GROSVENOR INVESTMENT MANAGEMENT US INC.

Legal name: LEGG MASON REAL ESTATE SERVICES INC

CRD #110685 SEC #801-37304 PHILADELPHIA, PA 215-446-8100

SEC Registered

Total AUM

$1.6B

Discretionary

$392.2M

Employees

Clients

Accounts

Firm Details

Organization Type: Corporation
State of Formation: --
Fiscal Year End: MARCH
Registration Date: --
Latest Filing: Feb 16, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ABELMANN, WILLIAM	I	MEMBER- BOARD OF DIRECTORS	NA	Control
BAIN, PETER, LANNING	I	DIRECTOR	NA	Control
BAIN, PETER, LANNING	I	DIRECTOR	NA	Control
BEEVOR, STUART, ROBERT	I	CHAIRMAN	NA	Control
BUTCHENHART, ROBERT, CRAIG	I	EXECUTIVE V.P.	NA	Control
BUTCHENHART, ROBERT, CRAIG	I	EXECUTIVE V.P.	NA	Control
CALLANTINE, DOUGLAS, SCOTT	I	PRESIDENT,	NA	Control
CALLANTINE, DOUGLAS, SCOTT	I	EXECUTIVE V.P.	NA	Control
CALLANTINE, DOUGLAS, SCOTT	I	PRESIDENT,	NA	Control
CALLANTINE, DOUGLAS, SCOTT	I	EXECUTIVE V.P.	NA	Control
CALLANTINE, DOUGLAS, SCOTT	I	PRESIDENT, DIRECTOR	NA	Control
DALESSIO, M, WALTER	I	DIRECTOR, PRESIDENT & CEO	NA	Control
DALESSIO, M, WALTER	I	CHAIRMAN	NA	Control
DALESSIO, M, WALTER	I	DIRECTOR, PRESIDENT & CEO	NA	Control
DALESSIO, M, WALTER	I	CHAIRMAN	NA	Control
HANDS, KATHLEEN, MARGARET	I	MANAGING DIRECTOR	NA	Control
HANDS, KATHLEEN, MARGARET	I	DIRECTOR OF EQUITY	NA	Control
HANDS, KATHLEEN, MARGARET	I	MANAGING DIRECTOR	NA	Control
HANDS, KATHLEEN, MARGARET	I	DIRECTOR OF EQUITY	NA	Control
HANDS, KATHLEEN, MARGARET	I	MANAGING DIRECTOR	NA	Control
HIMELFARB, RICHARD, JAY	I	DIRECTOR	NA	Control
HIMELFARB, RICHARD, JAY	I	DIRECTOR	NA	Control
HIMELFARB, RICHARD, JAY	I	DIRECTOR	NA	Control
HIMELFARB, RICHARD, JAY	I	DIRECTOR	NA	Control
HUESKEN, ELLIOTT, JOSEPH	I	EXECUTIVE V.P. & CFO	NA	Control
HUESKEN, ELLIOTT, JOSEPH	I	EXECUTIVE V.P. & CFO	NA	Control
LAYMAN, RICHARD, KEITH	I	SENIOR MANAGING DIRECTOR, DIRECTOR	NA	Control
LAYMAN, RICHARD, KEITH	I	MANAGING DIRECTOR	NA	Control
LAYMAN, RICHARD, KEITH	I	SENIOR MANAGING DIRECTOR, DIRECTOR	NA	Control
LAYMAN, RICHARD, KEITH	I	MANAGING DIRECTOR	NA	Control
LAYMAN, RICHARD, KEITH	I	SENIOR MANAGING DIRECTOR, DIRECTOR	NA	Control
MASON, RAYMOND, ADAMS	I	DIRECTOR	NA	Control
MASON, RAYMOND, ADAMS	I	DIRECTOR	NA	Control
MCPAUL, MICHAEL, J.	I	MANAGING DIRECTOR, ACCOUNTING & FINANCE, CHIEF COMPLIANCE OFFICER	NA	Control
MCPAUL, MICHAEL, J.	I	DIRECTOR OF ASSET MANAGEMENT AND CLIENT ACCOUNTING	NA	Control
MCPAUL, MICHAEL, J.	I	SENIOR DIRECTOR, ACCOUNTING & FINANCE	NA	Control
MCPAUL, MICHAEL, J.	I	DIRECTOR OF ASSET MANAGEMENT AND CLIENT ACCOUNTING	NA	Control
MCPAUL, MICHAEL, J.	I	SENIOR DIRECTOR, ACCOUNTING & FINANCE	NA	Control
VENEZIALE, EUGENE, JOHN	I	DIRECTOR, EXECUTIVE V.P. & COO	NA	Control
VENEZIALE, EUGENE, JOHN	I	DIRECTOR, EXECUTIVE V.P. & COO	NA	Control
GROSVENOR FUND MANAGEMENT USA INC.	DE	SOLE SHAREHOLDER	E	Control
LEGG MASON, INC.	DE	SOLE SHAREHOLDER OF APPLICANT	E	Control
LEGG MASON, INC.	DE	SOLE SHAREHOLDER OF APPLICANT	E	Control
LEGG MASON, INC.	DE	SOLE SHAREHOLDER OF APPLICANT	E	Control
LEGG MASON, INC.	DE	SOLE SHAREHOLDER OF APPLICANT	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BROADHURST, ROBIN, SHEDDEN	I	GROSVENOR GROUP LIMITED	F	Control
LOVEDAY, MARK, ANTONY	I	GROSVENOR GROUP LIMITED	F	Control
NEWSUM, JEREMY, HENRY	I	GROSVENOR GROUP LIMITED	F	Control
GROSVENOR FUND MANAGEMENT (USA) INC	DE	GROSVENOR INVESTMENT MANAGEMENT US INC	E	Control
GROSVENOR FUND MANAGEMENT LIMITED	FE	GROSVENOR INTERNATIONAL FUND MANAGEMENT LIMITIED	E	Control
GROSVENOR GROUP LIMITED	FE	GROSVENOR FUND MANAGEMENT LIMITED	E	Control
GROSVENOR INTERNATIONAL FUND MANAGEMENT LIMITED	FE	GROSVENOR FUND MANAGEMENT (USA) INC.	E	Control

Registrations

Federal

Feb 16, 2007 REGISTERED

Notice Filings (1)

Address

1600 MARKET STREET
13TH FLOOR
PHILADELPHIA, PA 19103
USA

Phone: 215-446-8100