SIGMA PLANNING CORPORATION
Legal name: SPC
CRD #110692 SEC #801-20404 ANN ARBOR, MI 734-663-1611
SEC Registered Disclosures
Total AUM
$5.7B
Discretionary
$5.6B
Employees
462
Clients
251
Accounts
26,544
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2025 | $5.7B | $5.6B | $14.7M | 462 | 4,337 |
| Mar 2025 | $5.7B | $5.6B | $14.7M | 462 | 4,337 |
| Mar 2025 | $5.7B | $5.6B | $14.7M | 462 | 4,337 |
| Jul 2024 | $5.6B | $5.5B | $13.3M | 470 | 3,486 |
| May 2024 | $5.6B | $5.5B | $13.3M | 470 | 3,486 |
| Mar 2024 | $5.6B | $5.5B | $13.3M | 470 | 3,486 |
| Mar 2024 | $5.6B | $5.5B | $13.3M | 470 | 3,486 |
| Nov 2023 | $6B | $6B | $12.8M | 610 | 704 |
| Oct 2023 | $6B | $6B | $12.8M | 610 | 704 |
| Sep 2023 | $6B | $6B | $12.8M | 610 | 704 |
| Sep 2023 | $6B | $6B | $12.8M | 610 | 704 |
| Jul 2023 | $6B | $6B | $12.8M | 610 | 704 |
| Mar 2023 | $6B | $6B | $12.8M | 610 | 704 |
| Oct 2022 | $6.9B | $6.8B | $14M | 628 | 964 |
| Sep 2022 | $6.9B | $6.8B | $14M | 628 | 964 |
| May 2022 | $6.9B | $6.8B | $14M | 628 | 964 |
| Mar 2022 | $6.9B | $6.8B | $14M | 628 | 964 |
| May 2021 | $5.6B | $5.6B | $11.2M | 720 | 682 |
| Mar 2021 | $5.6B | $5.6B | $11.2M | 720 | 682 |
| Feb 2021 | $4.6B | $4.5B | $9.8M | 705 | 862 |
| Nov 2020 | $4.6B | $4.5B | $9.8M | 705 | 862 |
| Jul 2020 | $4.6B | $4.5B | $9.8M | 705 | 862 |
| Jun 2020 | $4.6B | $4.5B | $9.8M | 705 | 862 |
| Mar 2020 | $4.6B | $4.5B | $9.8M | 705 | 862 |
| Mar 2020 | $3.6B | $3.6B | $8.7M | 729 | 707 |
| Oct 2019 | $3.6B | $3.6B | $8.7M | 729 | 707 |
| Mar 2019 | $3.6B | $3.6B | $8.7M | 729 | 707 |
| Jan 2019 | $3.4B | $3.3B | $9.6M | 714 | 707 |
| Mar 2018 | $3.4B | $3.3B | $9.6M | 714 | 707 |
| Jul 2017 | $2.6B | $2.6B | $6.6M | 676 | 15,000 |
| Mar 2017 | $2.6B | $2.6B | $6.6M | 676 | 15,000 |
| Mar 2017 | $2.6B | $2.6B | $6.6M | 676 | 15,000 |
| Sep 2016 | $2B | $2B | $5.7M | 684 | 15,000 |
| Mar 2016 | $2B | $2B | $5.7M | 684 | 15,000 |
| Nov 2015 | $2.4B | $2.4B | $5.6M | 724 | 10,000 |
| Mar 2015 | $2.4B | $2.4B | $5.6M | 724 | 10,000 |
| Aug 2014 | $2B | $2B | $217.2K | 730 | 10,000 |
| Aug 2014 | $2B | $2B | $217.2K | 730 | 10,000 |
| Aug 2014 | $2B | $2B | $217.2K | 730 | 10,000 |
| Jul 2014 | $2B | $2B | $217.2K | 730 | 10,000 |
| May 2014 | $2B | $2B | $217.2K | 730 | 10,000 |
| Mar 2014 | $2B | $2B | $217.2K | 730 | 10,000 |
| Dec 2013 | $1.6B | $1.6B | $0 | 700 | 10,000 |
| May 2013 | $1.6B | $1.6B | $0 | 700 | 10,000 |
| Feb 2013 | $1.6B | $1.6B | $0 | 700 | 10,000 |
| Sep 2012 | $1.4B | $1.4B | $0 | 501 | 10,000 |
| Apr 2012 | $1.4B | $1.4B | $0 | 501 | 10,000 |
| Mar 2012 | $1.4B | $1.4B | $0 | 501 | 10,000 |
| Jan 2012 | $1.4B | $1.4B | $0 | 501 | 10,000 |
| Mar 2011 | $1.4B | $1.3B | $132.4M | 501 | -- |
| Feb 2011 | $1.4B | $1.3B | $132.4M | 501 | -- |
| Jan 2011 | $928M | $761M | $167M | 501 | -- |
| Feb 2009 | $468M | $418M | $50M | 501 | -- |
| Dec 2007 | $839.9M | $800.4M | $39.5M | 501 | -- |
| May 2007 | $839.9M | $800.4M | $39.5M | 501 | -- |
| Mar 2007 | $839.9M | $800.4M | $39.5M | 501 | -- |
| Mar 2006 | $621.9M | $584.2M | $37.7M | 251 | -- |
| May 2005 | $334.8M | $310.8M | $24M | 251 | -- |
| Dec 2004 | $199M | $175M | $24M | 251 | -- |
| Jun 2004 | $199M | $175M | $24M | 251 | -- |
| Apr 2002 | $134M | $134M | $0 | 251 | -- |
| Oct 2001 | $134.2M | $134.2M | $0 | 5 | -- |
| Jul 2001 | $134.2M | $134.2M | $0 | 5 | -- |
| Jul 2001 | $134.2M | $134.2M | $0 | 5 | -- |
| May 2001 | $134.2M | $134.2M | $0 | 5 | -- |
DateApr 2025
Total AUM$5.7B
Discretionary$5.6B
Non-Disc.$14.7M
Employees462
Clients4,337
DateMar 2025
Total AUM$5.7B
Discretionary$5.6B
Non-Disc.$14.7M
Employees462
Clients4,337
DateMar 2025
Total AUM$5.7B
Discretionary$5.6B
Non-Disc.$14.7M
Employees462
Clients4,337
DateJul 2024
Total AUM$5.6B
Discretionary$5.5B
Non-Disc.$13.3M
Employees470
Clients3,486
DateMay 2024
Total AUM$5.6B
Discretionary$5.5B
Non-Disc.$13.3M
Employees470
Clients3,486
DateMar 2024
Total AUM$5.6B
Discretionary$5.5B
Non-Disc.$13.3M
Employees470
Clients3,486
DateMar 2024
Total AUM$5.6B
Discretionary$5.5B
Non-Disc.$13.3M
Employees470
Clients3,486
DateNov 2023
Total AUM$6B
Discretionary$6B
Non-Disc.$12.8M
Employees610
Clients704
DateOct 2023
Total AUM$6B
Discretionary$6B
Non-Disc.$12.8M
Employees610
Clients704
DateSep 2023
Total AUM$6B
Discretionary$6B
Non-Disc.$12.8M
Employees610
Clients704
DateSep 2023
Total AUM$6B
Discretionary$6B
Non-Disc.$12.8M
Employees610
Clients704
DateJul 2023
Total AUM$6B
Discretionary$6B
Non-Disc.$12.8M
Employees610
Clients704
DateMar 2023
Total AUM$6B
Discretionary$6B
Non-Disc.$12.8M
Employees610
Clients704
DateOct 2022
Total AUM$6.9B
Discretionary$6.8B
Non-Disc.$14M
Employees628
Clients964
DateSep 2022
Total AUM$6.9B
Discretionary$6.8B
Non-Disc.$14M
Employees628
Clients964
DateMay 2022
Total AUM$6.9B
Discretionary$6.8B
Non-Disc.$14M
Employees628
Clients964
DateMar 2022
Total AUM$6.9B
Discretionary$6.8B
Non-Disc.$14M
Employees628
Clients964
DateMay 2021
Total AUM$5.6B
Discretionary$5.6B
Non-Disc.$11.2M
Employees720
Clients682
DateMar 2021
Total AUM$5.6B
Discretionary$5.6B
Non-Disc.$11.2M
Employees720
Clients682
DateFeb 2021
Total AUM$4.6B
Discretionary$4.5B
Non-Disc.$9.8M
Employees705
Clients862
DateNov 2020
Total AUM$4.6B
Discretionary$4.5B
Non-Disc.$9.8M
Employees705
Clients862
DateJul 2020
Total AUM$4.6B
Discretionary$4.5B
Non-Disc.$9.8M
Employees705
Clients862
DateJun 2020
Total AUM$4.6B
Discretionary$4.5B
Non-Disc.$9.8M
Employees705
Clients862
DateMar 2020
Total AUM$4.6B
Discretionary$4.5B
Non-Disc.$9.8M
Employees705
Clients862
DateMar 2020
Total AUM$3.6B
Discretionary$3.6B
Non-Disc.$8.7M
Employees729
Clients707
DateOct 2019
Total AUM$3.6B
Discretionary$3.6B
Non-Disc.$8.7M
Employees729
Clients707
DateMar 2019
Total AUM$3.6B
Discretionary$3.6B
Non-Disc.$8.7M
Employees729
Clients707
DateJan 2019
Total AUM$3.4B
Discretionary$3.3B
Non-Disc.$9.6M
Employees714
Clients707
DateMar 2018
Total AUM$3.4B
Discretionary$3.3B
Non-Disc.$9.6M
Employees714
Clients707
DateJul 2017
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$6.6M
Employees676
Clients15,000
DateMar 2017
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$6.6M
Employees676
Clients15,000
DateMar 2017
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$6.6M
Employees676
Clients15,000
DateSep 2016
Total AUM$2B
Discretionary$2B
Non-Disc.$5.7M
Employees684
Clients15,000
DateMar 2016
Total AUM$2B
Discretionary$2B
Non-Disc.$5.7M
Employees684
Clients15,000
DateNov 2015
Total AUM$2.4B
Discretionary$2.4B
Non-Disc.$5.6M
Employees724
Clients10,000
DateMar 2015
Total AUM$2.4B
Discretionary$2.4B
Non-Disc.$5.6M
Employees724
Clients10,000
DateAug 2014
Total AUM$2B
Discretionary$2B
Non-Disc.$217.2K
Employees730
Clients10,000
DateAug 2014
Total AUM$2B
Discretionary$2B
Non-Disc.$217.2K
Employees730
Clients10,000
DateAug 2014
Total AUM$2B
Discretionary$2B
Non-Disc.$217.2K
Employees730
Clients10,000
DateJul 2014
Total AUM$2B
Discretionary$2B
Non-Disc.$217.2K
Employees730
Clients10,000
DateMay 2014
Total AUM$2B
Discretionary$2B
Non-Disc.$217.2K
Employees730
Clients10,000
DateMar 2014
Total AUM$2B
Discretionary$2B
Non-Disc.$217.2K
Employees730
Clients10,000
DateDec 2013
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees700
Clients10,000
DateMay 2013
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees700
Clients10,000
DateFeb 2013
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees700
Clients10,000
DateSep 2012
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees501
Clients10,000
DateApr 2012
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees501
Clients10,000
DateMar 2012
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees501
Clients10,000
DateJan 2012
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$0
Employees501
Clients10,000
DateMar 2011
Total AUM$1.4B
Discretionary$1.3B
Non-Disc.$132.4M
Employees501
Clients--
DateFeb 2011
Total AUM$1.4B
Discretionary$1.3B
Non-Disc.$132.4M
Employees501
Clients--
DateJan 2011
Total AUM$928M
Discretionary$761M
Non-Disc.$167M
Employees501
Clients--
DateFeb 2009
Total AUM$468M
Discretionary$418M
Non-Disc.$50M
Employees501
Clients--
DateDec 2007
Total AUM$839.9M
Discretionary$800.4M
Non-Disc.$39.5M
Employees501
Clients--
DateMay 2007
Total AUM$839.9M
Discretionary$800.4M
Non-Disc.$39.5M
Employees501
Clients--
DateMar 2007
Total AUM$839.9M
Discretionary$800.4M
Non-Disc.$39.5M
Employees501
Clients--
DateMar 2006
Total AUM$621.9M
Discretionary$584.2M
Non-Disc.$37.7M
Employees251
Clients--
DateMay 2005
Total AUM$334.8M
Discretionary$310.8M
Non-Disc.$24M
Employees251
Clients--
DateDec 2004
Total AUM$199M
Discretionary$175M
Non-Disc.$24M
Employees251
Clients--
DateJun 2004
Total AUM$199M
Discretionary$175M
Non-Disc.$24M
Employees251
Clients--
DateApr 2002
Total AUM$134M
Discretionary$134M
Non-Disc.$0
Employees251
Clients--
DateOct 2001
Total AUM$134.2M
Discretionary$134.2M
Non-Disc.$0
Employees5
Clients--
DateJul 2001
Total AUM$134.2M
Discretionary$134.2M
Non-Disc.$0
Employees5
Clients--
DateJul 2001
Total AUM$134.2M
Discretionary$134.2M
Non-Disc.$0
Employees5
Clients--
DateMay 2001
Total AUM$134.2M
Discretionary$134.2M
Non-Disc.$0
Employees5
Clients--