RIA Intelligence

LEGG MASON FUND ADVISER INC

CRD #110694 SEC #801-16958 BALTIMORE, MD 410-539-0000
SEC Registered
Total AUM
$14.9B
Discretionary
$14.9B
Employees
--
Clients
--
Accounts
18

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
MARCH
Registration Date
--
Latest Filing
Oct 12, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BAIN, PETER, LANNINGIVICE PRESIDENT AND DIRECTORNA Control
BECKER, THEODORE, PAULICHIEF COMPLIANCE OFFICERNA Control
BECKER, THEODORE, PAULICHIEF COMPLIANCE OFFICERNA Control
BECKER, THEODORE, PAULICHIEF COMPLIANCE OFFICERNA Control
CHOWDHURY, DEEPAKIPRESIDENTNA Control
CHOWDHURY, DEEPAKIPRESIDENTNA Control
CHOWDHURY, DEEPAKIVICE PRESIDENTNA Control
DALEY, CHARLES, JAMESIVICE PRESIDENT AND DIRECTORNA Control
DALEY, CHARLES, JAMESIVICE PRESIDENT AND DIRECTORNA Control
DALEY, CHARLES, JAMESIVICE PRESIDENT AND DIRECTORNA Control
DELGUERCIO, ROCCO, ANGELOICHIEF FINANCIAL OFFICERNA Control
DELGUERCIO, ROCCO, ANGELOICHIEF FINANCIAL OFFICERNA Control
FETTING, MARK, RAYMONDIDIRECTORNA Control
FETTING, MARK, RAYMONDIPRESIDENT AND DIRECTORNA Control
FETTING, MARK, RAYMONDIDIRECTORNA Control
FETTING, MARK, RAYMONDIPRESIDENT AND DIRECTORNA Control
GERKEN, ROBERT, JAYIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
GERKEN, ROBERT, JAYIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
KARPINSKI, MARIE, KELLYIVICE PRESIDENT AND TREASURERNA Control
KARPINSKI, MARIE, KELLYIVICE PRESIDENT AND TREASURERNA Control
KARPINSKI, MARIE, KELLYIVICE PRESIDENT AND TREASURERNA Control
KARPINSKI, MARIE, KELLYIVICE PRESIDENT AND TREASURERNA Control
KELLY, JEANNE, MARIEISENIOR VICE PRESIDENTNA Control
KELLY, JEANNE, MARIEISENIOR VICE PRESIDENTNA Control
LAROCQUE, JOSEPH, PATRICKIVICE PRESIDENTNA Control
MERCHANT, THOMAS, CLIFTONIVICE PRESIDENT AND ASSISTANT SECRETARYNA Control
MERCHANT, THOMAS, CLIFTONIVICE PRESIDENT AND ASSISTANT SECRETARYNA Control
MERCHANT, THOMAS, CLIFTONIVICE PRESIDENT AND ASSISTANT SECRETARYNA Control
MERZ, GREGORYISECRETARYNA Control
ODENATH, DAVID, R.IDIRECTORNA Control
ODENATH, DAVID, R.IDIRECTORNA Control
OLMERT, AMY, MITOLAIVICE PRESIDENTNA Control
SACHS, PHILIP, EDWINIVICE PRESIDENTNA Control
SACHS, PHILIP, EDWINIVICE PRESIDENTNA Control
SCHEVE, TIMOTHY, CHARLESIDIRECTORNA Control
SCHEVE, TIMOTHY, CHARLESIDIRECTORNA Control
SCHEVE, TIMOTHY, CHARLESIDIRECTORNA Control
SHEPLER, ROBERT, BLAIRIVICE PRESIDENTNA Control
SHEPLER, ROBERT, BLAIRISENIOR VICE PRESIDENTNA Control
SHEPLER, ROBERT, BLAIRIVICE PRESIDENTNA Control
SHEPLER, ROBERT, BLAIRISENIOR VICE PRESIDENTNA Control
SHEPLER, ROBERT, BLAIRIVICE PRESIDENTNA Control
TABER, EDWARD, ALBERTICHAIRMAN AND DIRECTORNA Control
TABER, EDWARD, ALBERTICHAIRMAN AND DIRECTORNA Control
TABER, EDWARD, ALBERTIDIRECTORNA Control
WACHTERMAN, RICHARD, MICHAELISECRETARYNA Control
WACHTERMAN, RICHARD, MICHAELISECRETARYNA Control
WACHTERMAN, RICHARD, MICHAELISECRETARYNA Control
LEGG MASON, INC.DESOLE SHAREHOLDERE Control
LEGG MASON, INC.DESOLE SHAREHOLDERE Control
LEGG MASON, INC.DESOLE SHAREHOLDERE Control
LEGG MASON, INC.DESOLE SHAREHOLDERE Control
LEGG MASON, INC.DESOLE SHAREHOLDERE Control
LEGG MASON, INC.DESOLE SHAREHOLDERE Control

Registrations

Federal

IA
Oct 12, 2009 REGISTERED

Notice Filings (1)

MD

Address

100 INTERNATIONAL DRIVE
BALTIMORE, MD 21202
United States
Phone: 410-539-0000