SYMPHONY ASSET MANAGEMENT LLC
CRD #110687 SEC #801-52638 SAN FRANCISCO, CA 415-676-4000
SEC Registered Private Funds
Total AUM
$16.2B
Discretionary
$16.2B
Employees
99
Clients
--
Accounts
46
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 24, 2020
- Branch Offices
- 1
- LEI
- 549300WWPCXP14L1F885
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHEN, AMY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHEN, AMY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHEN, AMY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHEN, AMY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHEN, AMY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHEN, AMY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHEN, AMY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHEN, AMY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| COTTIPALLI, PRAVEEN | I | DIRECTOR OF INVESTMENTS | NA | Control |
| COTTIPALLI, PRAVEEN | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOLDSTEIN, DAVID, CRAIG | I | CHIEF OPERATING OFFICER | NA | |
| GOTTIPALLI, PRAVEEN, KUMAR | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GOTTIPALLI, PRAVEEN, KUMAR | I | DIRECTOR, EQUITY INVESTMENTS | NA | Control |
| GOTTIPALLI, PRAVEEN, KUMAR | I | DIRECTOR, EQUITY INVESTMENTS | NA | Control |
| GOTTIPALLI, PRAVEEN, KUMAR | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GOTTIPALLI, PRAVEEN, KUMAR | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GOTTIPALLI, PRAVEEN, KUMAR | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GOTTIPALLI, PRAVEEN, KUMAR | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GOTTIPALLI, PRAVEEN, KUMAR | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GOTTIPALLI, PRAVEEN, KUMAR | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GOTTIPALLI, PRAVEEN, KUMAR | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GOTTIPALLI, PRAVEEN, KUMAR | I | DIRECTOR OF INVESTMENTS | NA | Control |
| GOTTIPALLI, PRAVEEN, KUMAR | I | DIRECTOR, EQUITY INVESTMENTS | NA | Control |
| GRACE, SCOTT, STEWART | I | BUSINESS HEAD | NA | |
| GRACE, SCOTT, STEWART | I | BUSINESS HEAD | NA | |
| GRACE, SCOTT, STEWART | I | BUSINESS HEAD | NA | |
| GRACE, SCOTT, STEWART | I | BUSINESS HEAD | NA | |
| GRACE, SCOTT, STEWART | I | BUSINESS HEAD | NA | |
| GRACE, SCOTT, STEWART | I | BUSINESS HEAD | NA | |
| GRACE, SCOTT, STEWART | I | BUSINESS HEAD | NA | |
| GRACE, SCOTT, STEWART | I | BUSINESS HEAD | NA | |
| GRACE, SCOTT, STEWART | I | BUSINESS HEAD | NA | |
| GULRAJANI, DEEPAK | I | DIRECTOR OF FIXED INCOME | NA | Control |
| HENMAN, MICHAEL | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL, JOSEPH | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL, JOSEPH | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL, JOSEPH | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL, JOSEPH | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL, JOSEPH | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL, JOSEPH | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL, JOSEPH | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL, JOSEPH | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL, JOSEPH | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL, JOSEPH | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| HENMAN, MICHAEL, JOSEPH | I | DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEEFE, MARY, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MACDONALD, JUDITH, R | I | GENERAL COUNSEL | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MCKILLEN, ANGELA, MARIE | I | CHIEF FINANCIAL OFFICER | NA | |
| MOORE, GEOFFREY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, GEOFFREY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, GEOFFREY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, GEOFFREY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, GEOFFREY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| POPKIN, ANNE, BRANDEIS | I | PRESIDENT | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CCO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CCO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CCO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CCO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CFO | NA | Control |
| RUDOLPH, NEIL, LAWRENCE | I | COO/CCO/CFO | NA | Control |
| SKELTON, JEFFREY | I | CEO & PRESIDENT | NA | Control |
| SKELTON, JEFFREY | I | CEO & PRESIDENT | NA | Control |
| SKELTON, JEFFREY | I | CEO & PRESIDENT | NA | Control |
| SKELTON, JEFFREY | I | CEO & PRESIDENT | NA | Control |
| SKELTON, JEFFREY, LAURENCE | I | CEO & PRESIDENT | NA | Control |
| SKELTON, JEFFREY, LAURENCE | I | CEO & PRESIDENT | NA | Control |
| SKELTON, JEFFREY, LAURENCE | I | CEO & PRESIDENT | NA | Control |
| SKELTON, JEFFREY, LAURENCE | I | CEO & PRESIDENT | NA | Control |
| SKELTON, JEFFREY, LAURENCE | I | CEO & PRESIDENT | NA | Control |
| SKELTON, JEFFREY, LAURENCE | I | CEO & PRESIDENT | NA | Control |
| SKELTON, JEFFREY, LAURENCE | I | CEO & PRESIDENT | NA | Control |
| SKELTON, JEFFREY, LAURENCE | I | CEO & PRESIDENT | NA | Control |
| SKELTON, JEFFREY, LAURENCE | I | CEO & PRESIDENT | NA | Control |
| SKELTON, JEFFREY, LAURENCE | I | CEO & PRESIDENT | NA | Control |
| STEIN, GUNTHER, M | I | DIRECTOR, FIXED INCOME STRATEGIES | NA | Control |
| STEIN, GUNTHER, MAURICE | I | DIRECTOR, FIXED INCOME STRATEGIES | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | DIRECTOR, FIXED INCOME STRATEGIES | NA | Control |
| STEIN, GUNTHER, MAURICE | I | DIRECTOR, FIXED INCOME STRATEGIES | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CIO & DIRECTOR, FIXED INCOME STRATEGIES | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | DIRECTOR, FIXED INCOME STRATEGIES | NA | Control |
| STEIN, GUNTHER, MAURICE | I | DIRECTOR, FIXED INCOME STRATEGIES | NA | Control |
| STEIN, GUNTHER, MAURICE | I | DIRECTOR, FIXED INCOME STRATEGIES | NA | Control |
| STEIN, GUNTHER, MAURICE | I | DIRECTOR, FIXED INCOME STRATEGIES | NA | Control |
| STEIN, GUNTHER, MAURICE | I | DIRECTOR, FIXED INCOME STRATEGIES | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECTUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | DIRECTOR, FIXED INCOME STRATEGIES | NA | Control |
| STEIN, GUNTHER, MAURICE | I | DIRECTOR, FIXED INCOME STRATEGIES | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| STEIN, GUNTHER, MAURICE | I | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | NA | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS, INC. | DE | MEMBER | D | Control |
| THE JOHN NUVEEN COMPANY | DE | MEMBER | D | Control |
| THE JOHN NUVEEN COMPANY | DE | MEMBER | D | Control |
| THE JOHN NUVEEN COMPANY | DE | MEMBER | D | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
| NUVEEN INVESTMENTS HOLDINGS, INC. | DE | MANAGING MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS V-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | F | |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MADISON DEARBORN PARTNERS V-A&C, L.P. | DE | MDCP HOLDCO (WINDY), LLC | F | Control |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MERRILL LYNCH GP INC. | DE | MLGPE PARTNERS II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| MLGPE PARTNERS II, LP | FE | MLGPE FUND US II, LP | F | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO. INC. | E | |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS V-A, L.P. | DE | MDCP HOLDCO (WINDY), LLC | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH & CO., INC. | DE | MERRILL LYNCH GROUP, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | ML IBK POSITIONS, INC. | E | |
| MERRILL LYNCH GROUP, INC. | DE | MERRILL LYNCH GP INC. & ML IBK POSITIONS, INC. | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML IBK POSITIONS, INC | DE | MLPGE FUND US II, LP | E | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE FUND US II, LP | DE | MLGPE U.S. STRATEGIES LLC | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | E | |
| MLGPE U.S. STRATEGIES LLC | DE | ML WINDY CITY INVESTMENTS HOLDINGS, LLC | E | |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN FINANCE, LLC | DE | NUVEEN HOLDINGS 1, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS 1, INC. | DE | NUVEEN HOLDINGS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN HOLDINGS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| NUVEEN, LLC | DE | NUVEEN FINANCE, LLC | E | Control |
| TAM FINANCE COMPANY, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA GLOBAL ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA GLOBAL ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA GLOBAL ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA GLOBAL ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA GLOBAL ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA GLOBAL ASSET MANAGEMENT, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | NUVEEN, LLC | E | Control |
| THE JOHN NUVEEN COMPANY | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| THE JOHN NUVEEN COMPANY | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| THE JOHN NUVEEN COMPANY | DE | NUVEEN INVESTMENTS HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | DE | NUVEEN HOLDINGS, INC. | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TAM FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA GLOBAL ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA GLOBAL ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA GLOBAL ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA GLOBAL ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA GLOBAL ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| TIAA GLOBAL ASSET MANAGEMENT, LLC | DE | TIAA ASSET MANAGEMENT FINANCE COMPANY, LLC | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS HOLDINGS, LLC | DE | WINDY CITY INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| WINDY CITY INVESTMENTS, INC. | DE | NUVEEN INVESTMENTS, INC. | E | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| MDCP HOLDCO (WINDY), LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C | Control |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| ML WINDY CITY INVESTMENTS HOLDINGS LLC | DE | WINDY CITY INVESTMENTS HOLDINGS LLC | C | |
| MLGPE U.S. STRATEGIES LLC | DE | WINDY CITY INVESTMENTS HOLDINGS, LLC | C |
Registrations
Federal
IA
Aug 24, 2020 REGISTERED
Notice Filings (51)
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Address
555 CALIFORNIA STREETSUITE 3100
SAN FRANCISCO, CA 94104-1534
United States
Phone: 415-676-4000