTIVE VICE PRESIDENT | NA | Control |
| CARROLL, ROBERT, BROOKS | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, ROBERT, BROOKS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHANDRA, AMITABH | I | CHIEF INVESTMENT OFFICER | NA | |
| CHANDRA, AMITABH | I | CHIEF INVESTMENT OFFICER | NA | |
| CHANDRA, AMITABH | I | CHIEF INVESTMENT OFFICER | NA | |
| CHANDRA, AMITABH | I | CHIEF INVESTMENT OFFICER | NA | |
| DONAHUE, CHRISTINE, A | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONAHUE, CHRISTINE, A | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | MANAGER/PRESIDENT | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDEN, GREG, WILLIAM | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HARTMAN, KIRK, DOUGLAS | I | MEMBER OF BOARD OF MANAGERS | NA | Control |
| HARTMAN, KIRK, DOUGLAS | I | DIRECTOR | NA | Control |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| KARIMIAN, FEREIDOUN | I | DIRECTOR OF RESEARCH | NA | |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - INVESTMENTS | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | DIRECTOR | NA | Control |
| MOSER, JEFFREY, CORNELL | I | CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| MOSER, JEFFREY, CORNELL | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| NELSON, HARRY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| NELSON, HARRY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORTON, KAREN, LEE | I | MEMBER OF BOARD OF MANAGERS | NA | Control |
| NORTON, KAREN, LEE | I | DIRECTOR | NA | Control |
| SQUIRE, SALLIE, CLEMENTS | I | MEMBER OF BOARD OF MANAGERS | NA | Control |
| SQUIRE, SALLIE, CLEMENTS | I | DIRECTOR | NA | Control |
| WELLS CAPITAL MANAGEMENT INC | DE | 100% OWNER OF GOLDEN CAPITAL MANAGEMENT, LLC | E | Control |
| WELLS CAPITAL MANAGEMENT INC | DE | 100% OWNER OF GOLDEN CAPITAL MANAGEMENT, LLC | E | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING PARTNER | D | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING PARTNER | D | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING PARTNER | D | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING PARTNER | D | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | D | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | D | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | D | Control |
| STRATEGIC INVESTMENT GROUP VENTURES, LLC | DE | MEMBER; VENTURE MANAGER | D | Control |
| STRATEGIC INVESTMENT GROUP VENTURES, LLC | DE | MEMBER; VENTURE MANAGER | D | Control |
| STRATEGIC INVESTMENT MANAGEMENT | DE | MEMBER; VENTURE MANAGER | D | Control |
| STRATEGIC INVESTMENT MANAGEMENT | DE | MEMBER; VENTURE MANAGER | D | Control |
| WELLS CAPITAL MANAGEMENT INC | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | DE | MEMBER | D | Control |
| ALTERNATIVE STRATEGIES GROUP, INC. | DE | MEMBER | C | Control |
| ALTERNATIVE STRATEGIES GROUP, INC. | DE | MEMBER | C | Control |
| ALTERNATIVE STRATEGIES GROUP, INC. | DE | MEMBER | C | Control |
| ALTERNATIVE STRATEGIES GROUP, INC. | DE | MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING PARTNER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING PARTNER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING PARTNER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING PARTNER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| GCM PARTNERS INC. | DE | MEMBER - MANAGING MEMBER | C | Control |
| SMITH ASSET MANAGEMENT GROUP LP | DE | MEMBER | C | Control |
| SMITH ASSET MANAGEMENT GROUP LP | DE | MEMBER | C | Control |
| SMITH ASSET MANAGEMENT GROUP LP | DE | MEMBER | C | Control |
| WACHOVIA ALTERNATIVE STRATEGIES, INC. | DE | MEMBER | C | Control |
| WACHOVIA ALTERNATIVE STRATEGIES, INC. | DE | MEMBER | C | Control |
| WACHOVIA ALTERNATIVE STRATEGIES, INC. | DE | MEMBER | C | Control |
| SMITH ASSET MANAGEMENT GROUP LP | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STRATEGIC INVESTMENT MANAGEMENT | DE | STRATEGIC INVESTMENT GROUP VENTURES, LLC | F | Control |
| STRATEGIC INVESTMENT MANAGEMENT | DE | STRATEGIC INVESTMENT GROUP VENTURES, LLC | F | Control |
| CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES, LLC | E | Control |
| CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES, LLC | E | Control |
| CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES, LLC | E | |
| CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM | DE | STRATEGIC INVESTMENT GROUP VENTURES, LLC | E | |
| EVEREN CAPITAL CORPORATION | DE | WELLS FARGO ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| EVEREN CAPITAL CORPORATION | DE | WELLS FARGO ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| WACHOVIA CORPORATION | DE | EVERGREEN ALTERNATIVE STRATEGIES, INC. | E | Control |
| WACHOVIA CORPORATION | DE | WACHOVIA ALTERNATIVE STRATEGIES, INC. | E | Control |
| WACHOVIA CORPORATION | DE | EVERGREEN ALTERNATIVE STRATEGIES, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WACHOVIA CORPORATION | E | Control |
| WELLS FARGO & COMPANY | DE | ALTERNATIVE STRATEGIES GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | ALTERNATIVE STRATEGIES GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | ALTERNATIVE STRATEGIES GROUP, INC. | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WELLS FARGO BANK, NATIONAL ASSOCIATION | E | Control |
| WELLS FARGO & COMPANY | DE | WFC HOLDINGS CORPORATION | E | Control |
| WELLS FARGO & COMPANY | DE | EVEREN CAPITAL CORPORATION | E | Control |
| WELLS FARGO & COMPANY | DE | WFC HOLDINGS CORPORATION | E | Control |
| WELLS FARGO & COMPANY | DE | WFC HOLDINGS CORPORATION | E | Control |
| WELLS FARGO ASSET MANAGEMENT HOLDINGS, LLC | DE | WELLS CAPITAL MANAGEMENT INC. | E | Control |
| WELLS FARGO ASSET MANAGEMENT HOLDINGS, LLC | DE | WELLS CAPITAL MANAGEMENT INC. | E | Control |
| WELLS FARGO BANK, N.A. | DE | WELLS CAPITAL MANAGEMENT INCORPORATED | E | Control |
| WFC HOLDINGS CORPORATION | DE | WELLS FARGO BANK, N.A. | E | Control |
| WFC HOLDINGS CORPORATION | DE | WELLS FARGO BANK, N.A. | E | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| GOLDEN, GREG, WILLIAM | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
| MOSER, JEFFREY, CORNELL | I | GCM PARTNERS INC. | C | Control |
Registrations
Federal
IA
Apr 10, 2017 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
10715 DAVID TAYLOR DRSUITE 400
CHARLOTTE, NC 28262
United States
Phone: 704-593-1144